CAROLE E. STONE

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Filing Date Source Excerpt
2007-08-22 Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board.
2008-10-10 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2009-10-22 Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform.
2010-10-20 Bachelor of Arts from Skidmore College in Business Administration; no indication of software or programming skills.
2011-10-14 Retired Director of New York State Division of the Budget; Bachelor of Arts in Business Administration.
2013-10-17 Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College.
2014-06-16 Director, Chicago Board Options Exchange; Commissioner, New York State Commission on Public Authority Reform.
2015-10-07 Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College.
2016-10-06 Director, Chicago Board Options Exchange, Inc.; Director, CBOE Holdings, Inc.; formerly, Commissioner, New York State Commission on Public Authority Reform.
2017-10-04 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings; has a Bachelor of Arts in Business Administration.
2018-10-03 Ms. Stone is currently on the Board of Directors of the CBOE Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities.
2019-10-23 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly, Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated; retired from the New York State Division of the Budget in 2004.
2020-10-13 Former Director, Chicago Board Options Exchange, Inc.; Director, Cboe Global Markets, Inc.; Director, New York State Division of the Budget.
2021-10-12 Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration; formerly Director, Chicago Board Options Exchange and C2 Options Exchange.
2022-10-07 Former Director, Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts from Skidmore College in Business Administration.

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Filing Date Source Excerpt
2007-08-22 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2007-11-15 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-10-10 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform.
2009-10-22 Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform.
2010-10-20 Retired Director of the New York State Division of the Budget; Bachelor of Arts from Skidmore College in Business Administration.
2011-10-14 Retired Director of New York State Division of the Budget; Director of Chicago Board Options Exchange; Bachelor of Arts in Business Administration from Skidmore College.
2012-10-16 Retired Director of New York State Division of the Budget; no mention of programming or technical degrees.
2013-10-17 Retired from New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Director, CBOE Holdings, Inc.; Bachelor of Arts in Business Administration from Skidmore College.
2014-06-16 Director, Chicago Board Options Exchange; Commissioner, New York State Commission on Public Authority Reform.
2015-10-07 Director, Chicago Board Options Exchange, Inc.; Director, C2 Options Exchange, Incorporated; formerly, Commissioner, New York State Commission on Public Authority Reform; Bachelor of Arts in Business Administration from Skidmore College.
2016-10-06 Director, Chicago Board Options Exchange, Inc.; formerly, Commissioner, New York State Commission on Public Authority Reform.
2017-10-04 Retired from New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange; Bachelor of Arts in Business Administration.
2018-10-03 Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; served as Chair of the New York Racing Association Oversight Board, Chair of the Public Authorities Control Board, Commissioner on the New York State Commission on Public Authority Reform.
2019-10-23 Board Member of the Cboe Global Markets, Inc.; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2021-10-12 Former Director, Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts from Skidmore College in Business Administration.
2022-10-07 Former Director of Cboe Global Markets and Chicago Board Options Exchange; Bachelor of Arts in Business Administration; no software or programming experience.

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Filing Date Source Excerpt
2007-06-27 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-06-30 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2009-06-18 Carole E. Stone... Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2010-06-18 Ms. Stone retired from the New York State Division of the Budget and serves on the Board of Directors of the Chicago Board Options Exchange.
2011-06-22 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.
2012-07-02 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2013-06-27 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College.
2014-06-16 Carole E. Stone is Director of Chicago Board Options Exchange and C2 Options Exchange; former Commissioner of New York State Commission on Public Authority Reform.
2015-07-01 Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated; Bachelor of Arts in Business Administration.
2016-06-24 Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She retired from the New York State Division of the Budget in 2004.
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange.
2018-06-28 Bachelor of Arts in Business Administration from Skidmore College; former director of Chicago Board Options Exchange.
2019-06-28 Currently on the Board of Directors of Cboe Global Markets, Inc.; former Director of Chicago Board Options Exchange; holds a Bachelor of Arts in Business Administration; no mention of technical or software skills.
2020-06-26 Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. She served on the Boards of the Chicago Board Options Exchange and Cboe Global Markets.
2021-06-25 Former Director of Chicago Board Options Exchange and Cboe Global Markets; no mention of programming or computer science experience.
2022-06-28 Bachelor of Arts in Business Administration; no mention of programming or technical skills.

