THOMAS H. DINSMORE

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BANCROFT FUND LTD

Filing Date Source Excerpt
2001-12-18 THOMAS H. DINSMORE, 48, has been Chairman and Chief Executive Officer of the Company, Ellsworth and Davis-Dinsmore (investment adviser to the Company and to Ellsworth) since August 1996. From 1986 to August 1996, Mr. Dinsmore was President of the Company and Ellsworth; and from 1988 to 1996, he was President of Davis-Dinsmore. Mr. Dinsmore is a Chartered Financial Analyst. Mr. Dinsmore has been a director of the Company since 1985 and is also a director of Ellsworth and Davis-Dinsmore. Mr. Dinsmore received a B.S. in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. in Economics from Fairleigh Dickinson University. ... PRICING COMMITTEE The Pricing Committee is comprised of three members, two of whom are independent directors (Mr. Ahalt and Mr. Platt, with Mr. Ahalt serving as Chairman) and one of whom is an interested person (Mr. Dinsmore). ... DIRECTORS' COMPENSATION Mr. Dinsmore and Ms. O'Keeffe are the only officers of the Company or Davis-Dinsmore who serve on the Board of Directors. Each director who is not an officer of the Company or Davis-Dinsmore currently receives (1) an annual fee of $5,000, (2) $1,000 plus expenses for each Board meeting attended, (3) $1,000 for each shareholders' meeting attended; (4) $1,000 plus expenses for each Committee meeting attended that is not held in conjunction with a Board meeting, and (5) $500 for each Committee meeting attended that is held in conjunction with a Board meeting. Beginning in October 2001, the chairperson of each of the Company's committees receives an additional $200 per Committee meeting. ... Thomas H. Dinsmore...................... $ -0- $ -0-
2002-12-26 THOMAS H. DINSMORE, 49, has been Chairman and Chief Executive Officer of the Company ... Mr. Dinsmore has been a director of the Company since 1985 ... The Pricing Committee is comprised of three members, two of whom are independent directors (Mr. Ahalt and Mr. Platt, with Mr. Ahalt serving as Chairman) and one of whom is an interested person (Mr. Dinsmore). ... The following table shows the compensation that was paid to the directors solely by the Company ... Thomas H. Dinsmore............... $ -0-
2003-12-29 Thomas H. Dinsmore, 50, has been Chairman and Chief Executive Officer of the Company... Mr. Dinsmore has been a director of the Company since 1985... Pricing Committee is comprised of three members, two of whom are independent directors (Mr. Ahalt and Mr. Platt) and one of whom is an interested person (Mr. Dinsmore)... The following table shows the compensation that was paid to the directors solely by the Company as well as by the Fund Complex as a whole during the 2003 fiscal year... Thomas H. Dinsmore $0 from Company, $0 from Fund Complex.
2004-12-23 Thomas H. Dinsmore, 51, has been Chairman and Chief Executive Officer of the Company, Ellsworth and Davis-Dinsmore since August 1996. Mr. Dinsmore is a director of the Company since 1985 and is also a director of Ellsworth and Davis-Dinsmore. Mr. Dinsmore is an interested person of the Company and Davis-Dinsmore because he is an officer of the Company and an officer, director and holder of more than 5% of the outstanding shares of voting common stock of Davis-Dinsmore. The table shows he received $0 compensation from the Company and Fund Complex.
2005-12-23 Thomas H. Dinsmore 1985 Chairman and Chief Executive Officer Ellsworth Fund (1)(2) - 52 of the Company, Ellsworth Fund and Davis-Dinsmore (investment adviser to the Company and Ellsworth Fund) (since 1996) Mr. Dinsmore is a Chartered Financial Analyst and has been a portfolio manager of the Company and Ellsworth Fund since 1993. Mr. Dinsmore received a B.S. in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. in Economics from Fairleigh Dickinson University.
2006-12-20 Thomas H. Dinsmore - 53 Chairman and Chief Executive Officer of the Trust, Ellsworth Fund and Davis-Dinsmore (investment adviser to the Trust and Ellsworth Fund) (since 1996). Mr. Dinsmore is a Chartered Financial Analyst and President of the Closed-End Fund Association. Mr. Dinsmore received a B.S. in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. in Economics from Fairleigh Dickinson University. Ellsworth Fund The Pricing Committee is comprised of three members, two of whom are independent trustees (Mr. Ahalt and Mr. Platt) and one of whom is an interested person (Mr. Dinsmore).
2007-12-17 Thomas H. Dinsmore – 54 Chairman and Chief Executive Officer of the Trust, Ellsworth Fund and Davis-Dinsmore (investment adviser to the Trust and Ellsworth Fund) (since 1996). Mr. Dinsmore is a Chartered Financial Analyst. Mr. Dinsmore is President of the Closed-End Fund Association. Pricing Committee member. No compensation from Trust or Fund Complex.
2008-12-29 Thomas H. Dinsmore – 55 Chairman and Chief Executive Officer of the Trust, Ellsworth Fund and Dinsmore Capital... Pricing Committee is comprised of three members, two of whom are independent trustees (Mr. Harding and Mr. Platt) and one of whom is an interested person (Mr. Dinsmore)... The following table shows the compensation... Thomas H. Dinsmore $0 From Trust, $0 Total from Fund Complex.
2009-12-31 Thomas H. Dinsmore 6 56 Trustee Since 1985 Chairman and Chief Executive Officer of the Trust, Ellsworth Fund and Dinsmore Capital. Member of Pricing Committee. Compensation from Trust: $0.
2010-12-30 Thomas H. Dinsmore, age 57, has been Chairman, Chief Executive Officer and portfolio manager of the Trust... Mr. Dinsmore is Chairman of the Board and a member of the Pricing Committee... Total Compensation From Fund Complex $0.
2011-12-30 Thomas H. Dinsmore, age 58, has been Chairman, Chief Executive Officer and portfolio manager of the Trust and Ellsworth Fund since 1996. Mr. Dinsmore is Chairman of the Board and a member of the Pricing Committee. Aggregate Compensation From Trust: $0.
2012-12-31 Thomas H. Dinsmore, age 59, has been Chairman, Chief Executive Officer and portfolio manager of the Trust and Ellsworth Fund since 1996. Mr. Dinsmore is a member of the Executive Committee of the Closed-End Fund Association, and formerly served as its president. He received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania and an M.A. degree in Economics from Fairleigh Dickinson University. Mr. Dinsmore is a CFA charterholder. Mr. Dinsmore brings to the Board significant executive experience including current and past service as Chairman and Chief Executive Officer of the Funds and Dinsmore Capital. He has extensive experience as a portfolio manager, a research analyst, and co-founder of the Trust. Mr. Dinsmore is Chairman of the Board and a member of the Pricing Committee. Mr. Dinsmore is an interested person (within the meaning of the Investment Company Act) of the Trust and Dinsmore Capital because he is an officer of the Trust and officer, director and holder of more than 5% of the outstanding shares of voting common stock of Dinsmore Capital. Aggregate Compensation From Trust: $0.
2013-12-30 Thomas H. Dinsmore, age 60, has been Chairman, Chief Executive Officer and portfolio manager of the Trust and Ellsworth Fund since 1996. ... Mr. Dinsmore is Chairman of the Board and a member of the Pricing Committee. ... Compensation: $0 from Trust.
2014-12-29 Thomas H. Dinsmore, age 61, has been Chairman, Chief Executive Officer and portfolio manager of the Trust and Ellsworth Fund since 1996. Mr. Dinsmore is Chairman of the Board and a member of the Pricing Committee. Total Compensation From Fund Complex: $0.
2015-09-14 Thomas H. Dinsmore has been Chairman, Chief Executive Officer and portfolio manager of the Funds since 1996. ... Mr. Dinsmore is Chairman of the Boards and a member of the Pricing Committees.

