ALAN H. HOWARD - Corporate Board Profile

BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.

Filing Date	Source Excerpt
2019-04-30	Alan H. Howard (59) Class I Director of DSMB (2018) Class I Director of DSM (2018) Independent Director Nominee Annual compensation DSMB $2,360, DSM $4,595 Audit Committee Member
2020-05-01	Alan H. Howard (59) ... Class I Director of BNYMSMB (2018) and BNYMSM (2018) ... The amount of compensation paid to each Continuing Director by BNYMSMB for its fiscal year ended November 30, 2019, and by BNYMSM for its fiscal year ended September 30, 2019 ... Alan H. Howard $8,939 from BNYMSMB and $10,508 from BNYMSM ... audit committee member, nominating committee member, litigation committee member, pricing committee member.
2021-05-03	ALAN H. HOWARD (61) Class I Director of BNYMSMB (2018) Class I Director of BNYMSM (2018) ... Annual retainer fees and meeting attendance fees ... Compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2020, and by BNYMSM for its fiscal year ended September 30, 2020 ... Alan H. Howard $199,250
2022-05-02	ALAN H. HOWARD (62) Class II Director of BNYMSMB(2018)Class II Director of BNYMSM (2018) ... Mr. Howard is a member of the Board of Directors of Movado Group, Inc., a leading global designer, marketer and distributor of watches, and serves as lead independent director, chairman of the compensation committee and a member of the board's audit committee. ... The amount of compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2021, and by BNYMSM for its fiscal year ended September 30, 2021, and the aggregate amount of compensation paid to each Nominee by all funds in the fund complex ... Alan H. Howard $189,467 (18) BNYMSMB $7,781 BNYMSM $9,182
2023-05-01	Alan H. Howard (63) Class II Director of BNYMSM (2018) Class II Director of BNYMSMB (2018) ... The amount of compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2022 ... Alan H. Howard $189,467 ... Audit Committee Chair
2024-05-01	Alan H. Howard (64) Class II Director (2018) ... The amount of compensation paid to each Nominee by the Fund for its fiscal year ended November 30, 2023 ... Alan H. Howard $8,049 ... The Board's Audit Committee (which consists of all Directors) ... Alan H. Howard, Audit Committee Chair ... The Fund has standing Audit, Nominating, Compensation and Litigation Committees, each comprised of its Independent Directors, except that Mr. DiMartino does not serve on the Compensation Committee.

Filing Date

Source Excerpt

2019-04-30

Alan H. Howard (59) Class I Director of DSMB (2018) Class I Director of DSM (2018) Independent Director Nominee Annual compensation DSMB $2,360, DSM $4,595 Audit Committee Member

2020-05-01

Alan H. Howard (59) ... Class I Director of BNYMSMB (2018) and BNYMSM (2018) ... The amount of compensation paid to each Continuing Director by BNYMSMB for its fiscal year ended November 30, 2019, and by BNYMSM for its fiscal year ended September 30, 2019 ... Alan H. Howard $8,939 from BNYMSMB and $10,508 from BNYMSM ... audit committee member, nominating committee member, litigation committee member, pricing committee member.

2021-05-03

ALAN H. HOWARD (61) Class I Director of BNYMSMB (2018) Class I Director of BNYMSM (2018) ... Annual retainer fees and meeting attendance fees ... Compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2020, and by BNYMSM for its fiscal year ended September 30, 2020 ... Alan H. Howard $199,250

2022-05-02

ALAN H. HOWARD (62) Class II Director of BNYMSMB(2018)Class II Director of BNYMSM (2018) ... Mr. Howard is a member of the Board of Directors of Movado Group, Inc., a leading global designer, marketer and distributor of watches, and serves as lead independent director, chairman of the compensation committee and a member of the board's audit committee. ... The amount of compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2021, and by BNYMSM for its fiscal year ended September 30, 2021, and the aggregate amount of compensation paid to each Nominee by all funds in the fund complex ... Alan H. Howard $189,467 (18) BNYMSMB $7,781 BNYMSM $9,182

2023-05-01

Alan H. Howard (63) Class II Director of BNYMSM (2018) Class II Director of BNYMSMB (2018) ... The amount of compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2022 ... Alan H. Howard $189,467 ... Audit Committee Chair

2024-05-01

Alan H. Howard (64) Class II Director (2018) ... The amount of compensation paid to each Nominee by the Fund for its fiscal year ended November 30, 2023 ... Alan H. Howard $8,049 ... The Board's Audit Committee (which consists of all Directors) ... Alan H. Howard, Audit Committee Chair ... The Fund has standing Audit, Nominating, Compensation and Litigation Committees, each comprised of its Independent Directors, except that Mr. DiMartino does not serve on the Compensation Committee.

BNY MELLON STRATEGIC MUNICIPALS, INC.

