Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2001-12-18 | JANE D. O'KEEFFE, 46, has been President of the Company, Ellsworth and Davis-Dinsmore since August 1996. In 1996, before becoming President of the Company and Ellsworth, she was Executive Vice President of the Company and Ellsworth. From 1994 to 1996, Ms. O'Keeffe was Vice President of the Company and Ellsworth and Executive Vice President of Davis-Dinsmore. Ms. O'Keeffe has been in the investment business since 1980. Ms. O'Keeffe has been a director of the Company since 1995 and is also a director of Ellsworth and Davis-Dinsmore. Ms. O'Keeffe has a B.A. from the University of New Hampshire and attended the Lubin Graduate School of Business at Pace University. ... PRICING COMMITTEE The Pricing Committee is comprised of three members, two of whom are independent directors (Mr. Ahalt and Mr. Platt, with Mr. Ahalt serving as Chairman) and one of whom is an interested person (Mr. Dinsmore). ... DIRECTORS' COMPENSATION Mr. Dinsmore and Ms. O'Keeffe are the only officers of the Company or Davis-Dinsmore who serve on the Board of Directors. Each director who is not an officer of the Company or Davis-Dinsmore currently receives (1) an annual fee of $5,000, (2) $1,000 plus expenses for each Board meeting attended, (3) $1,000 for each shareholders' meeting attended; (4) $1,000 plus expenses for each Committee meeting attended that is not held in conjunction with a Board meeting, and (5) $500 for each Committee meeting attended that is held in conjunction with a Board meeting. Beginning in October 2001, the chairperson of each of the Company's committees receives an additional $200 per Committee meeting. ... Jane D. O'Keeffe........................ $ -0- $ -0- |
| 2002-12-26 | JANE D. O'KEEFFE, 47, has been President of the Company ... Ms. O'Keeffe has been a director of the Company since 1995 ... The following table shows the compensation that was paid to the directors solely by the Company ... Jane D. O'Keeffe................. $ -0- |
| 2003-12-29 | Jane D. O'Keeffe, 48, has been President of the Company... Ms. O'Keeffe has been a director of the Company since 1995... Ms. O'Keeffe is an interested person of the Company... Mr. Dinsmore and Ms. O'Keeffe are the only officers of the Company or Davis-Dinsmore who serve on the Board of Directors... Each director who is not an officer of the Company or Davis-Dinsmore currently receives... The following table shows the compensation that was paid to the directors solely by the Company as well as by the Fund Complex as a whole during the 2003 fiscal year... Jane D. O'Keeffe $0 from Company, $0 from Fund Complex. |
| 2004-12-23 | Jane D. O'Keeffe, 49, has been President of the Company, Ellsworth and Davis-Dinsmore since August 1996. Ms. O'Keeffe is a director of the Company since 1995 and is also a director of Ellsworth and Davis-Dinsmore. Ms. O'Keeffe is an interested person of the Company and Davis-Dinsmore because she is an officer of the Company and an officer, director and holder of more than 5% of the outstanding shares of voting common stock of Davis-Dinsmore. The table shows she received $0 compensation from the Company and Fund Complex. |
| 2005-12-23 | Jane D. O'Keeffe 1995 President of the Company, Ellsworth Ellsworth Fund (1)(3) - 50 Fund and Davis-Dinsmore (registered investment adviser) (since 1996). Ms. O'Keeffe has been Strategist for the Company and Ellsworth Fund since July 2004. As Strategist, Ms. O'Keeffe identifies specific industry sectors in which she believes the portfolio manager should invest. From 1994 to June 2004, Ms. O'Keeffe was a co-portfolio manager of the Company and Ellsworth Fund with Mr. Dinsmore. Ms. O'Keeffe received a B.A. from University of New Hampshire and attended the Lubin Graduate School of Pace University. |
| 2009-12-31 | Jane D. O'Keeffe 6 54 Trustee Since 1995 President of the Trust, Ellsworth Fund and Dinsmore Capital (since 1996). Interested person of the Trust and Dinsmore Capital. Member of Pricing Committee. Compensation from Trust: $0. |
| 2010-12-30 | Jane D. O'Keeffe, age 55, has been President of the Trust... Ms. O'Keeffe is an interested person... Total Compensation From Fund Complex $0. |
| 2011-12-30 | Jane D. O'Keeffe, age 56, has been President of the Trust, Ellsworth Fund and Dinsmore Capital since 1996. Ms. O'Keeffe is an interested person of the Trust and Dinsmore Capital. Aggregate Compensation From Trust: $0. |
| 2014-12-29 | Jane D. O'Keeffe, age 59, has been President of the Trust and Dinsmore Capital since 1996. Her term as trustee will expire in 2016. Total Compensation From Fund Complex: $0. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-11-26 | Ms. O'Keeffe has a B.A. from the University of New Hampshire and attended the Lubin Graduate School of Business at Pace University. |
| 2002-11-26 | Ms. O'Keeffe has a B.A. from the University of New Hampshire and attended the Lubin Graduate School of Business at Pace University. |
| 2003-12-29 | Ms. O'Keeffe has a B.A. from the University of New Hampshire and attended the Lubin Graduate School of Business at Pace University. |
| 2004-11-29 | Ms. O'Keeffe has a B.A. from the University of New Hampshire and attended the Lubin Graduate School of Business at Pace University. |
| 2005-12-01 | Jane D. O'Keeffe - 50, President of the Company, Bancroft Fund and Davis-Dinsmore (registered investment adviser) (since 1996). Ms. O'Keeffe received a B.A. from University of New Hampshire and attended the Lubin Graduate School of Pace University. |
| 2006-11-28 | Ms. O'Keeffe received a B.A. from University of New Hampshire and attended the Lubin Graduate School of Pace University. |
| 2007-11-26 | President of the Trust, Bancroft Fund and Davis-Dinsmore (registered investment adviser) (since 1996). Ms. O'Keeffe received a B.A. degree from University of New Hampshire and attended the Lubin Graduate School of Pace University. |
| 2010-11-29 | Ms. O'Keeffe received a B.A. degree from the University of New Hampshire and attended the Lubin Graduate School of Pace University. |
Data sourced from SEC filings. Last updated: 2025-07-01