DAVID C. FLATTUM

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PIMCO CALIFORNIA MUNICIPAL INCOME FUND

Filing Date Source Excerpt
2004-11-24 David C. Flattum Age: 40 ... Trustee ... Class III ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with AGI and the Manager ... Mr. Flattum will not receive compensation from the Funds for his services as Trustee.
2005-11-16 David C. Flattum Age 41 Class III ... Position(s) Held with the Funds: Trustee ... Each officer and Trustee, who is a director, officer, partner, member or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds. ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with Allianz Global Investors of America L.P. and the Manager.

PIMCO CALIFORNIA MUNICIPAL INCOME FUND II

Filing Date Source Excerpt
2004-11-24 David C. Flattum Age: 40 ... INTERESTED TRUSTEE/NOMINEE+ ... Trustee ... Class III ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with AGI and the Manager ... Mr. Flattum will not receive compensation from the Funds for his services as Trustee.
2005-11-16 David C. Flattum Age 41 Class III ... Position(s) Held with the Funds: Trustee ... Each officer and Trustee, who is a director, officer, partner, member or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds. ... Total Compensation ... David C. Flattum ... $0

PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

Filing Date Source Excerpt
2004-11-24 INTERESTED TRUSTEE/NOMINEE+ David C. Flattum Age: 40 ... Trustee ... Class III ... Managing Director, Chief Operating Officer, General Counsel and member of the Management Board ... Mr. Flattum will not receive compensation from the Funds for his services as Trustee.
2005-11-16 David C. Flattum Age 41 Class III ... Trustee ... Each officer and Trustee, who is a director, officer, partner, member or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds.

PIMCO CORPORATE & INCOME OPPORTUNITY FUND

Filing Date Source Excerpt
2005-01-26 David C. Flattum Age: 40 ... Class III ... Trustee ... Managing Director, Chief Operating Officer, General Counsel and member of the Management Board, Allianz Global Investors of America L.P. ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with AGI and the Manager ... Mr. Flattum does not receive compensation from the Funds for his services as Trustee.
2006-01-24 David C. Flattum 08/27/1964 ... PCN (Class III) PTY (Class III) ... Trustee ... Each officer and Trustee, who is a director, officer, partner or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds.

PIMCO CORPORATE & INCOME STRATEGY FUND

Filing Date Source Excerpt
2005-01-26 David C. Flattum Age: 40 ... Trustee ... Class III ... Managing Director, Chief Operating Officer, General Counsel and member of the Management Board, Allianz Global Investors of America L.P. ... Mr. Flattum does not receive compensation from the Funds for his services as Trustee.
2006-01-24 David C. Flattum 08/27/1964 PCN (Class III) PTY (Class III) | Trustee ... Mr. Flattum is an 'interested person' of the Fund ... Each officer and Trustee, who is a director, officer, partner or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds.

PIMCO Global StocksPLUS & Income Fund

Filing Date Source Excerpt
2006-06-08 Managing Director, Chief Operating Officer, General Counsel and member of Management Board, Allianz Global Investors of America L.P.; member of Management Board, Allianz Global Investors Fund Management LLC. Formerly, Head of Corporate Functions of Allianz Global Investors of America L.P.; Partner, Latham & Watkins LLP (1998-2001).
2014-04-21 David C. Flattum, Managing Director and General Counsel

PIMCO HIGH INCOME FUND

Filing Date Source Excerpt
2005-11-04 David C. Flattum Age 41 Class III ... Trustee ... Interested Trustees/Nominees ... Managing Director, Chief Operating Officer, General Counsel and member of the Management Board, Allianz Global Investors of America L.P.; Formerly, Partner, Latham & Watkins LLP ... Each officer and Trustee or nominee, who is a director, officer, partner or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds.
2006-10-12 David C. Flattum resigned as a Class III Trustee of PHK, PFL and PFN effective October 10, 2006 and, consequently, is not nominated for election as a Trustee ... Interested Trustees/Nominees ... David C. Flattum†† ... Effective October 10, 2006, David C. Flattum resigned as a Class III Trustee of the Funds.

PIMCO INCOME STRATEGY FUND

Filing Date Source Excerpt
2004-10-08 David C. Flattum N/A Since September 2004 ... Interested TRUSTEE/NOMINEE ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with ADAM and the Manager ... Total compensation from the Fund Complex paid to Trustees/Nominees for the fiscal year ended July 31, 2004: N/A ... Mr. Flattum will not receive compensation from the Fund for his service as Trustee.
2005-11-04 David C. Flattum Age 41 Class III ... Position(s) Held with the Funds: Trustee ... Each officer and Trustee or nominee, who is a director, officer, partner or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds. ... Total Compensation ... David C. Flattum ... 0.
2006-10-12 David C. Flattum resigned as a Class III Trustee of PHK, PFL and PFN effective October 10, 2006 and, consequently, is not nominated for election as a Trustee ... Interested Trustees/Nominees ... David C. Flattum ... $0

PIMCO Income Strategy Fund II

Filing Date Source Excerpt
2005-11-04 Managing Director, Chief Operating Officer, General Counsel and member of the Management Board, Allianz Global Investors of America L.P.; Formerly, Partner, Latham & Watkins LLP (1998-2001).
2014-04-21 David C. Flattum, Managing Director and General Counsel

PIMCO MUNICIPAL INCOME FUND

Filing Date Source Excerpt
2004-11-24 INTERESTED TRUSTEE/NOMINEE+ David C. Flattum Age: 40 ... Trustee ... Class III ... Mr. Flattum will not receive compensation from the Funds for his services as Trustee.
2005-11-16 David C. Flattum Age 41 Class III ... Trustee ... Since September 2004 ... Each officer and Trustee, who is a director, officer, partner, member or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds. ... Total Compensation ... David C. Flattum ... $0

PIMCO MUNICIPAL INCOME FUND II

Filing Date Source Excerpt
2004-11-24 David C. Flattum Age: 40 ... Trustee ... Class III ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with AGI and the Manager ... Mr. Flattum will not receive compensation from the Funds for his services as Trustee.
2005-11-16 David C. Flattum Age 41 Class III ... Trustee ... Each officer and Trustee, who is a director, officer, partner or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds.