Filing Date	Source Excerpt
2019-04-30	Alan H. Howard (59) Class I Director of DSMB (2018) Class I Director of DSM (2018) ... Mr. Howard is the Managing Partner of Heathcote Advisors LLC ... The audit committee oversees the Fund’s financial reporting process ... Alan H. Howard, Audit Committee Member
2020-05-01	Alan H. Howard (59) Class I Director of BNYMSMB (2018) Class I Director of BNYMSM (2018) ... Audit Committee Member ... BNYMSMB $8,939 BNYMSM $10,508
2021-05-03	ALAN H. HOWARD (61) Class I Director of BNYMSMB (2018) Class I Director of BNYMSM (2018) ... Annual retainer fees and meeting attendance fees ... Compensation from BNYMSB $6,355
2022-05-02	ALAN H. HOWARD (62) Class II Director of BNYMSMB(2018)Class II Director of BNYMSM (2018) ... Mr. Howard is a member of the Board of Directors of Movado Group, Inc., a leading global designer, marketer and distributor of watches, and serves as lead independent director, chairman of the compensation committee and a member of the board's audit committee.
2023-05-01	Alan H. Howard (63) Class II Director of BNYMSM (2018) Class II Director of BNYMSMB (2018) ... Annual retainer fees and meeting attendance fees ... The amount of compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2022 ... Alan H. Howard $189,467 ... The Audit Committee includes Alan H. Howard.
2024-05-01	ALAN H. HOWARD (64) Class II Director (2018) Heathcote Advisors LLC, a financial advisory services firm, Managing Partner (2008 – Present) Movado Group, Inc., a public company that designs, sources, markets and distributes watches, Director (1997 – Present) The Fund held five Board meetings, six Audit Committee meetings, one Compensation Committee meeting and one Nominating Committee meeting during the Fund's last fiscal year. The Litigation Committee did not meet during the last fiscal year. The amount of compensation paid by the Fund to each Continuing Director who is not standing for election at the Meeting in any capacity and advisory Board member by the Fund for its fiscal year ended September 30, 2023, and the aggregate amount of compensation paid to each Continuing Director and advisory Board member by all funds in the fund complex (which comprises registered investment companies for which the Investment Adviser or an affiliate of the Investment Adviser serves as investment adviser) for which such person was a board member or advisory board member during 2023, was as follows*: Alan H. Howard $9,510 $168,000 (17) The Board also receives periodic presentations from senior personnel of the Investment Adviser, the Sub-Adviser or their affiliates regarding risk management generally, as well as periodic presentations regarding specific operational, compliance or investment areas, such as cybersecurity, business continuity, personal trading, valuation, credit and investment research. The Board has adopted policies and procedures designed to address certain risks to the Fund. In addition, the Investment Adviser, the Sub-Adviser and other service providers to the Fund have adopted a variety of policies, procedures and controls designed to address particular risks to the Fund.

Filing Date

Source Excerpt

2019-04-30

Alan H. Howard (59) Class I Director of DSMB (2018) Class I Director of DSM (2018) ... Mr. Howard is the Managing Partner of Heathcote Advisors LLC ... The audit committee oversees the Fund’s financial reporting process ... Alan H. Howard, Audit Committee Member

2020-05-01

Alan H. Howard (59) Class I Director of BNYMSMB (2018) Class I Director of BNYMSM (2018) ... Audit Committee Member ... BNYMSMB $8,939 BNYMSM $10,508

2021-05-03

ALAN H. HOWARD (61) Class I Director of BNYMSMB (2018) Class I Director of BNYMSM (2018) ... Annual retainer fees and meeting attendance fees ... Compensation from BNYMSB $6,355

2022-05-02

2023-05-01

Alan H. Howard (63) Class II Director of BNYMSM (2018) Class II Director of BNYMSMB (2018) ... Annual retainer fees and meeting attendance fees ... The amount of compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2022 ... Alan H. Howard $189,467 ... The Audit Committee includes Alan H. Howard.

2024-05-01

ALAN H. HOWARD (64) Class II Director (2018) Heathcote Advisors LLC, a financial advisory services firm, Managing Partner (2008 – Present) Movado Group, Inc., a public company that designs, sources, markets and distributes watches, Director (1997 – Present) The Fund held five Board meetings, six Audit Committee meetings, one Compensation Committee meeting and one Nominating Committee meeting during the Fund's last fiscal year. The Litigation Committee did not meet during the last fiscal year. The amount of compensation paid by the Fund to each Continuing Director who is not standing for election at the Meeting in any capacity and advisory Board member by the Fund for its fiscal year ended September 30, 2023, and the aggregate amount of compensation paid to each Continuing Director and advisory Board member by all funds in the fund complex (which comprises registered investment companies for which the Investment Adviser or an affiliate of the Investment Adviser serves as investment adviser) for which such person was a board member or advisory board member during 2023, was as follows*: Alan H. Howard $9,510 $168,000 (17) The Board also receives periodic presentations from senior personnel of the Investment Adviser, the Sub-Adviser or their affiliates regarding risk management generally, as well as periodic presentations regarding specific operational, compliance or investment areas, such as cybersecurity, business continuity, personal trading, valuation, credit and investment research. The Board has adopted policies and procedures designed to address certain risks to the Fund. In addition, the Investment Adviser, the Sub-Adviser and other service providers to the Fund have adopted a variety of policies, procedures and controls designed to address particular risks to the Fund.

