G. PETER O'BRIEN

Corporate Board Profile

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ROYCE SMALL-CAP TRUST, INC.

Filing Date Source Excerpt
2001-08-14 G. Peter O'Brien 55 Trustee of Colgate University; Director of Pinnacle Holdings, Inc.; Director of Renaissance Capital Greenwich Funds; Vice President of Hill House, Inc.; Director/Trustee of certain Legg Mason retail funds; Managing Director/Equity Capital Markets Group of Merrill Lynch & Co.
2002-09-05 Trustee of Colgate University, Director of Pinnacle Holdings, Inc., President of Hill House, Inc. and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2003-08-25 Trustee of Colgate University, President of Hill House, Inc. and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2004-08-18 Trustee of Colgate University, President of Hill House, Inc. and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2005-08-31 Trustee of Colgate University; President of Hill House, Inc.; and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999). Director/Trustee of registered investment companies constituting the 23 Legg Mason Funds; Director of Renaissance Capital Greenwich Fund; Director of Technology Investment Capital Corp.
2006-08-23 Trustee Emeritus of Colgate University (since 2005); Board Member of Hill House, Inc. (since 1999). Formerly: Trustee of Colgate University (from 1996 to 2005); President of Hill House, Inc. (from 2001 to 2005); and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2008-08-21 Managing Director/Equity Capital Markets Group of Merrill Lynch & Co.
2010-08-06 Director with over 35 years of business experience in the financial sector; former Managing Director/Equity Capital Markets Group of Merrill Lynch & Co.
2011-08-05 G. Peter O'Brien Director, Bridges School; Trustee Emeritus of Colgate University; Managing Director/Equity Capital Markets Group of Merrill Lynch & Co... Mr. O'Brien has over 35 years of business experience, including extensive experience in the financial sector.
2012-08-06 G. Peter O'Brien - Director with over 35 years of business experience, including financial sector and board memberships.
2013-08-02 G. Peter O’Brien - In addition to his tenure as a Director/Trustee of The Royce Funds and of the Legg Mason Family of Funds, Mr. O’Brien serves as co-Chairman of the Board’s Nominating Committee. Mr. O’Brien has over 35 years of business experience, including extensive experience in the financial sector.
2015-08-03 Mr. O'Brien has over 35 years of business experience, including extensive experience in the financial sector.
2017-08-14 G. Peter O’Brien Director, Bridges School (since 2006); Trustee Emeritus of Colgate University (since 2005); Board Member of Hill House, Inc. (since 1999). Formerly: Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999). Mr. O’Brien has over 35 years of business experience.
2018-08-10 Mr. O'Brien has over 35 years of business experience, including extensive experience in the financial sector.

SPROTT FOCUS TRUST INC.

Filing Date Source Excerpt
2001-08-14 G. Peter O'Brien 55 Director Trustee of Colgate University; Director of Pinnacle Holdings, Inc.; Director of Renaissance Capital Greenwich Funds; Vice President of Hill House, Inc.; Director/Trustee of certain Legg Mason retail funds; Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2002-09-05 Trustee of Colgate University, Director of Pinnacle Holdings, Inc., President of Hill House, Inc. and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co.
2003-08-25 Trustee of Colgate University, President of Hill House, Inc. and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2004-08-18 Trustee of Colgate University, President of Hill House, Inc. and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2005-08-31 Trustee of Colgate University; President of Hill House, Inc.; and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2006-08-23 Trustee Emeritus of Colgate University (since 2005); Board Member of Hill House, Inc. (since 1999). Formerly: Trustee of Colgate University (from 1996 to 2005); President of Hill House, Inc. (from 2001 to 2005); and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2008-08-21 G. Peter O'BrienTrustee Emeritus of Colgate University (since 2005); Board Member of Hill House, Inc. (since 1999). Formerly: Trustee of Colgate University (from 1996 to 2005); President of Hill House, Inc. (from 2001 to 2005); and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2009-08-14 Trustee Emeritus of Colgate University (since 2005); Board Member of Hill House, Inc. (since 1999). Formerly: Trustee of Colgate University (from 1996 to 2005); President of Hill House, Inc. (from 2001 to 2005); and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2010-08-06 Director with over 35 years of business experience in financial sector and public company boards.
2011-08-05 G. Peter O’Brien - In addition to his tenure as a Director/Trustee of The Royce Funds and of the Legg Mason Family of Funds, Mr. O’Brien serves as co-Chairman of the Board’s Nominating Committee. Mr. O’Brien has over 35 years of business experience, including extensive experience in the financial sector.
2012-08-06 G. Peter O'Brien Director, Bridges School (since 2006); Trustee Emeritus of Colgate University (since 2005); Board Member of Hill House, Inc. (since 1999). Formerly: Trustee of Colgate University (from 1996 to 2005); President of Hill House, Inc. (from 2001 to 2005); and Managing Director/Equity Capital Markets Group of Merrill Lynch & Co. (from 1971 to 1999).
2013-08-02 G. Peter O’Brien - In addition to his tenure as a Director/Trustee of The Royce Funds and of the Legg Mason Family of Funds, Mr. O’Brien serves as co-Chairman of the Board’s Nominating Committee. Mr. O’Brien has over 35 years of business experience, including extensive experience in the financial sector.

Data sourced from SEC filings. Last updated: 2025-07-01