Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2001-09-04 | Ann S. Lieff President of the Lieff Company, a management consulting firm. Age 49, Director, serves on Audit Committee, compensation $2,200. |
| 2002-08-30 | ANN S. LIEFF Director 1998 to present President of the Lieff Company, a 1 Hastings PO Box 430330 management consulting firm that Entertainment, Inc. Miami, FL 33243 offers business solutions, strategies Age: 50 and CEO mentoring to corporations and women/family-owned businesses, 1998-present; former CEO Spec's Music 1980-1998, a retailer of recorded music. The Audit Committee of the Board currently consists of Messrs. Weintraub, and Rubin, and Ms. Lieff, none of whom is an "interested person" of the Fund. Each member of the Audit Committee is considered independent under the applicable NASD listing standards. The Board has a nominating committee comprised solely of independent directors which consists of Messrs. Weintraub, and Rubin, and Ms. Lieff. Ann S. Lieff $2,600 $0 $0 $2,600 Director |
| 2003-09-05 | ANN S. LIEFF Director 1998 to present President of the Lieff Company, a management consulting firm that offers business solutions, strategies and CEO mentoring to corporations and women/family-owned businesses, 1998-present; former CEO Spec's Music 1980-1998, a retailer of recorded music. Age: 51 The Audit Committee of the Board currently consists of Messrs. Weintraub and Rubin, and Ms. Lieff, none of whom is an "interested person" of the Fund. The Board has a nominating committee comprised solely of independent directors which consists of Messrs. Weintraub and Rubin, and Ms. Lieff. The Fund pays those directors who are not "interested persons" of the Fund $1,000 per year in addition to $400 for each meeting of the Board attended, plus reimbursement for expenses. Such fees totaled $7,800 for the fiscal year ended June 30, 2003. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2003, is set forth in the compensation table below. Ann S. Lieff $2,600 $0 $0 $2,600 |
| 2004-09-02 | Ann S. Lieff Director 1998 to present President of the Lieff Company, a management consulting firm that offers business solutions, strategies and CEO mentoring to corporations and women/family-owned businesses, 1998-present; former CEO Spec's Music 1980-1998, a retailer of recorded music. The Audit Committee of the Board currently consists of Messrs. Weintraub and Rubin, and Ms. Lieff, none of whom is an "interested person" of the Fund. NOMINATING COMMITTEE The Board has a Nominating Committee comprised solely of independent directors which consists of Messrs. Weintraub and Rubin, and Ms. Lieff. The Fund pays those directors who are not "interested persons" of the Fund $1,000 per year in addition to $400 for each meeting of the Board attended, plus reimbursement for expenses. Such fees totaled $7,800 for the fiscal year ended June 30, 2004. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2004, is set forth in the compensation table below. Ann S. Lieff $2,600 $0 $0 $2,600 Director |
| 2005-08-31 | Ann S. Lieff Director 1998 to present President of the Lieff Company, a 1 Hastings c/o The Herzfeld Caribbean management consulting firm that Entertainment, Inc.; Basin Fund, Inc. offers ongoing advisory services as Claire's Stores, PO Box 161465 a corporate director to several leading Mayors Miami, FL 33116 regional and national retail operations, Jewelers, Inc. Age: 53 |
| 2006-08-31 | Ann S. Lieff Director 1998 to present President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director to several leading regional and national retail operations Age: 54 The Audit Committee of the Board currently consists of Messrs. Weintraub and Rubin, and Ms. Lieff Nominating Committee comprised solely of independent directors which consists of Messrs. Weintraub and Rubin, and Ms. Lieff Ann S. Lieff $2,200 |
| 2007-08-30 | Ann S. Lieff Director 1998 to present President of The Lieff Company, 1 Hastings Entertain- c/o The Herzfeld Caribbean a management consulting firm ment, Inc.; Birks & Basin Fund, Inc. that offers ongoing advisory Mayors, Inc. PO Box 161465 services as a corporate director Miami, FL 33116 to several leading regional and Age: 55 national retail operations, 1998 to present; former CEO Spec's Music, 1980-1998, a retailer of recorded music ... Ann S. Lieff $2,600 $0 $0 $2,600 Director ... The Audit Committee of the Board currently consists of Mr. Rubin, Ms. Lieff and Dr. Tatum none of whom is an "interested person" of the Fund. Each member of the Audit Committee is considered independent under the applicable National Association of Securities Dealers' ("NASD") listing standards. |
