Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2020-11-10 | Registered Representative and Investment Advisor Representative ... holds Series 7, 63, and 65 licenses ... director of the Company since January 28, 2020. |
| 2021-11-10 | Registered Representative and Investment Advisor Representative ... holds Series 7, Series 63, and Series 65 licenses ... Director of the Company since February 1, 2020. |
| 2022-11-08 | Registered Representative and Investment Advisor Representative ... employed by Cetera Advisor Networks LLC ... holds Series 7, 63, and 65 licenses. |
| 2023-11-13 | Registered Representative and Investment Advisor Representative ... holds Series 7, 63, and 65 licenses. |
| 2024-11-14 | Retired (since December 31, 2020). Registered Representative and Investment Advisor Representative ... director of the Company and ARL since February 1, 2020. |
Data sourced from SEC filings. Last updated: 2025-07-01