ADAM S. GUSKY - Corporate Board Profile

RAND CAPITAL CORP

Filing Date	Source Excerpt
2019-12-02	Adam S. Gusky (3) (45) c/o 2200 Rand Building Buffalo NY 14203 Director 2019 Mr. Gusky has been the Chief Investment Officer of East since its inception in 2010.
2020-03-17	Adam S. Gusky (3) (45) c/o 2200 Rand Building Buffalo NY 14203 Director 2019 Mr. Gusky has been the Chief Investment Officer of East since its inception in 2010 and has served on the investment committee of RCM, which is the external investment adviser for the Corporation and responsible for all aspects of the Corporation’s investment process, since November 2019. ... Neither Mr. Godley nor Mr. Gusky earned any fees from Rand with respect to their service as a Director during the period from November 8, 2019 to December 31, 2019.
2020-11-13	Adam Gusky – Mr. Gusky has been the Chief Investment Officer of East since its inception in 2010 and serves on the Investment Committee. Mr. Gusky also serves as a director of the Company. ... Adam Gusky, a member of the Board and a member of the Adviser’s investment committee, serves as Chief Investment Officer of East.
2021-03-09	Adam S. Gusky (4) (46) c/o 14 Lafayette Square, Suite 1405, Buffalo NY 14203 Director 2019 Mr. Gusky has been the Chief Investment Officer of East since its inception in 2010 and has served as the Chief Investment Officer for East Resources Acquisition Company, a special purpose acquisition company, since its incorporation in May 2020. In addition, Mr. Gusky has served on the investment committee of RCM, which is the external investment adviser for the Corporation and responsible for all aspects of the Corporations investment process, since November 2019. Prior to joining East, Mr. Gusky worked for CNN/Sports Illustrated and o2 Wireless Solutions. Mr. Gusky earned both his Master of Business Administration (class of 2006) and his Bachelor of Arts degrees from Duke University (class of 1997). Mr. Guskys extensive knowledge of deal structuring and financing transactions obtained during his service as the Chief Investment Officer for East makes Mr. Gusky qualified to serve as a Director.
2022-03-17	Adam S. Gusky (3) (47) c/o 14 Lafayette Square, Suite 1405, Buffalo NY 14203 Director 2019 Mr. Gusky has been the Chief Investment Officer of East since its inception in 2010 and has served as the Chief Investment Officer for East Resources Acquisition Company, a special purpose acquisition company, since its incorporation in May 2020. In addition, Mr. Gusky has served on the investment committee of RCM, which is the external investment adviser for the Corporation and responsible for all aspects of the Corporation’s investment process, since November 2019. ... During 2021, each Board member received a $35,000 per annum fee for Board and Committee service.
2023-03-17	Adam S. Gusky (3) (48) c/o 14 Lafayette Square, Suite 1405, Buffalo NY 14203 Director 2019 Mr. Gusky has been the Chief Investment Officer of East since its inception in 2010 and has served as the Chief Investment Officer for East Resources Acquisition Company, a special purpose acquisition company, since its incorporation in May 2020. In addition, Mr. Gusky served on the investment committee of RCM, which is the external investment adviser for the Corporation and responsible for all aspects of the Corporation’s investment process, from November 2019 until March 2023. Prior to joining East, Mr. Gusky worked for CNN/Sports Illustrated and o2 Wireless Solutions. Mr. Gusky earned both his Master of Business Administration (class of 2006) and his Bachelor of Arts degrees from Duke University (class of 1997). Mr. Gusky’s extensive knowledge of deal structuring and financing transactions obtained during his service as the Chief Investment Officer for East makes Mr. Gusky qualified to serve as a Director. During 2022, each Board member received a $35,000 per annum fee for Board and committee service. The following table sets forth information with respect to the compensation paid to or earned by each Director for 2022... Adam S. Gusky $35,000
2024-04-01	Adam S. Gusky (3) (49) c/o 14 Lafayette Square, Suite 1405, Buffalo NY 14203 Director 2019 Mr. Gusky has served as the Chief Investment Officer of East since its inception in 2010... During 2023, each Board member received a $50,000 per annum fee for Board and committee service... Adam S. Gusky $50,000
2025-03-14	Mr. Gusky has served as the Chief Investment Officer of East since its inception in 2010 and served as the Chief Investment Officer for East Resources Acquisition Company, a special purpose acquisition company, from its incorporation in May 2020 until the completion of its business combination transaction with Abacus Life, Inc. in June 2023.