ALAN L. HAINEY - Corporate Board Profile

NEW YORK MORTGAGE TRUST, INC.

Filing Date	Source Excerpt
2007-04-27	Under these criteria, our Board of Directors has determined that the following members of our Board are independent: ... Alan L. Hainey... The Compensation Committee of the Board of Directors is comprised of Messrs. White (Chairman), Bock, Hainey, Norcutt and Sherman and Ms. Pembroke. The Nominating & Corporate Governance Committee of the Board of Directors is comprised of Ms. Pembroke (Chairwoman) and Messrs. Hainey, Norcutt, Sherman and White.
2008-04-29	"The Compensation Committee of the Board of Directors is comprised of Messrs. Hainey (Chairman), Abreu and Norcutt." and the director compensation table lists "Alan L. Hainey ... Total 63,750."
2009-04-28	Our Board of Directors has determined that the following members of our Board are independent: Steven M. Abreu, David R. Bock, Alan L. Hainey and Steven G. Norcutt... The Audit Committee of the Board of Directors is comprised of Messrs. Bock (Chairman), Hainey and Norcutt... The Compensation Committee of the Board of Directors is comprised of Messrs. Hainey (Chairman), Abreu and Norcutt... Alan L. Hainey ... Age 63
2010-03-29	Under these criteria, our Board of Directors has determined that the following members of our Board are independent: Alan L. Hainey, Steven G. Norcutt and Daniel K. Osborne... The Audit Committee of our Board of Directors is comprised of Messrs. Osborne (Chairman), Hainey and Norcutt... The Compensation Committee of our Board of Directors is comprised of Messrs. Hainey (Chairman), Norcutt and Osborne... The Nominating & Corporate Governance Committee of our Board of Directors is comprised of Messrs. Norcutt (Chairman), Hainey and Osborne... Alan L. Hainey ... Age 63 ... Total $76,120.
2011-03-29	Under these criteria, our Board of Directors has determined that the following members of our Board are independent: Alan L. Hainey, Steven G. Norcutt and Daniel K. Osborne... The Audit Committee of our Board of Directors is comprised of Messrs. Osborne (Chairman), Hainey and Norcutt... The Compensation Committee of our Board of Directors is comprised of Messrs. Hainey (Chairman), Norcutt and Osborne... The Nominating & Corporate Governance Committee of our Board of Directors is comprised of Messrs. Norcutt (Chairman), Hainey and Osborne... Alan L. Hainey ... Age 64 ... Total 70,000.
2012-04-04	“Alan L. Hainey* … Age 65” and committee descriptions: “Audit Committee … Hainey”; “Compensation Committee … Hainey”; “Nominating & Corporate Governance Committee … Hainey (Chairman)” and “Total $83,400”
2013-03-26	Alan L. Hainey* ... Owner and Manager of Carolina Dominion LLC ... Age 66 ... * Our Board of Directors has affirmatively determined that these director nominees are independent ... The Audit Committee of our Board of Directors is comprised of Messrs. Bock (Chairman), Hainey and Norcutt. ... The Compensation Committee ... comprised of Messrs. Norcutt (Chairman), Hainey and Bock. ... The Nominating & Corporate Governance Committee ... comprised of Messrs. Hainey (Chairman), Norcutt and Bock.
2014-04-01	Alan L. Hainey* ... 67 ... Our Board of Directors has determined that the following members of our Board are independent: Douglas E. Neal, Alan L. Hainey, Steven G. Norcutt and David R. Bock. ... The Audit Committee of our Board of Directors is comprised of Messrs. Bock (Chairman), Hainey and Norcutt. ... The Compensation Committee of our Board of Directors is comprised of Messrs. Norcutt (Chairman), Hainey and Bock. ... The Nominating & Corporate Governance Committee of our Board of Directors is comprised of Messrs. Hainey (Chairman), Norcutt and Bock.
2015-03-31	Alan L. Hainey* ... Age 68 ... became our Lead Director effective March 30, 2015... The Audit Committee of our Board of Directors is comprised of Messrs. Bock (Chairman), Hainey and Norcutt... The Compensation Committee ... Messrs. Norcutt (Chairman), Hainey and Bock... The Nominating & Corporate Governance Committee ... Messrs. Hainey (Chairman), Norcutt and Bock.
2016-03-31	Alan L. Hainey* — Owner and Manager of Carolina Dominion LLC — Director Since 2004 — Age 69. "Alan L. Hainey has served as a member of our Board of Directors since the completion of our initial public offering (“IPO”) in June 2004 and became our Lead Director on March 30, 2015." "The Nominating & Corporate Governance Committee of our Board of Directors is comprised of Messrs. Hainey (Chairman), Norcutt and Bock."
2017-03-28	Alan L. Hainey has served as a member of our Board of Directors since the completion of our initial public offering (“IPO”) in June 2004 and became our Lead Director on March 30, 2015. ... Under these criteria, our Board of Directors has determined that the following members of our Board are independent: ... Alan L. Hainey ... The Audit Committee ... comprised of Messrs. Bock (Chairman), Clement, Hainey and Norcutt. ... Total $190,002.
2018-04-20	Alan L. Hainey* ... 71 ... Mr. Hainey is our Lead Director. ... Our Board of Directors has determined that the following members of our Board of Directors are independent: Alan L. Hainey ... The Audit Committee of our Board of Directors is comprised of Messrs. Clement (Chairman), Bock, Hainey and Norcutt. The Compensation Committee of our Board of Directors is comprised of Messrs. Norcutt (Chairman), Bock, Clement and Hainey. The Nominating & Corporate Governance Committee of our Board of Directors is comprised of Messrs. Hainey (Chairman), Bock, Clement and Norcutt.
2019-04-29	Mr. Hainey is our Lead Director. ... The Audit Committee of our Board of Directors is comprised of Messrs. Clement (Chairman), Bock, Hainey and Norcutt and Ms. Pendergast. ... The Compensation Committee of our Board of Directors is comprised of Messrs. Norcutt (Chairman), Bock, Clement and Hainey and Ms. Pendergast. ... The Nominating & Corporate Governance Committee of our Board of Directors is comprised of Messrs. Hainey (Chairman), Bock, Clement and Norcutt and Ms. Pendergast. ... Alan L. Hainey ... Total $210,004
2020-04-29	Under these criteria, our Board of Directors has determined that the following members of our Board of Directors are independent: David R. Bock, Michael B. Clement, Alan L. Hainey, Steven G. Norcutt, and Lisa A. Pendergast. Mr. Hainey is our Lead Director. ... The Investment Committee of our Board of Directors is comprised of Messrs. Norcutt (Chair) and Hainey and Ms. Pendergast. ... The Nominating & Corporate Governance Committee of our Board of Directors is comprised of Messrs. Bock (Chair) and Hainey and Ms. Pendergast.
2021-04-28	Under these criteria, our Board of Directors has determined that the following members of our Board of Directors are independent: ... Alan L. Hainey... Mr. Hainey is our Lead Director. ... The Investment Committee of our Board of Directors is comprised of Messrs. Norcutt (Chair) and Hainey and Ms. Pendergast. The Nominating & Corporate Governance Committee of our Board of Directors is comprised of Messrs. Bock (Chair) and Hainey and Ms. Pendergast.