Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2021-02-24 | Mr. Maresca is a vice president of mutual funds at Broadridge Financial Solutions, Inc. (NYSE:BR), a provider of investor communications and technology-driven solutions to banks, broker-dealers and corporate issuers. Mr. Maresca is a financial services and investment management professional with over 40 years’ experience in U.S. registered investment companies, asset management and asset servicing industries. Previously, was an executive vice president at AST Fund Solutions, LLC where he created and headed the fund administration group, as well as overseeing business development of all services provided to closed-end funds and business development companies. Mr. Maresca received his BBA in public accounting from Hofstra University and is a CPA (inactive). |
| 2022-02-25 | Vice President of Mutual Funds, Broadridge Financial Solutions, Inc.; Executive Vice President, AST Fund Solutions, LLC; financial services and investment management professional with over 40 years’ experience. |
| 2023-02-24 | Mr. Maresca is a financial services and investment management professional with over 40 years’ experience in U.S. registered investment companies, asset management and asset servicing industries. |
| 2024-02-27 | Mr. Maresca received his BBA in public accounting from Hofstra University and is a CPA (inactive). |
| 2025-02-27 | Senior Advisor and Consultant at Broadridge Financial Solutions, Inc.; Vice President of Mutual Funds; BBA in public accounting; CPA (inactive). |
| Filing Date | Source Excerpt |
|---|---|
| 2021-02-24 | Frank J. Maresca (Oct. 1958) Director; Chairman of Audit Committee and Nominating and Corporate Governance Committee Member 2020 Vice President of Mutual Funds, Broadridge Financial Solutions, Inc. Aggregate Compensation From Fund $3,736 Total Compensation From Fund and Fund Complex $8,967 |
| 2022-02-25 | Frank J. Maresca (Oct. 1958) Director; Chairman of Audit Committee and Nominating and Corporate Governance Committee Member 2020 Aggregate Compensation From Fund $25,000 Total Compensation From Fund and Fund Complex $60,000 The Fund has a standing Audit Committee (the “Audit Committee”), which is comprised of Messrs. Dean, Maresca, Morris, Rogers, Strauss, Wilcox, Sr. and Ms. Malzahn, all of whom are Directors who are not interested persons of the Fund. The Nominating and Corporate Governance Committee (the “N&CG Committee”) is comprised of Messrs. Dean, Maresca, Morris, Rogers, Strauss, Wilcox, Sr. and Ms. Malzahn. |
| 2023-02-24 | Frank J. Maresca (Oct. 1958) Director; Chairman of Audit Committee and Nominating and Corporate Governance Committee Member 2020 ... Aggregate Compensation From Fund and Fund Complex Paid to Director $60,000 |
| 2024-02-27 | Frank J. Maresca (Oct. 1958) Director; Chairman of Audit Committee and Nominating and Corporate Governance Committee Member 2020 Senior Advisor and Consultant, Broadridge Financial Solutions, Inc. Aggregate Compensation From Fund $36,250 Total Compensation From Fund and Fund Complex $82,500 |
| 2025-02-27 | Senior Advisor and Consultant, Broadridge Financial Solutions, Inc. |
Data sourced from SEC filings. Last updated: 2025-07-01