MOVADO GROUP INC

Filing Date	Source Excerpt
2013-05-02	Mr. Howard was appointed by the Board as lead director at that time and currently continues to serve in that capacity, in addition to chairing the Compensation Committee. ... The following table shows the cash amounts and the value of other compensation paid to each non-employee director in respect of fiscal 2013: Alan H. Howard 90,000 cash, 70,000 stock awards, total 160,000. Committees: Audit Committee, Compensation Committee.
2014-05-08	The annual compensation paid to the independent directors for fiscal 2014 consisted of a $60,000 cash component and an equity component valued at approximately $70,000 in the form of a stock award, cliff-vesting in one year. The following table shows the cash amounts and the value of other compensation paid to each non-employee director (except Mr. Bridgman who was first appointed to the Board on February 20, 2014): Alan H. Howard 90,000 fees earned or paid in cash, 69,782 stock awards, total 159,782.
2015-05-13	The following table shows the cash amounts and the value of other compensation paid to each non-employee director in respect of fiscal 2015: Alan H. Howard: Fees Earned or Paid in Cash $90,000; Stock Awards $90,137; All Other Compensation $1,250; Total $181,607. He serves on the Audit and Compensation Committees and is the lead director and chairman of the Compensation Committee.
2016-05-12	The following table shows the cash amounts and the value of other compensation paid to each non-employee director in respect of fiscal 2016: Alan H. Howard 90,000 Fees Earned or Paid in Cash, 95,027 Stock Awards, 1,206 All Other Compensation, Total 186,233
2017-05-09	The following table shows the cash amounts and the value of other compensation paid to each non-employee director in respect of fiscal 2017: Name: Alan H. Howard Fees Earned or Paid in Cash: 102,500 Stock Awards: 95,010 Total: 197,510
2018-05-11	The following table shows the cash amounts and the value of other compensation paid to each non-employee director in respect of fiscal 2018: Alan H. Howard 102,500 cash, 95,035 stock awards, 479 other compensation, total 198,014. Committees: Audit (Chair), Compensation (Chair).
2019-05-07	Alan Howard is the Managing Partner of Heathcote Advisors LLC ... Mr. Howard was appointed by the Board of Directors as lead director at that time and currently continues to serve in that capacity, in addition to chairing the Compensation Committee. ... The following table shows the cash amounts and the value of other compensation paid to each non-employee director in respect of fiscal 2019: Alan H. Howard 107,500 Fees Earned or Paid in Cash, 105,000 Stock Awards, 174 All Other Compensation, Total 212,674.
2020-05-12	Alan H. Howard 132,500 Fees Earned or Paid in Cash; 130,000 Stock Awards; Total 262,500
2021-05-11	Alan Howard is the Managing Partner of Heathcote Advisors LLC ... Mr. Howard’s broad experience in corporate governance, organizational management and investment banking make him well qualified for service on the Board of Directors. ... The following table shows the cash amounts and the value of other compensation paid to each non-employee director in respect of fiscal 2021: ... Alan H. Howard Fees Earned or Paid in Cash $99,495, Stock Awards $130,000, Total $229,495.
2022-05-12	Alan Howard is the Managing Partner of Heathcote Advisors LLC ... Mr. Howard’s broad experience in corporate governance, organizational management and investment banking make him well qualified for service on the Board of Directors. ... The current committee membership is as follows: Audit Committee: Alan H. Howard; Compensation Committee: Alan H. Howard* (Chair) ... The annual base compensation paid to the non-employee directors for fiscal 2022 was increased to $200,000 ... Mr. Howard total compensation for 2022 was $288,731.
2023-05-11	Alan Howard is the Managing Partner of Heathcote Advisors LLC. Mr. Howard’s broad experience in corporate governance, organizational management and investment banking make him well qualified for service on the Board of Directors. Annual base compensation paid to the non-employee directors for fiscal 2023 was $210,000 consisting of an $85,000 cash retainer and an equity component valued at approximately $125,000. The lead director received an annual cash retainer of $50,000 and an equity component valued at $25,000. The Compensation and Human Capital Committee Chair received an annual retainer of $12,500. Total compensation for Mr. Howard was $297,500.
2024-05-09	Mr. Howard is the Managing Partner of Heathcote Advisors LLC, which he formed in March 2008 and which provides financial advisory services.