DUNCAN O. MCKEE

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BANCROFT FUND LTD

Filing Date Source Excerpt
2001-12-18 DUNCAN O. MCKEE, 70, retired in 1988 from the practice of law as a partner at the law firm of Ballard Spahr Andrews & Ingersoll, LLP. During his career at Ballard Spahr, Mr. McKee represented publicly owned companies, including closed-end and open-end investment companies, in mergers, acquisitions and securities offerings. Mr. McKee has been a director of the Company since 1996 and is also a director of Ellsworth. He was also a director of the Company from 1970 to 1988 and a director of Ellsworth from 1986 to 1988. Mr. McKee was Director Emeritus of the Company and Ellsworth from 1988 to 1996. Mr. McKee received his undergraduate degree from the College of Wooster and his law degree from Duke University School of Law. ... DIRECTORS' COMPENSATION Duncan O. McKee......................... $14,000 $28,000
2002-12-26 DUNCAN O. MCKEE, 71, retired in 1988 from the practice of law as a partner at the law firm of Ballard Spahr Andrews & Ingersoll, LLP. ... Mr. McKee has been a director of the Company since 1996 ... The following table shows the compensation that was paid to the directors solely by the Company ... Duncan O. McKee.................. $13,000
2003-12-29 Duncan O. McKee, 72, retired in 1988 from the practice of law... Mr. McKee has been a director of the Company since 1996... The following table shows the compensation that was paid to the directors solely by the Company as well as by the Fund Complex as a whole during the 2003 fiscal year... Duncan O. McKee $14,000 from Company, $28,000 from Fund Complex.
2004-12-23 Duncan O. McKee, 73, has been a director of the Company since 1996. He is an independent director. The Audit Committee is comprised entirely of independent directors including Mr. McKee. The compensation table shows he received $27,000 from the Fund Complex.
2005-12-23 Duncan O. McKee(2) - 74 1996 Retired. Ellsworth Fund Formerly: Partner at the law firm of Ballard Spahr Andrews & Ingersoll, LLP (Ballard Spahr) (1964-1988). During his career at Ballard Spahr, Mr. McKee represented publicly owned companies, including closed-end and open-end investment companies, in mergers, acquisitions and securities offerings; Director Emeritus of the Company and Ellsworth Fund (1988 to 1996). Mr. McKee received his undergraduate degree from the College of Wooster and his law degree from Duke University School of Law.
2006-12-20 Duncan O. McKee - 75 Retired. Formerly: Partner at the law firm of Ballard Spahr Andrews & Ingersoll, LLP (1964-1988). During his career at Ballard Spahr, Mr. McKee represented publicly owned companies, including closed-end and open-end investment companies, in mergers, acquisitions and securities offerings; Director Emeritus of the Trust and Ellsworth Fund (1988 to 1996). Mr. McKee received his undergraduate degree from the College of Wooster and his law degree from Duke University School of Law. Ellsworth Fund The Audit Committee is comprised entirely of independent trustees (Dr. Bogan, Mr. Halsted and Mr. McMullan). Aggregate Compensation From Fund Complex: $33,000.

ELLSWORTH GROWTH & INCOME FUND LTD

Filing Date Source Excerpt
2001-11-26 DUNCAN O. MCKEE, 70, retired in 1988 from the practice of law as a partner at the law firm of Ballard Spahr Andrews & Ingersoll, LLP. During his career at Ballard Spahr, Mr. McKee represented publicly owned companies, including closed-end and open-end investment companies, in mergers, acquisitions and securities offerings. Mr. McKee was Director Emeritus of the Company and Bancroft from 1988 to 1996. Mr. McKee has been a director of the Company since 1996 and is also a director of Bancroft. He was also a director of the Company from 1986 to 1988.
2002-11-26 DUNCAN O. MCKEE, 71, retired in 1988 from the practice of law as a partner at the law firm of Ballard Spahr Andrews & Ingersoll, LLP. ... Mr. McKee has been a director of the Company since 1996 ... The following table shows the compensation that was paid to the directors solely by the Company as well as by the fund complex as a whole during the 2002 fiscal year. ... Duncan O. McKee.................... $13,000 $23,750
2003-12-29 Duncan O. McKee, 72, retired in 1988 from the practice of law as a partner at the law firm of Ballard Spahr Andrews & Ingersoll, LLP ... Mr. McKee has been a director of the Company since 1996 ... Mr. McKee currently receives (1) an annual fee of $5,000, (2) $1,000 plus expenses for each Board meeting attended, (3) $1,000 for each shareholders' meeting attended, (4) $1,000 plus expenses for each Committee meeting attended that is not held in conjunction with a Board meeting, and (5) $500 for each Committee meeting attended that is held in conjunction with a Board meeting.
2004-11-29 Duncan O. McKee, 73, ... Mr. McKee has been a director of the Company since 1996 ... The Audit Committee is comprised entirely of independent directors (Mr. Benton, Dr. Bogan, Mr. Halsted and Mr. McMullan, with Dr. Bogan serving as Chairperson). ... Mr. McKee currently receives $14,000 from the Company in director compensation.
2005-12-01 Duncan O. McKee(2) - 74 1996 Retired. Formerly: Partner at the law firm of Ballard Spahr Andrews & Ingersoll, LLP (Ballard Spahr) (1964-1988). During his career at Ballard Spahr, Mr. McKee represented publicly owned companies, including closed-end and open-end investment companies, in mergers, acquisitions and securities offerings; Director Emeritus of the Company and Bancroft Fund (1988 to 1996). Mr. McKee received his undergraduate degree from the College of Wooster and his law degree from Duke University School of Law. Audit Committee member. Total compensation from Fund Complex: $30,625.
2006-11-28 Duncan O. McKee - 75, Independent Trustee since 1996, annual compensation $30,625 from Fund Complex.

Data sourced from SEC filings. Last updated: 2025-08-30