Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2006-09-29 | Edmund J. Burke (3) (Age 45)...Principal Occupation(s) During Past Five Years: President and a Director of ALPS (since 2005), President and a Director of ALPS Advisers (since 2001). |
| 2008-02-29 | President and a Director of: ALPS Holdings, Inc. (since 2005), ALPS Advisers (since 2001), ALPS Distributors, Inc. (since 2000) and ALPS Fund Services, Inc., (since 2000) |
| 2009-02-27 | CEO and a Director of: ALPS Holdings, Inc. (since 2005); Director of ALPS Advisers (since 2001), and ALPS Distributors, Inc. (since 2000) and ALPS Fund Services, Inc., (since 2000); President and a Director of ALPS Financial Services, Inc. (1991-2005) |
| 2010-02-23 | Edmund J. Burke (Age 49) - CEO and a Director of ALPS Holdings, Inc.; Director of ALPS Advisors; President and a Director of ALPS Financial Services, Inc. |
| 2011-02-25 | Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI's parent company, a financial services holding company. |
| 2012-02-24 | Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI's parent company, a financial services holding company. |
| 2012-11-09 | The following table shows the dollar range and the number of shares of equity securities beneficially owned by each Trustee/Director and named executive officer as of December 31, 2011 of Growth Fund and of Equity Fund. |
| 2013-06-28 | Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI's parent company. |
| 2014-06-25 | Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI's parent company, a financial services holding company, a director of AAI and certain of its affiliated companies. |
| 2015-07-06 | Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI’s parent company, a financial services holding company, a director of AAI and certain of its affiliated companies, trustee, chairman and president of an open-end investment company, trustee and president of closed-end investment companies and several years of service as a Trustee of the Equity Fund and a Director of the Growth Fund. |
| 2015-10-09 | Edmund J. Burke - Interested Trustee, no shares owned, no technical background mentioned. |
| 2016-01-15 | Edmund J. Burke - Interested Trustee |
| 2016-07-01 | Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI’s parent company, a financial services holding company. |
| 2017-07-03 | Edmund J. Burke: Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI’s parent company, a financial services holding company, a director of AAI and certain of its affiliated companies, trustee, chairman and president of an open-end investment company, trustee and president of closed-end investment companies and several years of service as a Trustee of the Equity Fund and a Director of the Growth Fund. |
| 2018-04-11 | Edmund J. Burke President, Director of ALPS Advisors |
| 2018-06-28 | Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI’s parent company, a financial services holding company. |
| 2019-06-28 | Retired. Formerly, Chief Executive Officer and President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc. (2001-2019), and Director of ALPS Distributors, Inc. (2000-2019), ALPS Fund Services, Inc., (2000-2019) and ALPS Portfolio Solutions Distributor, Inc. (2013-2019). Mr. Burke also served as a Director of Boston Financial Data Services (2013-2019). |
| 2020-06-24 | Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI’s parent company, a financial services holding company, a director of AAI and certain of its affiliated companies, trustee, chairman and president of an open-end investment company, trustee and president of closed-end investment companies and several years of service as a Trustee of the Equity Fund and a Director of the Growth Fund. |
| 2021-06-30 | Mr. Burke joined ALPS in 1991 and served as the President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc., and Director of ALPS Distributors, Inc., ALPS Fund Services, Inc. and ALPS Portfolio Solutions Distributor, Inc. Mr. Burke retired from the ALPS Companies in June 2019. Mr. Burke is currently a partner at ETF Action, a web-based system that provides data and analytics to registered investment advisers, and a Director of Alliance Bioenergy Plus, Inc., technology company focused on emerging technologies in the renewable energy, biofuels, and bioplastics technology sectors. |
