ERNEST R. BATES

Corporate Board Profile

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AMERICAN SHARED HOSPITAL SERVICES

Filing Date Source Excerpt
2004-05-03 ERNEST R. BATES has been nominated for election to the Company’s Board of Directors. He has been Managing Director, Institutional Fixed Income Sales of HSBC Securities (USA), Inc. since 2003. Mr. Bates has also served as Managing Director, Head of Asian Product for HSBC Securities (USA) Inc. from 1999 to 2003. From 1993 through 1999, Mr. Bates held various positions with Merrill Lynch, last serving as Vice President, European Syndicate for Merrill Lynch International. He received his undergraduate degree from Brown University and a M.B.A. degree from The Wharton Business School.
2005-04-29 He received his undergraduate degree from Brown University and a M.B.A. degree from The Wharton Business School.
2006-04-28 ERNEST R. BATES has been a director of the Company since 2004. He has been Managing Director, Institutional Fixed Income Sales of HSBC Securities (USA), Inc. since 2003. Mr. Bates has also served as Managing Director, Head of Asian Product for HSBC Securities (USA) Inc. from 1999 to 2003. From 1993 through 1999, Mr. Bates held various positions with Merrill Lynch, last serving as Vice President, European Syndicate for Merrill Lynch International. He received his undergraduate degree from Brown University and a M.B.A. degree from The Wharton Business School.

Data sourced from SEC filings. Last updated: 2025-07-01