AMY J. LEE

Corporate Board Profile

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GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Filing Date Source Excerpt
2019-02-22 Amy J. Lee. Ms. Lee has served as a trustee of certain funds in the Fund Complex since 2018. Through her service as a Trustee of the Funds, her service as Chief Legal Officer of the Fund Complex, her service as Senior Managing Director of Guggenheim Investments, as well as her experience as Associate General Counsel, Vice President and Assistant Secretary of Security Benefit Corporation, Ms. Lee is experienced in financial, legal, regulatory and governance matters.
2020-02-25 Ms. Lee is experienced in financial, legal, regulatory and governance matters.
2021-03-03 Ms. Lee is experienced in financial, legal, regulatory and governance matters.
2021-03-05 Ms. Lee is experienced in financial, legal, regulatory and governance matters.
2022-03-04 Ms. Lee has served as a trustee of certain funds in the Fund Complex since 2018. Through her service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, her service as Chief Legal Officer of the Fund Complex, her service as Senior Managing Director of Guggenheim Investments, as well as her prior experience as Associate General Counsel, Vice President and Assistant Secretary of Security Benefit Corporation, Ms. Lee is experienced in financial, legal, regulatory and governance matters.
2023-03-03 Ms. Lee is experienced in financial, legal, regulatory and governance matters. She has served as Chief Legal Officer and Senior Managing Director of Guggenheim Investments.
2024-03-01 Ms. Lee is experienced in financial, legal, regulatory and governance matters.
2024-03-04 Ms. Lee is experienced in financial, legal, regulatory and governance matters.
2025-02-28 Ms. Lee has served as a trustee of certain funds in the Fund Complex since 2018. Through her service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, her service as Chief Legal Officer of the Funds and certain other funds in the Fund Complex, her service as Senior Managing Director of Guggenheim Investments, as well as her prior experience as Associate General Counsel, Vice President and Assistant Secretary of Security Benefit Life Insurance Company and Security Benefit Corporation, Ms. Lee is experienced in financial, legal, regulatory and governance matters.

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Filing Date Source Excerpt
2018-03-26 Current: Chief Legal Officer, certain other funds in the Fund Complex (2014-present); Vice President, certain other funds in the Fund Complex (2007-present); Senior Managing Director, Guggenheim Investments (2012-present). Former: Vice President, Associate General Counsel and Assistant Secretary, Security Benefit Life Insurance Company and Security Benefit Corporation (2004-2012).
2019-02-22 “Current: Interested Trustee ... Chief Legal Officer ... Senior Managing Director, Guggenheim Investments ... experienced in financial, legal, regulatory and governance matters.”
2020-02-25 "Current: Interested Trustee ... Chief Legal Officer ... Senior Managing Director, Guggenheim Investments ... Ms. Lee is experienced in financial, legal, regulatory and governance matters."
2021-03-03 Current: Interested Trustee, certain other funds in the Fund Complex (2018-present); Chief Legal Officer, certain other funds in the Fund Complex (2014-present); Vice President, certain other funds in the Fund Complex (2007-present); Senior Managing Director, Guggenheim Investments (2012-present).
2021-03-05 Current: Interested Trustee, certain other funds in the Fund Complex (2018-present); Chief Legal Officer, certain other funds in the Fund Complex (2014-present); Vice President, certain other funds in the Fund Complex (2007-present); Senior Managing Director, Guggenheim Investments (2012-present).
2022-03-04 "Current: ... Chief Legal Officer ... Vice President ... Senior Managing Director, Guggenheim Investments ... Former: Vice President, Associate General Counsel and Assistant Secretary ..."
2023-03-03 “Chief Legal Officer ... Senior Managing Director, Guggenheim Investments ... Ms. Lee is experienced in financial, legal, regulatory and governance matters.”
2024-03-01 "Current: Interested Trustee ... Chief Legal Officer ... Senior Managing Director, Guggenheim Investments ... Ms. Lee is experienced in financial, legal, regulatory and governance matters."
2024-03-04 “Current: Interested Trustee ... Chief Legal Officer ... Vice President ... Senior Managing Director, Guggenheim Investments ... Ms. Lee is experienced in financial, legal, regulatory and governance matters.”}]}{
2025-02-28 "Current: Interested Trustee... Chief Legal Officer... Vice President... Senior Managing Director, Guggenheim Investments... Ms. Lee is experienced in financial, legal, regulatory and governance matters."

Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-07-15