PIMCO MUNICIPAL INCOME FUND III

Filing Date Source Excerpt
2004-11-24 David C. Flattum Age: 40 ... INTERESTED TRUSTEE/NOMINEE ... Trustee ... Class III ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with AGI and the Manager ... Mr. Flattum will not receive compensation from the Funds for his services as Trustee.
2005-11-16 David C. Flattum Age 41 Class III ... Position(s) Held with the Funds: Trustee ... Each officer and Trustee, who is a director, officer, partner, member or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds.
2006-11-22 Effective October 10, 2006, David C. Flattum, an Interested Trustee, resigned as a Class III Trustee of the Funds ... Interested Trustees/Nominees ... David C. Flattum ... $0

PIMCO NEW YORK MUNICIPAL INCOME FUND

Filing Date Source Excerpt
2004-11-24 INTERESTED TRUSTEE/NOMINEE+ David C. Flattum Age: 40 ... Trustee ... Class III ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with AGI and the Manager ... Mr. Flattum will not receive compensation from the Funds for his services as Trustee.
2005-11-16 David C. Flattum Age 41 Class III ... Position(s) Held with the Funds: Trustee ... Each officer and Trustee, who is a director, officer, partner, member or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds. ... Total Compensation ... David C. Flattum ... $0

PIMCO NEW YORK MUNICIPAL INCOME FUND II

Filing Date Source Excerpt
2004-11-24 David C. Flattum Trustee Age: 40 ... Class III ... INTERESTED TRUSTEE/NOMINEE+ ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with AGI and the Manager ... Mr. Flattum will not receive compensation from the Funds for his services as Trustee.
2005-11-16 David C. Flattum Age 41 Class III ... Position(s) Held with the Funds: Trustee ... Each officer and Trustee, who is a director, officer, partner or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds. ... Mr. Flattum is an 'interested person' of the Fund due to his affiliation with Allianz Global Investors of America L.P. and the Manager.

PIMCO NEW YORK MUNICIPAL INCOME FUND III

Filing Date Source Excerpt
2004-11-24 David C. Flattum Age: 40 ... Trustee ... Class III ... Mr. Flattum is an "interested person" of the Fund due to his affiliation with AGI and the Manager ... Mr. Flattum will not receive compensation from the Funds for his services as Trustee.
2005-11-16 David C. Flattum Age 41 Class III ... Position(s) Held with the Funds: Trustee ... Each officer and Trustee, who is a director, officer, partner or employee of the Manager or PIMCO ... including Mr. Flattum, serves without any compensation from the Funds. ... Total Compensation ... David C. Flattum ... $0.
2006-11-22 Effective October 10, 2006, David C. Flattum, an Interested Trustee, resigned as a Class III Trustee of the Funds ... Interested Trustees/Nominees ... David C. Flattum ... $0

Virtus Convertible & Income Fund

Filing Date Source Excerpt
2005-09-07 David C. Flattum Age 40 Class III ... Trustee ... Managing Director, Chief Operating Officer, General Counsel and member of the Management Board, Allianz Global Investors of America L.P. ... Each officer and Trustee or nominee, who is a director, officer, partner or employee of the Manager or NACM ... including Mr. Flattum, serves without any compensation from the Funds.
2006-08-15 David C. Flattum 08/27/1964 Class III ... Trustee ... Interested Trustees/Nominees ... Mr. Flattum is an “interested person” of the Fund due to his affiliation with Allianz Global Investors of America L.P. ... Each officer and Trustee, who is a director, officer, partner or employee of the Manager or the Sub-Adviser ... including Mr. Flattum, serves without any compensation from the Funds.

Virtus Convertible & Income Fund II

Filing Date Source Excerpt
2005-09-07 David C. Flattum Age 40 Class III ... Trustee ... Interested Trustees/Nominees ... Each officer and Trustee or nominee, who is a director, officer, partner or employee of the Manager or NACM ... including Mr. Flattum, serves without any compensation from the Funds. ... Aggregate Compensation from NCV ... $0 ... Aggregate Compensation from NCZ ... $0
2006-08-15 David C. Flattum 08/27/1964 Class III | Trustee | ... | Mr. Flattum is an “interested person” of the Fund ... In addition to Mr. Flattum’s positions with Funds set forth in the table above ... Each officer and Trustee, who is a director, officer, partner or employee of the Manager or the Sub-Adviser ... including Mr. Flattum, serves without any compensation from the Funds.

Virtus Dividend, Interest & Premium Strategy Fund

Filing Date Source Excerpt
2006-03-31 “David C. Flattum 08/27/1964 Class III … Nominee …” and “Mr. Flattum is an ‘interested person’ of the Fund…” and “including Mr. Flattum, serves without any compensation from the Fund.”

Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-07-18