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Filing Date Source Excerpt
2007-08-22 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-10-10 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget and Chair, Public Authorities Control Board.
2009-10-22 Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Chair, New York Racing Association Oversight Board.
2010-10-20 Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.
2011-10-14 Retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2012-10-16 Ms. Stone has a BA in Business Administration and has served in various public authority roles, no mention of programming or technical skills.
2014-07-11 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange; has a Bachelor of Arts in Business Administration from Skidmore College.
2015-10-07 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010).
2016-10-06 Director, Chicago Board Options Exchange, Inc.; formerly Commissioner, New York State Commission on Public Authority Reform.
2017-10-04 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange.
2018-10-03 Director, CBOE Global Markets, Inc., formerly, CBOE Holdings, Inc. (since 2010); retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; has a Bachelor of Arts in Business Administration from Skidmore College
2019-10-23 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2020-10-13 Ms. Stone recently retired from the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having served from 2010-2020. She previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999.
2021-10-12 Former Director, Chicago Board Options Exchange (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Director, Cboe Global Markets, Inc. (2010-2020) (formerly named CBOE Holdings, Inc.).
2022-10-07 Former Director, Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Chair of the New York Racing Association Oversight Board.

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Filing Date Source Excerpt
2007-08-22 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-10-10 Carole E. Stone... Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2009-10-22 Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Chair, New York Racing Association Oversight Board.
2010-10-20 Ms. Stone has a Bachelor of Arts in Business Administration and has served in various public authority and budget roles.
2011-10-14 Retired Director of New York State Division of the Budget; has a Bachelor of Arts in Business Administration.
2012-10-16 Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has a Bachelor of Arts in Business Administration from Skidmore College.
2013-10-17 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005- 2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2014-06-16 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2015-02-17 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2016-03-10 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange.
2017-02-24 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration.
2018-02-23 Ms. Stone is currently on the Board of Directors of the CBOE Global Markets, Inc. She retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years.
2019-02-26 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director, Chicago Board Options Exchange, Inc.; has a Bachelor of Arts in Business Administration from Skidmore College.
2020-03-02 Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999.
2021-03-04 Formerly Director of Cboe Global Markets, Inc., Chicago Board Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2022-02-24 Former Director of Chicago Board Options Exchange and Cboe Global Markets; Bachelor of Arts in Business Administration; no programming or computer science background mentioned.

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Filing Date Source Excerpt
2014-06-18 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2015-02-17 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2016-03-10 Retired Director of the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc.
2017-02-24 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings.
2018-02-23 Bachelor of Arts in Business Administration from Skidmore College; no mention of computer science or programming.
2019-02-26 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly, Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated; formerly, Commissioner, New York State Commission on Public Authority Reform.
2020-03-02 Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999.
2021-03-04 Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College and served on various boards, with no mention of computer science or programming.
2022-02-24 Ms. Stone has a Bachelor of Arts in Business Administration; no mention of computer science or programming experience.

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Filing Date Source Excerpt
2007-06-27 Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004).
2007-08-22 Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-06-30 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board.
2009-06-18 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2010-06-18 Ms. Stone has a Bachelor of Arts in Business Administration. She has served on boards related to options exchanges and public authority reform, with no mention of programming or technical expertise.
2011-06-22 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.
2012-07-02 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2013-06-27 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange; has a Bachelor of Arts in Business Administration.
2014-06-16 Carole E. Stone was Director of New York State Division of the Budget and serves on boards of options exchanges; no software or technical skills mentioned.
2015-07-01 Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange, Incorporated; Bachelor of Arts in Business Administration from Skidmore College.
2016-06-24 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010).
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange.
2018-06-28 Former Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2019-06-28 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director, Chicago Board Options Exchange, Inc.; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Bachelor of Arts in Business Administration from Skidmore College.
2020-06-26 Ms. Stone retired from the Board of Directors of Cboe Global Markets and served in various public authority roles; holds a Bachelor of Arts in Business Administration.
2021-06-25 Bachelor of Arts in Business Administration; no mention of programming or software engineering experience.
2022-06-28 Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.