| 2008-08-29 | Ann S. Lieff c/o The Herzfeld Caribbean Basin Fund, Inc. PO Box 161465 Miami, FL 33116 Age: 56 Director 1998 to present President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director to several leading regional and national retail operations, 1998-present; former CEO Spec’s Music 1980-1998, a retailer of recorded music. The Audit Committee of the Board currently consists of Mr. Rubin, Ms. Lieff and Dr. Tatum none of whom is an “interested person” of the Fund. Each member of the Audit Committee is considered independent under the applicable National Association of Securities Dealers’ (“NASD”) listing standards. The Board has a Nominating Committee comprised solely of independent directors which consists of Mr. Rubin, Ms. Lieff and Dr. Tatum. The Fund pays those directors who are not “interested persons” of the Fund $2,000 per year in addition to $800 for each meeting of the Board attended, plus reimbursement for expenses. Such fees totaled $15,200 for the fiscal year ended June 30, 2008. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2008, is set forth in the compensation table below. Ann S. Lieff $5,200 Director |
| 2009-08-28 | Ann S. Lieff, Age: 57, Director, 1998 to present, President of the Lieff Company, a management consulting firm. Audit Committee of the Board currently consists of Mr. Rubin, Ms. Lieff and Dr. Tatum. The Board has a Nominating Committee comprised solely of independent directors which consists of Mr. Rubin, Ms. Lieff and Dr. Tatum. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2009, is set forth in the compensation table below. Ann S. Lieff: $5,200. |
| 2010-08-30 | Ann S. Lieff, Age: 58, Director, current term expires 2010; 1998 to present. President of the Lieff Company, a management consulting firm. Compensation: $5,200. Member of Nominating Committee. |
| 2011-08-31 | Ann S. Lieff c/o The Herzfeld Caribbean Basin Fund, Inc. PO Box 161465 Miami, FL 33116 Age: 59 Director current term expires 2013 1998 to present President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director to several retail operations, 1998-present; former CEO Spec’s Music 1980-1998, a retailer of recorded music. The Board has a Nominating Committee comprised solely of independent directors which currently consists of Mr. Rubin, Ms. Lieff, Dr. Tatum and Mr. Gelety. The Fund pays those directors who are not “interested persons” of the Fund $2,000 per year in addition to $800 for each meeting of the Board attended, plus reimbursement for expenses. Such fees totaled $20,800 for the fiscal year ended June 30, 2011. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2011, is set forth in the compensation table below. |
| 2012-08-29 | Ann S. Lieff, Age: 60, Director, current term expires 2013 1998 to present; President of the Lieff Company, a management consulting firm; The Fund pays those directors who are not “interested persons” of the Fund $2,000 per year in addition to $800 for each meeting of the Board attended, plus reimbursement for expenses. Ann S. Lieff received $5,200 for the fiscal year ended June 30, 2012; She serves on the Nominating Committee. |
| 2013-08-30 | Ann S. Lieff, Age: 61, Director, current term expires 2013, 1998 to present. Nominating Committee member. Compensation: $5,200 for fiscal year ended June 30, 2013. |
| 2014-08-29 | Ann S. Lieff Age: 62 Director Current term expires 2016. 1998 to present. President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director , 1998 to present; former CEO Spec’s Music, 1980-1998, a retailer of recorded music. The Audit Committee of the Board currently consists of Mr. Rubin, Dr. Tatum, Mr. Gelety, and Ms. Lieff none of whom is an "interested person" of the Fund. Each member of the Audit Committee is considered independent under the applicable NASDAQ Capital Market listing standards. The Board has a Nominating Committee comprised solely of independent directors which currently consists of Mr. Rubin, Ms. Lieff, Dr. Tatum and Mr. Gelety. The Fund pays those directors who are not "interested persons" of the Fund $2,000 per year in addition to $800 for each meeting of the Board attended, plus reimbursement for expenses. Such fees totaled $20,800 for the fiscal year ended June 30, 2014. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2014, is set forth in the compensation table below. Mr. Herzfeld receives no direct compensation for his services on the Fund’s Board. |
| 2015-08-28 | Ann S. Lieff Age: 63 Director Current term expires 2016. 1998 to present. President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director, 1998-present; former CEO of Spec’s Music, 1980-1998, a retailer of recorded music. Compensation: $29,900. Audit Committee member. Nominating Committee member. |
