DAVID GALE

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FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Filing Date Source Excerpt
2002-02-08 DAVID GALE Director President & CEO of Delta Dividend Group, Inc. (Investments). Director, Stone Container Corporation (packaging), until Dec. 31, 2000; Director Free Real Time.com, until Feb 1, 2001.
2003-02-21 DAVID GALE Director Class I Director President and CEO 3 -- Delta Dividend Group, Inc. (investments)
2004-02-06 President and CEO of Delta Dividend Group, Inc. (investments)
2005-02-17 David Gale - President and CEO of Delta Dividend Group, Inc. (investments); Director, Metromedia International Group, Inc. (telecommunications); Director, Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated and Flaherty & Crumrine/Claymore Total Return Fund Incorporated.
2006-02-21 David Gale - President and CEO of Delta Dividend Group, Inc.; other directorships include Metromedia International Group, Inc. (telecommunications) and investment funds; no mention of programming or technical degrees.
2007-02-16 David Gale - President and CEO of Delta Dividend Group, Inc. (investments)
2008-02-19 President and CEO of Delta Dividend Group, Inc. (investments)
2009-02-24 David Gale - President of Delta Dividend Group, Inc. (investments)
2010-02-25 President of Delta Dividend Group, Inc. (investments)
2011-02-24 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc, a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley and a Managing Director of Lehman Brothers Holdings Inc.
2012-03-06 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc, a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley and a Managing Director of Lehman Brothers Holdings Inc.
2013-03-07 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from February 1983 to January 1990, and a Managing Director of Lehman Brothers Holdings Inc. from January 1990 to January 1992.
2014-03-21 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2015-03-09 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2016-03-08 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2017-03-10 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2018-03-06 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2019-03-12 President of Delta Dividend Group, Inc. (investments). Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2020-03-05 President of Delta Dividend Group, Inc. (investments). Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2021-03-04 President of Delta Dividend Group, Inc. (investments). In addition to his tenure as a Director of the Funds, Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2022-03-03 President of Delta Dividend Group, Inc. (investments). Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2023-03-02 President of Delta Dividend Group, Inc. (investments). Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2024-03-04 President of Delta Dividend Group, Inc. (investments).
2025-03-17 President of Delta Dividend Group, Inc. (investments). None other public company board memberships during past five years.

Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC

Filing Date Source Excerpt
2002-02-08 DAVID GALE Director President & CEO of Delta Dividend Group, Inc. (Investments). Director, Stone Container Corporation (packaging), until Dec. 31, 2000; Director Free Real Time.com, until Feb 1, 2001.
2003-02-21 DAVID GALE Director Class I Director President and CEO 3 -- of Delta Dividend Group, Inc. (investments)
2004-02-06 DAVID GALE Director President and CEO of Delta Dividend Group, Inc. (investments)
2005-02-17 David Gale - President and CEO of Delta Dividend Group, Inc. (investments); Director, Metromedia International Group, Inc. (telecommunications); Director, Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated and Flaherty & Crumrine/Claymore Total Return Fund Incorporated.
2006-02-21 David Gale - President and CEO of Delta Dividend Group, Inc.; no indication of software or programming background.
2007-02-16 David Gale - President and CEO of Delta Dividend Group, Inc. (investments)
2008-02-19 David Gale - President and CEO of Delta Dividend Group, Inc. (investments); Director of Metromedia International Group, Inc. (telecommunications)
2009-02-25 David Gale - President of Delta Dividend Group, Inc. (investments)
2010-02-25 President of Delta Dividend Group, Inc. (investments)
2011-02-24 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc, a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley and a Managing Director of Lehman Brothers Holdings Inc.
2012-03-06 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc, a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from February 1983 to January 1990, and a Managing Director of Lehman Brothers Holdings Inc. from January 1990 to January 1992.
2013-03-07 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from February 1983 to January 1990, and a Managing Director of Lehman Brothers Holdings Inc. from January 1990 to January 1992.
2014-03-21 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2015-03-09 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2016-03-08 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2017-03-10 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2018-03-06 Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2019-03-12 President of Delta Dividend Group, Inc. (investments). Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2020-03-05 David Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2021-03-04 President of Delta Dividend Group, Inc. (investments). Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley and a Managing Director of Lehman Brothers Holdings Inc.
2022-03-03 President of Delta Dividend Group, Inc. (investments). Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2023-03-02 President of Delta Dividend Group, Inc. (investments). Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from 1983 to 1990, and a Managing Director of Lehman Brothers Holdings Inc. from 1990 to 1992.
2024-03-04 President of Delta Dividend Group, Inc. (investments).
2025-03-17 President of Delta Dividend Group, Inc. (investments).

Data sourced from SEC filings. Last updated: 2025-08-30