W. WHITNEY GEORGE

Corporate Board Profile

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ROYCE SMALL-CAP TRUST, INC.

Filing Date Source Excerpt
2013-07-01 W. Whitney George – In addition to his tenure as a director of the closed-end registered investment companies advised by Royce, Mr. George serves as Managing Director, Vice President and Co-Chief Investment Officer of Royce, having been employed by Royce since 1991. Mr. George has over 30 years of investment business experience.
2013-08-02 W. Whitney George - In addition to his tenure as a director of the closed-end registered investment companies advised by Royce, Mr. George serves as Managing Director, Vice President and Co-Chief Investment Officer of Royce, having been employed by Royce since 1991. Mr. George has over 30 years of investment business experience.
2014-08-04 W. Whitney George - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. George currently serves as Managing Director and Vice President of Royce, having been employed by Royce since 1991. Mr. George has over 30 years of investment business experience.

SPROTT FOCUS TRUST INC.

Filing Date Source Excerpt
2013-08-02 W. Whitney George - In addition to his tenure as a director of the closed-end registered investment companies advised by Royce, Mr. George serves as Managing Director, Vice President and Co-Chief Investment Officer of Royce, having been employed by Royce since 1991. Mr. George has over 30 years of investment business experience.
2014-08-04 Mr. George currently serves as Managing Director and Vice President of Royce & Associates, having been employed by Royce since 1991. Mr. George has over 30 years of investment business experience.
2015-01-06 W. Whitney George Managing Director and Vice President of R&A, having been employed by R&A since October 1991. Mr. George has over 30 years of investment business experience.
2015-08-24 W. Whitney George** Senior Portfolio Manager, Sprott Asset Management USA Inc., a registered investment adviser since March 2015; Managing Director and Vice President of Royce & Associates, LLC, a registered investment adviser, from October 1991 to March 2015. Mr. George has over 30 years of investment business experience.
2016-08-04 Mr. George currently serves as Senior Portfolio Manager and Chairman of Sprott Asset Management USA Inc. and Executive Vice President, Sprott Inc. Prior to his position at Sprott Asset Management USA Inc., Mr. George was employed by Royce & Associates, LLC from 1991 to 2015. Mr. George has over 30 years of investment business experience.
2017-08-08 Mr. George currently serves as Senior Portfolio Manager and Chairman of Sprott Asset Management USA Inc. and Executive Vice President, Sprott Inc. Prior to his position at Sprott Asset Management USA Inc., Mr. George was employed by Royce & Associates, LLC from 1991 to 2015. Mr. George has over 30 years of investment business experience.
2018-08-08 Mr. George currently serves as Chief Investment Officer of Sprott Asset Management, LP, Senior Portfolio Manager and Chairman of Sprott Asset Management USA Inc. and Executive Vice President, Sprott Inc. Prior to his position at Sprott Asset Management USA Inc., Mr. George was employed by Royce & Associates, LLC from 1991 to 2015. Mr. George has over 30 years of investment business experience.
2019-08-02 W. Whitney George is Chief Investment Officer of Sprott Asset Management, LP, Senior Portfolio Manager and Chairman of Sprott Asset Management USA Inc., President of Sprott Inc., with over 30 years of investment business experience.
2020-08-03 Mr. George has served as the President of Sprott Inc. (TSX: SII), an alternative asset manager, since January 2019... The Board believes that Mr. George’s qualifications to serve on the Board include his over 30 years of extensive investment business experience, including as Senior Portfolio Manager of the Fund, and leadership experience.
2021-08-04 Mr. George has served as the President of Sprott Inc., an alternative asset manager, since January 2019... The Board believes that Mr. George’s qualifications to serve on the Board include his over 30 years of extensive investment business experience, including as Senior Portfolio Manager of the Fund, and leadership experience.
2022-08-10 Mr. George has served as the Chief Executive Officer of Sprott Inc. ... The Board believes that Mr. George’s qualifications to serve on the Board include his over 30 years of extensive investment business experience, including as Senior Portfolio Manager of the Fund, and leadership experience.
2023-08-21 Mr. George has served as the Chief Executive Officer of Sprott Inc., an alternative asset manager, since June 30, 2022, having previously served as its President and Executive Vice President. The Board believes that Mr. George’s qualifications include his extensive investment business experience and leadership.
2024-08-06 Mr. George has served as the Chief Executive Officer of Sprott Inc. (TSX: SII), an alternative asset manager, since June 30, 2022, having previously served as its President from January 2019 to June 2022 and as its Executive Vice President from January 2016 to January 2019. He served as the Chief Investment Officer of Sprott Asset Management, LP, a registered investment adviser, from April 20, 2018 to January 20, 2021, and as Chairman and Senior Portfolio Manager of Sprott Asset Management USA Inc., a registered investment adviser, since January 2017 and March 2015, respectively. He previously served as the Managing Director and Vice President of Royce & Associates, LLC, a registered investment adviser, from October 1991 to March 2015. The Board believes that Mr. George’s qualifications to serve on the Board include his over 30 years of extensive investment business experience, including as Senior Portfolio Manager of the Fund, and leadership experience.

Data sourced from SEC filings. Last updated: 2025-07-01