PHILLIP GOLDSTEIN

Corporate Board Profile

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abrdn Emerging Markets ex-China Fund, Inc.

Filing Date Source Excerpt
2006-03-02 Investment Adviser, Opportunity Partners L.P. since 1992
2007-03-02 Investment Adviser, Opportunity Partners L.P. since 1992

HIGH INCOME SECURITIES FUND

Filing Date Source Excerpt
2018-12-13 Phillip GoldsteinChairman of the Board
2019-07-29 Mr. Goldstein has been the Chairman of the Board and the Secretary of the Fund since 2018. Mr. Goldstein has over 25 years of investment management experience. He is currently a member of Bulldog Investors, LLC, an investment adviser registered with the SEC. He is also a principal of the general partner of several private investment partnerships in the Bulldog Investors group of funds.
2020-09-21 Mr. Goldstein has over 25 years of investment management experience. He is currently a member of Bulldog Investors, LLC, an investment adviser registered with the SEC. He is also a principal of the former general partner of several private investment partnerships in the Bulldog Investors group of funds.
2021-11-02 Partner of Bulldog Investors, LLP since 2009; Principal of the former general partner of several private investment partnerships in the Bulldog Investors group of private funds.
2022-10-28 Partner in Bulldog Investors, LLP since 2009; Principal of the former general partner of several private investment partnerships in the Bulldog Investors group of private funds.
2023-11-17 Partner of Bulldog Investors, LLP since 2009; Partner of Ryan Heritage, LLP since 2019; a Principal of the former general partner of several private investment partnerships in the Bulldog Investors group of private funds.
2024-09-13 Mr. Goldstein graduated from the University of Southern California in 1966 with a Bachelor of Engineering degree and from City College, New York in 1968 with a Master of Engineering degree.
2024-12-16 Partner of the Adviser since 2009; Partner of Ryan Heritage, LLP since 2019; a Principal of the former general partner of several private investment partnerships in the Bulldog Investors group of private funds.

MEXICO EQUITY & INCOME FUND INC

Filing Date Source Excerpt
2001-11-02 Phillip Goldstein Director of the Fund since 2000; 2000 56 406,844 4.73% 60 Heritage Drive President of Kimball & Winthrop, Pleasantville, NY 10570 Inc., an investment advisory firm, since 1992; Portfolio Manager and President of the general partner of Opportunity Partners L.P. since 1992; Investment Manager for a limited number of clients since 1992; Advocate for shareholder rights since 1996; Director of the Italy Fund, Inc. since May 2000; Director of the Dresdner RCM Global Strategic Income Fund, Inc. since November 2000; Director of the Brantley Capital Corporation since 2001; Director of the Clemente Strategic Value Fund, Inc. from 1998 until 2000; and Managing Member of the general partner of Full Value Partners L.P. since 2001.
2002-12-31 Phillip Goldstein (57) Director 2000 President, Kimball & Winthrop, Inc. (an investment advisory firm); Portfolio Manager and President, of the general partner of Opportunity Partners L.P.; Investment Manager for a limited number of clients; Advocate for shareholder rights; and Managing Member of the general partner of Full Value Partners L.P.
2003-10-03 Phillip Goldstein (58) Director 2000 President, Kimball & Winthrop, Inc. (an investment advisory firm);and general partner of Opportunity Partners L.P.; Investment Manager for a limited number of clients; Advocate for shareholder rights; and Managing Member of the general partner of Full Value Partners L.P.
2004-09-30 President, Kimball & Winthrop, Inc. (an investment advisory firm);and general partner of Opportunity Partners L.P.; Investment Manager for a limited number of clients; Advocate for shareholder rights; and Managing Member of the general partner of Full Value Partners L.P.
2005-10-18 Phillip Goldstein (1945) Director 2000 President, Kimball & Winthrop, Inc. (an investment advisory firm); and general partner of Opportunity Partners L.P. (an investment partnership)
2006-10-24 President, Kimball & Winthrop, Inc. (an investment advisory firm); and general partner of Opportunity Partners L.P. (an investment partnership)
2007-10-15 President, Kimball & Winthrop, Inc. (an investment advisory firm); and general partner of Opportunity Partners L.P. (an investment partnership)
2008-10-20 Principal, Bulldog Investors, which consists of five investment partnerships: Opportunity Partners L.P., Opportunity Income Plus Fund L.P., Full Value Partners L.P., Full Value Special Situations Fund L.P., and Full Value Offshore L.P.; Principal of the general partners of the Bulldog Investors group of funds
2009-10-22 Principal of the general partner of five investment partnerships in the Bulldog Investors group of funds.
2010-10-21 Mr. Goldstein has 18 years of investment management experience and currently manages several private investment partnerships.
2011-11-10 Principal of the general partner of several investment partnerships in the Bulldog Investors group of funds; principal of the investment adviser to Special Opportunities Fund, Inc.
2012-10-24 Mr. Goldstein has been a Director of the Fund since 2000. Mr. Goldstein has 20 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of eight private investment partnerships.
2013-11-08 Mr. Goldstein has 20 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities, serving as general partner of seven private investment partnerships, and is a member of Bulldog Investors, LLC, which serves as the investment adviser of such private investment partnerships and Special Opportunities Fund, Inc.
2014-11-06 Member of Bulldog Investors, LLC, the investment adviser of Special Opportunities Fund, Inc. and the Bulldog Investors group of funds; Manager, Kimball & Winthrop, LLC, managing general partner of Bulldog Investors General Partnership, since 2012; From 1992-2012, was a member of the general partners of several private funds of the Bulldog Investors group of funds
2015-11-04 Mr. Goldstein has been a Director of the Fund since 2000. Mr. Goldstein has over 20 years of investment management experience.
2016-11-02 Mr. Goldstein has over 20 years of investment management experience.
2017-11-01 Since its inception in 2009, Mr. Goldstein has been a member of Bulldog Investors, LLC, the investment adviser of Special Opportunities Fund, Inc. and the Bulldog Investors group of funds. He is also a member of Kimball & Winthrop, LLC, the managing general partner of Bulldog Investors General Partnership, since 2012.
2018-11-05 Mr. Goldstein has over 25 years of investment management experience.
2019-11-05 Since its inception in 2009, Mr. Goldstein has been a member of Bulldog Investors, LLC, the investment adviser of Special Opportunities Fund, Inc. and the Bulldog Investors group of funds.
2020-10-30 Since its inception in 2009, Mr. Goldstein has been a member of Bulldog Investors, LLC, the investment adviser of Special Opportunities Fund, Inc. and separately-managed accounts. Mr. Goldstein is a member of Bulldog Holdings, LLC, the owner of several entities previously serving as the general partner of several private funds in the Bulldog Investors group of funds, and the owner of Kimball & Winthrop, LLC, the managing general partner of Bulldog Investors General Partnership, since 2012.
2021-11-17 Mr. Goldstein has over 25 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC.
2022-11-16 Partner in Bulldog Investors, LLP since 2009; Principal of the former general partner of several private investment partnerships in the Bulldog Investors group of private funds.
2023-11-03 Partner of Bulldog Investors, LLP since 2009; Partner of Ryan Heritage, LLP since 2019; a Principal of the former general partner of several private investment partnerships in the Bulldog Investors group of private funds.
2024-11-08 Partner of Bulldog Investors, LLP since 2009; Partner of Ryan Heritage, LLP since 2019; Principal of the former general partner of several private investment partnerships in the Bulldog Investors group of private funds.