| 2016-08-29 | Ann S. Lieff Age: 64 Director Current term expires 2016. 1998 to present. President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director, 1998-present; former CEO of Spec’s Music, 1980-1998. Audit Committee. The Audit Committee of the Board currently consists of each Mr. Gelety, Ms. Gondor, Ms. Lieff and Dr. Tatum, none of whom is an “interested person” of the Fund. Nominating and Governance Committee. The Nominating and Governance Committee (the “Nominating Committee”) is currently comprised of Mr. Gelety, Ms. Gondor, Ms. Lieff, and Dr. Tatum. Director Compensation Ann S. Lieff $32,050 |
| 2017-08-29 | Ann S. Lieff Age: 65 Director The Audit Committee of the Board currently consists of each Mr. Gelety, Ms. Gondor, Ms. Lieff and Dr. Tatum The Nominating and Governance Committee (the “Nominating Committee”) is currently comprised of Mr. Gelety, Ms. Gondor, Ms. Lieff, and Dr. Tatum $29,500 |
| 2018-08-29 | Ann S. Lieff Age: 66 Director Current term expires 2019. 1998 to present. President of the Lieff Company, a management consulting firm. Audit Committee of the Board currently consists of each Mr. Gelety, Ms. Gondor, Ms. Lieff and Dr. Tatum. The Nominating and Governance Committee (the “Nominating Committee") is currently comprised of Mr. Gelety, Ms. Gondor, Ms. Lieff, and Dr. Tatum. Compensation table: Ann S. Lieff Director $31,000. |
| 2019-09-30 | Ann S. Lieff Age: 67 Director, Class II Current term expires 2019. 1998 to present. President of The Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director, 1998-present. The Fund’s Audit Committee currently consists of each Mr. Gelety, Ms. Gondor, Ms. Lieff and Dr. Tatum. The Nominating and Governance Committee is currently comprised of Mr. Gelety, Ms. Gondor, Ms. Lieff, and Dr. Tatum. Ann S. Lieff $30,700 |
| 2020-08-31 | Ann S. Lieff Age: 68 Director, Class II Current term expires 2022. 1998 to present. President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director, 1998-present. Audit Committee of the Board currently consists of each Mr. Gelety, Ms. Gondor, Ms. Lieff and Dr. Tatum. Nominating and Governance Committee is currently comprised of Mr. Gelety, Ms. Gondor, Ms. Lieff, and Dr. Tatum. Compensation table: Ann S. Lieff Director $32,600. |
| 2021-10-01 | Ann S. Lieff Age: 69 Director, Class II Current term expires 2022. 1998 to present. President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director, 1998-present. Audit Committee of the Board currently consists of Mr. Gelety, Ms. Gondor, Ms. Lieff and Dr. Tatum. The Nominating and Governance Committee is currently comprised of Mr. Gelety, Ms. Gondor, Ms. Lieff, and Dr. Tatum. Compensation table: Ann S. Lieff $30,200. |
| 2022-09-30 | Ann S. Lieff Age: 70 Director, Class II Current term expires 2022. 1998 to present. President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director, 1998-present. The Audit Committee of the Board currently consists of Mr. Gelety, Ms. Gondor, Ms. Lieff and Dr. Tatum, none of whom is an “interested person” of the Fund. The Nominating and Governance Committee is currently comprised of Mr. Gelety, Ms. Gondor, Ms. Lieff, and Dr. Tatum. For the fiscal year ended June 30, 2022, the compensation paid to Ann S. Lieff was $30,200. |
| 2023-09-28 | Ann S. Lieff Age: 71 Director, Class II Current term expires 2025. 1998 to present. President of the Lieff Company, a management consulting firm. The Audit Committee of the Board currently consists of Mr. Gelety, Ms. Gondor, Ms. Lieff and Dr. Tatum. The Nominating and Governance Committee (the “Nominating Committee") is currently comprised of Mr. Gelety, Ms. Gondor, Ms. Lieff, and Dr. Tatum. Compensation table: Ann S. Lieff $29,500. |
| 2024-09-30 | Ann S. Lieff Age: 72 Director, Class II Current term expires 2025. 1998 to present. President of the Lieff Company, a management consulting firm that offers ongoing advisory services as a corporate director, 1998-present. The Audit Committee of the Board currently consists of Mr. Gelety, Ms. Gondor, Ms. Lieff and Dr. Tatum, none of whom is an “interested person” of the Fund. The Nominating and Governance Committee (the “Nominating Committee”) is currently comprised of Mr. Gelety, Ms. Gondor, Ms. Lieff, and Dr. Tatum, each of whom is an Independent Director under the 1940 Act and under NASDAQ Capital Market listing standards. The compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2024 is set forth in the compensation table below. Ann S. Lieff $31,950 |
Data sourced from SEC filings. Last updated: 2025-12-07