Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2015-09-14 | James P. Conn currently serves as a director of other funds in the Gabelli/GAMCO Fund Complex. ... Mr. Conn has been a director of several public companies in banking and other industries. |
| 2016-03-29 | James P. Conn. Mr. Conn is the Lead Independent Trustee of the Fund, and a member of the Fund’s ad hoc Proxy Voting Committee. ... Aggregate Compensation from the Fund and Fund Complex for James P. Conn is $231,750. |
| 2017-04-03 | James P. Conn Trustee Age: 79 Since 2015* Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998) ... Mr. Conn is the Lead Independent Trustee of the Fund, and a member of the Fund’s ad hoc Proxy Voting Committee. ... James P. Conn Trustee $ 14,500 $ 260,500 (22) |
| 2018-03-28 | James P. Conn is the Lead Independent Trustee of the Fund, and a member of the Fund’s ad hoc Proxy Voting Committee. |
| 2019-03-29 | James P. Conn is the Lead Independent Trustee of the Fund and a member of the Fund’s ad hoc Proxy Voting Committee. |
| 2020-03-26 | James P. Conn Trustee Age: 82 Since 2015* Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998) Mr. Conn is the Lead Independent Trustee of the Fund and a member of the Fund’s ad hoc Proxy Voting Committee. |
| 2021-03-29 | James P. Conn is the Lead Independent Trustee of the Fund and a member of the Fund’s Pricing and ad hoc Proxy Voting Committees. |
| 2022-03-24 | James P. Conn. Mr. Conn is the Lead Independent Trustee of the Fund and a member of the Fund’s Pricing and ad hoc Proxy Voting Committees. He serves on comparable or other board committees with respect to other funds in the Fund Complex on whose boards he sits. |
| 2023-04-05 | James P. Conn Trustee 1938 Since 2015* Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998) Mr. Conn is the Lead Independent Trustee of the Fund and a member of the Fund’s Pricing and ad hoc Proxy Voting Committees. Compensation Table: James P. Conn $13,500 $279,000 |
| 2024-03-21 | James P. Conn is the Lead Independent Trustee of the Fund and a member of the Fund’s Pricing and ad hoc Proxy Voting Committees. |
| 2025-03-20 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. |
| Filing Date | Source Excerpt |
|---|---|
| 2015-09-14 | James P. Conn currently serves as a director of other funds in the Gabelli/GAMCO Fund Complex. He was a senior business executive of Transamerica Corp., including service as Chief Investment Officer. He received his Bachelor’s degree in Business Administration from Santa Clara University. |
| 2016-03-29 | He received his Bachelor’s degree in Business Administration from Santa Clara University. |
| 2017-04-03 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. |
| 2018-03-28 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. |
| 2019-03-29 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd.; Bachelor’s degree in Business Administration from Santa Clara University |
| 2020-03-26 | He received his Bachelor’s degree in Business Administration from Santa Clara University. |
| 2021-03-29 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings; Bachelor's degree in Business Administration. |
| 2022-03-24 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings; Bachelor's degree in Business Administration. |
| 2023-04-05 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998); Bachelor’s degree in Business Administration from Santa Clara University. |
| 2024-03-21 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998); received his Bachelor’s degree in Business Administration from Santa Clara University. |
| 2025-03-20 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998); Bachelor’s degree in Business Administration from Santa Clara University. |
| Filing Date | Source Excerpt |
|---|---|
| 2002-04-18 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings Ltd. (1992-1998) |
| 2003-04-14 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings Ltd. (1992-1998) |
| 2004-04-22 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings Ltd. (1992-1998) (insurance holding company) |
| 2005-04-20 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings Ltd. (insurance holding company) (1992-1998) |
| 2006-04-21 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings Ltd. (insurance holding company) (1992-1998) |
| 2008-04-18 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings Ltd. (insurance holding company) (1992-1998) |
| 2009-04-03 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings Ltd. (1992-1998) |
| 2010-04-06 | Mr. Conn received his Bachelor of Science in Business Administration from Santa Clara University. |
| 2011-04-04 | He received his Bachelor of Science in Business Administration from Santa Clara University. |
| 2012-03-30 | He received his Bachelor of Science in Business Administration from Santa Clara University. |
| 2013-04-03 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (insurance holding company) (1992-1998) |
| 2014-04-01 | He received his Bachelor of Science in Business Administration from Santa Clara University. |
| 2015-03-31 | Mr. Conn is the Lead Independent Director of the Fund, a member of the Fund’s ad hoc Proxy Voting Committee, and also serves on comparable or other board committees with respect to other funds in the Fund Complex on whose boards he sits. He was a senior business executive of an insurance holding company for much of his career, including service as Chief Investment Officer. |
| 2016-03-29 | Mr. Conn is the Lead Independent Director of the Fund, former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. He received his Bachelor’s degree in Business Administration from Santa Clara University. |
| 2017-04-03 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. |
| 2018-03-28 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. |
| 2019-03-29 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998) |
| 2020-03-26 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998) |
| 2021-03-29 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998); Bachelor’s degree in Business Administration from Santa Clara University. |
| 2022-03-24 | Mr. Conn received his Bachelor’s degree in Business Administration from Santa Clara University. He was a senior business executive and Chief Investment Officer in financial services. |
| 2023-04-05 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998); He received his Bachelor’s degree in Business Administration from Santa Clara University. |
| 2024-03-22 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. (1992-1998); Bachelor’s degree in Business Administration from Santa Clara University. |
| 2025-03-20 | Former Managing Director and Chief Investment Officer of Financial Security Assurance Holdings, Ltd. |
Data sourced from SEC filings. Last updated: 2025-07-01