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Filing Date Source Excerpt
2007-06-27 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2007-08-22 Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-06-30 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2009-06-18 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2010-06-18 Ms. Stone has a Bachelor of Arts in Business Administration and has served on boards related to options exchanges and public authority reform. No mention of programming or technical skills.
2011-06-22 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has a Bachelor of Arts from Skidmore College in Business Administration.
2012-07-02 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2013-06-27 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College.
2014-06-16 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010).
2015-07-01 Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated; Bachelor of Arts in Business Administration from Skidmore College.
2016-06-24 Director, Chicago Board Options Exchange, Inc.; retired from the New York State Division of the Budget; served as Chair of the New York Racing Association Oversight Board.
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings.
2018-06-28 Board of Directors of the CBOE Global Markets, Inc.; formerly Director, Chicago Board Options Exchange; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2019-06-28 Currently on the Board of Directors of the Cboe Global Markets, Inc.; retired from the New York State Division of the Budget; has a Bachelor of Arts in Business Administration from Skidmore College.
2020-06-26 Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College and has served on various public authority boards.
2021-06-25 Former Director of Cboe Global Markets and Chicago Board Options Exchange; holds a Bachelor of Arts in Business Administration.
2022-06-28 Bachelor of Arts from Skidmore College in Business Administration; no mention of programming or technical degrees.

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Filing Date Source Excerpt
2007-03-02 Carole E. Stone Board Term: Annual or Director, Chicago 172 See c/o Nuveen Member Class I Board Board Options Principal Investments, Inc. Member until 2010 Exchange (since 2006); Chair, New York Racing 333 West Wacker Drive Length of Service: Association Oversight Board (since 2005)
2007-08-22 Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board.
2008-05-16 Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform.
2009-04-02 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2010-02-26 Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2011-03-30 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2012-03-01 Retired from the New York State Division of the Budget; has a Bachelor of Arts from Skidmore College in Business Administration.
2013-02-28 Ms. Stone retired from New York State Division of the Budget; has a Bachelor of Arts in Business Administration.
2014-06-16 Director, Chicago Board Options Exchange; Commissioner, New York State Commission on Public Authority Reform.
2015-02-17 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2016-03-10 Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009).
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings.
2018-06-28 Former Director, Chicago Board Options Exchange, Inc.; Commissioner, New York State Commission on Public Authority Reform; Bachelor of Arts in Business Administration from Skidmore College.
2019-06-28 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director of Chicago Board Options Exchange; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2020-06-26 Ms. Stone retired from the Board of Directors of Cboe Global Markets and served as Director for New York State public authorities.
2021-06-25 Ms. Stone served on the Boards of Cboe Global Markets and Chicago Board Options Exchange; has a Bachelor of Arts in Business Administration; no technical or programming roles mentioned.
2022-06-28 Bachelor of Arts in Business Administration; no programming or software engineering experience mentioned.

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Filing Date Source Excerpt
2007-06-27 Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004).
2008-06-30 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2009-06-18 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; former Director, New York State Division of the Budget.
2010-06-18 Ms. Stone has a Bachelor of Arts in Business Administration. She has served on boards related to options exchanges and public authority reform. No mention of programming or technical skills.
2011-06-22 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999 ... Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.
2012-07-02 Ms. Stone retired from the New York State Division of the Budget and serves on the Board of Directors of the Chicago Board Options Exchange.
2013-06-27 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange.
2014-06-16 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2015-07-01 Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration from Skidmore College.
2016-06-24 Director of the Chicago Board Options Exchange, CBOE Holdings, Inc.; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings.
2018-06-28 Former Director, Chicago Board Options Exchange, Inc.; Commissioner, New York State Commission on Public Authority Reform; has a Bachelor of Arts in Business Administration.
2019-06-28 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Bachelor of Arts in Business Administration from Skidmore College.
2020-06-26 Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College and served on various public boards.
2021-06-25 Former Director, Chicago Board Options Exchange (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010).
2022-06-28 Former Director of Cboe Global Markets and Chicago Board Options Exchange; former Director of New York State Division of the Budget; no mention of software or programming skills.

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Filing Date Source Excerpt
2007-08-22 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-10-10 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2009-10-22 Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform.
2010-10-20 Ms. Stone...has a Bachelor of Arts from Skidmore College in Business Administration.
2011-10-14 Retired Director of New York State Division of the Budget; has a Bachelor of Arts in Business Administration.
2012-10-16 Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated; has a Bachelor of Arts in Business Administration from Skidmore College.
2013-09-10 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2014-06-16 Carole E. Stone was Director of New York State Division of the Budget; no software-related skills mentioned.
2015-10-07 Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Director, CBOE Holdings, Inc.; Bachelor of Arts in Business Administration from Skidmore College.
2016-10-06 Director, Chicago Board Options Exchange, Inc.; formerly Commissioner, New York State Commission on Public Authority Reform.
2017-10-04 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings.
2018-10-03 Currently on the Board of Directors of the CBOE Global Markets, Inc.; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2019-10-23 Currently on the Board of Directors of the Cboe Global Markets, Inc.; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; has a Bachelor of Arts in Business Administration from Skidmore College.
2020-10-13 Ms. Stone recently retired from the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having served from 2010-2020. She has a Bachelor of Arts in Business Administration from Skidmore College.
2021-10-12 Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.
2022-10-07 Bachelor of Arts from Skidmore College in Business Administration; formerly Director of Chicago Board Options Exchange.