SPECIAL OPPORTUNITIES FUND, INC.

Filing Date Source Excerpt
2009-11-19 Phillip Goldstein* (64) ... Principal, Bulldog Investors, the general partner of the six private investment partnerships in the Bulldog Investors group of funds.
2010-08-10 Principal of the Adviser; Principal of the general partner of several private investment partnerships in the Bulldog Investors group of funds.
2011-10-27 Principal of the Adviser, since 2009; Principal of the general partner of several private investment partnerships in the Bulldog Investors group of funds, since 1992.
2012-10-30 Mr. Goldstein has been the Chairman of the Board and the Secretary of the Fund since 2009. He is also a principal of the Adviser. Mr. Goldstein has 20 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of eight private investment partnerships.
2014-02-18 Mr. Goldstein has been the Chairman of the Board and the Secretary of SPE since 2009. He is also a Member of the Adviser. Mr. Goldstein has 20 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of seven private investment partnerships.
2014-11-26 Mr. Goldstein has over 20 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of seven private investment partnerships.
2015-10-30 Mr. Goldstein has over 20 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of seven private investment partnerships.
2016-10-31 Mr. Goldstein has over 20 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of seven private investment partnerships.
2017-10-31 Mr. Goldstein has over 20 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of six private investment partnerships.
2018-10-31 Mr. Goldstein has over 25 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of six private investment partnerships.
2019-10-31 Mr. Goldstein has over 25 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of five private investment partnerships.
2020-10-30 Mr. Goldstein has over 25 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, the owner of several entities formerly serving as general partner of certain private investment partnerships, and is a member of Bulldog Investors, LLC, which serves as the investment adviser of the Fund and separately-managed accounts.
2021-11-09 Mr. Goldstein has over 25 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, the owner of several entities formerly serving as general partner of certain private investment partnerships, and is a partner of Bulldog Investors, LLP, which serves as the investment adviser of the Fund and separately-managed accounts.
2022-11-09 Mr. Goldstein has over 25 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, the owner of several entities formerly serving as general partner of certain private investment partnerships, and is a partner in Bulldog Investors, LLP, which serves as the investment adviser of the Fund and separately-managed accounts.
2023-10-26 Mr. Goldstein has over 30 years of investment management experience. He is currently: a principal of Bulldog Holdings, LLC, the owner of several entities formerly serving as general partner of certain private investment partnerships; a partner in Bulldog Investors, LLP, which serves as the investment adviser of the Fund and separately-managed accounts; and a partner in Ryan Heritage, LLP, an SEC-registered investment adviser.
2024-10-31 Mr. Goldstein has over 30 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, a partner in Bulldog Investors, LLP, and a partner in Ryan Heritage, LLP, an SEC-registered investment adviser.

Data sourced from SEC filings. Last updated: 2025-08-30