| 2022-06-30 | Mr. Burke is currently a partner at ETF Action, a web-based system that provides data and analytics to registered investment advisers, and a Director of Alliance Bioenergy Plus, Inc., technology company focused on emerging technologies in the renewable energy, biofuels, and bioplastics technology sectors. Mr. Burke joined ALPS in 1991 and served as the President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc., and Director of ALPS Distributors, Inc., ALPS Fund Services, Inc., and ALPS Portfolio Solutions Distributor, Inc. He retired from the ALPS Companies in June 2019. |
| 2023-06-20 | Mr. Burke is currently a partner at ETF Action, a web-based system that provides data and analytics to registered investment advisers, and a Director of Alliance Bioenergy Plus, Inc., technology company focused on emerging technologies in renewable energy, biofuels, and bioplastics technology sectors. He served as President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc. |
| 2024-06-27 | Mr. Burke is currently a partner at ETF Action, a web-based system that provides data and analytics to registered investment advisers, (since 2020) and a Director of Alliance Bioenergy Plus, Inc., technology company focused on emerging technologies in the renewable energy, biofuels, and bioplastics technology sectors (since 2020). Mr. Burke joined ALPS in 1991 and served as the President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc., and Director of ALPS Distributors, Inc., ALPS Fund Services, Inc., and ALPS Portfolio Solutions Distributor, Inc. (collectively, the “ALPS Companies”). Mr. Burke retired from the ALPS Companies in June 2019. |
| Filing Date | Source Excerpt |
|---|---|
| 2006-09-29 | Edmund J. Burke (3) (Age 45) ... President and a Director of ALPS (since 2005), President and a Director of ALPS Advisers (since 2001), President and a Director of ALPS Financial Services, Inc. (1991-2005). ... President, Financial Investors Trust (since 2001), President, Reaves Utility Income Fund (since 2004), Trustee and President, Clough Global Allocation Fund (Trustee since 2006; President since 2004), Trustee and President, Clough Global Allocation Equity Fund (Trustee since 2006; President since 2005), Trustee and President, Clough Global Opportunities Fund (since 2006). |
| 2007-03-01 | Edmund J. Burke (Age 45) Trustee Since 2006, Term expires 2009; Director Since 2006, Term expires 2009; President and a Director of ALPS Holdings, Inc. (since 2005), President and a Director of ALPS Advisers (since 2001), President and a Director of ALPS Financial Services, Inc. and ALPS Distributors, Inc. (1991-2005); 2 portfolios overseen; President, Financial Investors Trust (since 2001); President, Reaves Utility Income Fund (since 2004); President, Financial Investors Variable Insurance Trust; Trustee and President, Clough Global Allocation Fund (Trustee since 2006, President since 2004); Trustee and President, Clough Global Equity Fund (Trustee since 2006, President since 2005); Trustee and President Clough Global Opportunities Fund (since 2006); All the Trustees/Directors are members of each Fund’s Audit Committee except for Mr. Burke; Aggregate Compensation from the Equity Fund None, from the Growth Fund None, Total None. |
| 2008-02-29 | Edmund J. Burke (Age 46) Interested Trustee Since 2006, Term expires 2009 Director Since 2006, Term expires 2009 President and a Director of: ALPS Holdings, Inc. (since 2005), ALPS Advisers (since 2001), ALPS Distributors, Inc. (since 2000) and ALPS Fund Services, Inc., (since 2000); President and a Director of ALPS Financial Services, Inc. (1991-2005) 2 portfolios overseen; President, Financial Investors Trust (since 2001); President, Reaves Utility Income Fund (since 2004); President, Financial Investors Variable Insurance Trust; Trustee and President, Clough Global Allocation Fund (Trustee since 2006, President since 2004); Trustee and President, Clough Global Equity Fund (Trustee since 2006, President since 2005); Trustee and President Clough Global Opportunities Fund (since 2006). Compensation: $0. |
| 2009-02-27 | Edmund J. Burke (Age 46) Trustee Since 2006, Term expires 2009 Director Since 2006, Term expires 2009 CEO and a Director of: ALPS Holdings, Inc. (since 2005); Director of ALPS Advisers (since 2001), and ALPS Distributors, Inc. (since 2000) and ALPS Fund Services, Inc., (since 2000); President and a Director of ALPS Financial Services, Inc. (1991-2005); President, Financial Investors Trust (since 2001); President, Reaves Utility Income Fund (since 2004); President, Financial Investors Variable Insurance Trust; Trustee and President, Clough Global Allocation Fund (Trustee since 2006, President since 2004); Trustee and President, Clough Global Equity Fund (Trustee since 2006, President since 2005); Trustee and President Clough Global Opportunities Fund (since 2006). Not a member of Audit Committee. Compensation: $0. |