NUVEEN SELECT MATURITIES MUNICIPAL FUND

Filing Date Source Excerpt
2008-06-30 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2009-06-18 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2010-06-18 Ms. Stone has a Bachelor of Arts in Business Administration and has served on various boards. No mention of programming or technical skills.
2011-06-22 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has a Bachelor of Arts from Skidmore College in Business Administration.
2012-07-02 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2013-06-27 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College.
2014-06-16 Carole E. Stone retired from New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings, Inc.; former Chair of New York Racing Association Oversight Board.
2015-07-01 Retired Director of the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration from Skidmore College.
2016-06-24 Director of Chicago Board Options Exchange and CBOE Holdings; retired Director of New York State Division of the Budget; Bachelor of Arts in Business Administration.
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and related entities.
2018-06-28 Former Director, Chicago Board Options Exchange, Inc.; retired from New York State Division of the Budget; has a Bachelor of Arts in Business Administration.
2019-06-28 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly served on Boards of Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2020-06-26 Ms. Stone retired from the Board of Directors of Cboe Global Markets and served in various public authority roles in New York State.
2021-06-25 Former Director of Cboe Global Markets and Chicago Board Options Exchange; retired from New York State Division of the Budget; holds a Bachelor of Arts in Business Administration.
2022-06-28 Former Director, Chicago Board Options Exchange (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.

NUVEEN SELECT TAX FREE INCOME PORTFOLIO

Filing Date Source Excerpt
2007-06-27 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-06-30 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2009-06-18 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; no technical qualifications mentioned.
2010-06-18 Ms. Stone has a Bachelor of Arts in Business Administration and has served on boards related to options exchanges and public authorities. No mention of programming or technical skills.
2011-06-22 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years. She is currently on the Board of Directors of the Chicago Board Options Exchange and CBOE Holdings, Inc. She has a Bachelor of Arts in Business Administration.
2012-07-02 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2013-06-27 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College.
2014-06-16 Carole E. Stone retired from New York State Division of the Budget; director of Chicago Board Options Exchange and CBOE Holdings, Inc.
2015-07-01 Retired Director of the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration.
2016-06-24 Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004.
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc.
2018-06-28 Former Director, Chicago Board Options Exchange, Inc.; Commissioner, New York State Commission on Public Authority Reform; Bachelor of Arts in Business Administration from Skidmore College.
2019-06-28 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated; Bachelor of Arts in Business Administration from Skidmore College.
2020-06-26 Ms. Stone retired from the Board of Directors of the Cboe Global Markets, Inc.; previously served as Director for New York State public authorities; has a Bachelor of Arts in Business Administration from Skidmore College.
2022-06-28 Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.

NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND

Filing Date Source Excerpt
2007-08-22 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-10-10 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; former Director, New York State Division of the Budget.
2009-10-22 Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform.
2010-10-20 Ms. Stone...has a Bachelor of Arts from Skidmore College in Business Administration.
2011-10-14 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2012-10-16 Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has a Bachelor of Arts in Business Administration from Skidmore College.
2013-10-17 Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Director, Chicago Board Options Exchange, Inc.; Director, C2 Options Exchange, Incorporated.
2014-06-16 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2015-02-17 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2016-03-10 Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College.
2017-02-24 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration.
2018-02-23 Ms. Stone is currently on the Board of Directors of the CBOE Global Markets, Inc. She retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years.
2019-02-26 Currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999; served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities.
2020-03-02 Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College.
2021-03-04 Retired from the Board of Directors of Cboe Global Markets, Inc.; formerly Director of Chicago Board Options Exchange; Bachelor of Arts in Business Administration from Skidmore College.
2022-02-24 Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.

Data sourced from SEC filings. Last updated: 2025-08-30