ELLSWORTH GROWTH & INCOME FUND LTD

Filing Date Source Excerpt
2001-11-26 Mr. Dinsmore received a B.S. in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. in Economics from Fairleigh Dickinson University.
2002-11-26 Mr. Dinsmore received a B.S. in Economics from the Wharton School of Business and an M.A. in Economics from Fairleigh Dickinson University.
2003-12-29 Mr. Dinsmore received a B.S. in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. in Economics from Fairleigh Dickinson University.
2004-11-29 Mr. Dinsmore received a B.S. in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. in Economics from Fairleigh Dickinson University.
2005-12-01 Thomas H. Dinsmore - 52, Chairman and Chief Executive Officer of the Company, Bancroft Fund and Davis-Dinsmore (investment adviser) (since 1996). Mr. Dinsmore is a Chartered Financial Analyst. Mr. Dinsmore received a B.S. in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. in Economics from Fairleigh Dickinson University.
2006-11-28 Mr. Dinsmore received a B.S. in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. in Economics from Fairleigh Dickinson University.
2007-11-26 Chairman and Chief Executive Officer of the Trust, Bancroft Fund and Davis-Dinsmore (investment adviser to the Trust and Bancroft Fund) (since 1996). Mr. Dinsmore is a Chartered Financial Analyst. Mr. Dinsmore received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. degree in Economics from Fairleigh Dickinson University.
2008-11-26 Chairman and Chief Executive Officer of the Trust, Bancroft Fund and Dinsmore Capital (registered investment adviser) (since 1996). Mr. Dinsmore is a Chartered Financial Analyst. Mr. Dinsmore is President of the Closed-End Fund Association. Mr. Dinsmore received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania, and an M.A. degree in Economics from Fairleigh Dickinson University.
2009-11-30 Mr. Dinsmore received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania and an M.A. degree in Economics from Fairleigh Dickinson University.
2010-11-29 He received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania and an M.A. degree in Economics from Fairleigh Dickinson University. Mr. Dinsmore is a CFA charterholder.
2011-11-30 He received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania and an M.A. degree in Economics from Fairleigh Dickinson University.
2012-11-29 He received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania and an M.A. degree in Economics from Fairleigh Dickinson University.
2013-11-27 Thomas H. Dinsmore, age 60, has been Chairman, Chief Executive Officer and portfolio manager of the Trust and Bancroft Fund since 1996. He received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania and an M.A. degree in Economics from Fairleigh Dickinson University. Mr. Dinsmore is a CFA charterholder.
2014-12-29 He received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania and an M.A. degree in Economics from Fairleigh Dickinson University. Mr. Dinsmore is a CFA charterholder.
2015-09-14 Thomas H. Dinsmore has been Chairman, CEO and portfolio manager of the Funds since 1996. He received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania and an M.A. degree in Economics from Fairleigh Dickinson University. Mr. Dinsmore is a CFA charterholder.

Data sourced from SEC filings. Last updated: 2025-07-01