| 2010-02-23 | Edmund J. Burke (Age 49)*** Trustee Since 2006, Term expires 2012; Director Since 2006, Term expires 2012; CEO and a Director of: ALPS Holdings, Inc. (since 2005); All the Trustees/Directors are members of each Fund’s Audit Committee except for Mr. Burke; Aggregate Compensation from the Fund Complex: $0. |
| 2011-04-15 | Edmund J. Burke (Age 50) Director Since 2006, Term expires 2012 CEO and a Director of: ALPS Holdings, Inc. (since 2005); Director of ALPS Advisors (since 2001), and ALPS Distributors, Inc. (since 2000) and ALPS Fund Services, Inc., (since 2000); President and a Director of ALPS Financial Services, Inc. (1991-2005) Aggregate Compensation from the Growth Fund $0 |
| 2012-07-16 | Edmund J. Burke (Age 51)** Director Since 2006; Term expires 2012 President, ALPS, a DST Company (since November 2011) CEO and a Director of ALPS Holdings, Inc. (since 2005); Director of ALPS Advisors (since 2006), and ALPS Distributors, Inc. (since 2000) and ALPS Fund Services, Inc., (since 2000); President and a Director of ALPS Financial Services, Inc. (1991-2005) The following table shows, for the fiscal year ended December 31, 2011, the compensation received from the Fund by the Directors, and the aggregate compensation paid to the Directors for service on the Boards of funds within the Fund Complex. Edmund J. Burke $0 Aggregate Compensation from the Growth Fund $0 Total Compensation from the Fund Complex. |
| 2013-06-28 | Edmund J. Burke (Age 52) Trustee Since 2006, Term expires 2015 Director Since 2006, Term expires 2015 President of ALPS, a DST Company (since November 2011); CEO and a Director of ALPS Holdings, Inc. (since 2005); Director of ALPS Advisers (since 2001), and ALPS Distributors, Inc. (since 2000) and ALPS Fund Services, Inc., (since 2000); President and a Director of ALPS Financial Services, Inc. (1991-2005) Aggregate Compensation from Equity Fund $0, Growth Fund $0, Total $0 |
| 2014-06-25 | Edmund J. Burke (Age 53) ... Director Since 2006, Term expires 2015 ... Chief Executive Officer and President of ALPS Holdings, Inc. ... Aggregate Compensation from the Growth Fund $0 |
| 2015-07-06 | Edmund J. Burke Year of Birth: 1961 Trustee since 2006; Term expires 2015 Director since 2006; Term expires 2015 Chief Executive Officer and President of ALPS Holdings, Inc., a DST Company (since November 2011); CEO and Director, ALPS Holdings, Inc. (2005-2011); Director of ALPS Advisors, Inc. (since 2001), ALPS Distributors, Inc. (since 2000), ALPS Fund Services, Inc. (since 2000) and ALPS Portfolio Solutions Distributor, Inc. (since 2013). Mr. Burke is also a Director of Boston Financial Data Services (since 2013). Compensation: $0 from Equity Fund, $0 from Growth Fund, total $0. |
| 2016-07-01 | Edmund J. Burke: Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI’s parent company, a financial services holding company, a director of AAI and certain of its affiliated companies, trustee, chairman and president of an open-end investment company, trustee and president of closed-end investment companies and several years of service as a Trustee of the Equity Fund and a Director of the Growth Fund. The following table shows, for the fiscal year ended December 31, 2015, the compensation received from each Fund by the Trustees/Directors and the aggregate compensation paid to the Trustees/Directors for service on the Boards of Funds within the Fund Complex. Neither Fund has a bonus, profit sharing or retirement plan. Edmund J. Burke $0 $0 $0. |
| 2017-04-28 | To the knowledge of the Fund, on the Record Date for the Special Meeting, the following Directors and executive officers were known to own the following shares of the Fund: Name of Directors and Executive Officers Interested Director Edmund J. Burke # of Shares Owned: 0 Type of Ownership: N/A |
| 2017-07-03 | Edmund J. Burke Year of Birth: 1961; Trustee since 2006; Director since 2006; Compensation $0; Interested Trustee/Director. |
| 2018-04-11 | The following officers or Trustees/Directors of the Funds are officers, employees, directors, general partners or shareholders of ALPS Advisors or its affiliates: Edmund J. Burke Trustee/Director; Vice President President, Director |
| 2018-04-11 | The principal executive officer and directors of ALPS Advisors are: Edmund J. Burke President, Director of ALPS Advisors |
| 2018-06-28 | Edmund J. Burke Year of Birth: 1961 Interested Trustee since 2006; Interested Director since 2006 CEO and President of ALPS Holdings, Inc. No compensation paid as interested person. |
| 2019-06-28 | Edmund J. Burke Year of Birth: 1961 Trustee since 2006; Term expires 2021 Director since 2006; Term expires 2019 Retired. Formerly, Chief Executive Officer and President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc. (2001-2019), and Director of ALPS Distributors, Inc. (2000-2019), ALPS Fund Services, Inc., (2000-2019) and ALPS Portfolio Solutions Distributor, Inc. (2013-2019). Mr. Burke also served as a Director of Boston Financial Data Services (2013-2019). Mr. Burke is deemed an affiliate of the Funds as defined under the 1940 Act. Aggregate Compensation from the Equity Fund $0 Aggregate Compensation from the Growth Fund $0 Total Compensation $0 |
| 2020-06-24 | Edmund J. Burke Year of Birth: 1961 Trustee since 2006; Term expires 2021 Director since 2006; Term expires 2022 Retired. Formerly, Chief Executive Officer and President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc. (2001-2019), and Director of ALPS Distributors, Inc. (2000-2019), ALPS Fund Services, Inc., (2000-2019) and ALPS Portfolio Solutions Distributor, Inc. (2013-2019). Mr. Burke also served as a Director of Boston Financial Data Services (2013-2019). Mr. Burke is deemed an affiliate of the Funds as defined under the 1940 Act, until October 31, 2021. No compensation received. |
| 2021-06-30 | Edmund J. Burke*** Year of Birth: 1961 Trustee since 2006; Term expires 2021 Director since 2006; Term expires 2022 Mr. Burke joined ALPS in 1991 and served as the President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc., and Director of ALPS Distributors, Inc., ALPS Fund Services, Inc. (“ALPS”), and ALPS Portfolio Solutions Distributor, Inc. (collectively, the “ALPS Companies”). Mr. Burke retired from the ALPS Companies in June 2019. Mr. Burke is currently a partner at ETF Action, a web-based system that provides data and analytics to registered investment advisers, (since 2020) and a Director of Alliance Bioenergy Plus, Inc., technology company focused on emerging technologies in the renewable energy, biofuels, and bioplastics technology sectors (since 2020). Mr. Burke is deemed an affiliate of the Funds as defined under the 1940 Act, until October 31, 2021. 27 Trustee (since 2017) – ALPS ETF Trust, Trustee (since 2009) - Financial Investors Trust, Trustee (since 2004) - Clough Global Dividend and Income Fund, Trustee (since 2006) - Clough Global Equity Fund, Trustee -Clough Global Opportunities Fund, and Trustee - Clough Funds Trust (since 2015). |
| 2022-06-30 | Edmund J. Burke Year of Birth: 1961 Trustee since 2006; Director since 2006; Partner at ETF Action (since 2020); Director of Alliance Bioenergy Plus, Inc. Aggregate Compensation from the Equity Fund $56,935, from the Growth Fund $23,065, total $312,000. Member of Audit Committee and Nominating and Governance Committee. |
| 2023-06-20 | Edmund J. Burke Year of Birth: 1961 Trustee since 2006; Term expires 2024 Director since 2006; Term expires 2025 Mr. Burke is currently a partner at ETF Action, a web-based system that provides data and analytics to registered investment advisers, (since 2020) and a Director of Alliance Bioenergy Plus, Inc., technology company focused on emerging technologies in the renewable energy, biofuels, and bioplastics technology sectors (since 2020). Mr. Burke joined ALPS in 1991 and served as the President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc., and Director of ALPS Distributors, Inc., ALPS Fund Services, Inc., and ALPS Portfolio Solutions Distributor, Inc. (collectively, the “ALPS Companies”). Mr. Burke retired from the ALPS Companies in June 2019. Trustee, ALPS ETF Trust (since 2017); Trustee, Financial Investors Trust (since 2009); Trustee, Clough Global Dividend and Income Fund (since 2004); Trustee, Clough Global Equity Fund (since 2006); Trustee, Clough Global Opportunities Fund (since 2006); and Trustee, Clough Funds Trust (2015-2023) The Funds have separately designated Audit Committees. Messrs. Brock, Burke, Irvin, Neuhauser, and Ms. Usifer (Committee Chairman) are members of the Audit Committee of each Fund. Each Fund’s Nominating and Governance Committee of the Board of Trustees/Directors is comprised of five independent Trustees/Directors namely Messrs. Brock, Burke, Irvin, Neuhauser (Committee Chairman), and Ms. Usifer. |
| 2024-06-27 | Edmund J. Burke Year of Birth: 1961 Trustee since 2006; Term expires 2024 (Equity Fund) and Director since 2006; Term expires 2025 (Growth Fund). Member of Audit Committee and Nominating and Governance Committee. Aggregate compensation from Equity Fund $60,359, Growth Fund $22,641, Total $435,000. |
Data sourced from SEC filings. Last updated: 2025-08-30