ANTHONY GRILLO

Corporate Board Profile

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BrandywineGLOBAL-Global Income Opportunities Fund Inc

Filing Date Source Excerpt
2025-03-07 "Retired; Founder, Managing Director and Partner of American Securities Opportunity Funds ... formerly, Senior Managing Director of Evercore Partners Inc. ..."

LITTELFUSE INC /DE

Filing Date Source Excerpt
2017-03-16 Anthony Grillo, 61 Director since 1991 Committee Membership: Audit ... For the 2016 fiscal year, non-employee directors were paid an annual retainer of $65,000... In addition to cash compensation, each non-employee director receives an equity grant under the Littelfuse, Inc. Long-Term Incentive Plan valued at approximately $105,000... The following table sets forth compensation paid to non-employee directors during 2016: Anthony Grillo $175,356.
2018-03-16 Anthony Grillo, 62 Director since 1991 Committee Membership: Audit. Compensation: $170,605.
2019-03-15 Anthony Grillo,63 Mr. Grillo is the founder of American Securities Advisors, LLC. Committee Membership: Audit Fees Earned or Paid in Cash($): $70,000 Stock Awards ($): $88,761 Option Awards ($): $36,152 Total: $194,913
2021-03-12 Anthony Grillo,65 Director since 1991 ... Committee Membership: Audit ... The following table sets forth compensation earned by or paid to non-employee directors during 2020: Anthony Grillo $218,819 total.
2022-03-16 Anthony Grillo, 66 Director since 1991 Committee Membership: Audit Technology Chair The following table sets forth compensation earned by or paid to non-employee directors during 2021: Anthony Grillo $81,667 Fees Earned or Paid in Cash $104,556 Stock Awards $42,528 Option Awards $0 All Other Compensation $228,751 Total
2023-03-16 Anthony Grillo, 67 Director since 1991 Committee Membership: Audit, Nominating and Governance Chair For the 2022 fiscal year, non-employee directors received an annual retainer of $85,000, plus additional retainers and equity grants. Total compensation for Mr. Grillo was $267,633.
2024-03-14 Anthony Grillo, 68 Director since 1991 Committee Membership: Audit Nominating and Governance Chair For the 2023 fiscal year, non-employee directors received an annual retainer of $85,000, paid in quarterly installments, plus reimbursement of reasonable expenses relating to attendance of meetings. Additional annual retainers are paid to our Board leadership, as shown below: Board Chairman $75,000, Lead Director $20,000, Audit Committee Chairperson $20,000, Compensation Committee Chairperson $15,000, Nominating and Governance Committee Chairperson $12,000, Technology Committee Chairperson $10,000. In addition to cash compensation, each non-employee director received an annual equity grant valued at approximately $165,000. The total compensation for Mr. Grillo was $262,985.
2025-03-14 Anthony Grillo, 69 Director since 1991 Committee Membership: Audit, Nominating and Governance Chair 2024 compensation: $287,046

LMP CAPITAL & INCOME FUND INC.

Filing Date Source Excerpt
2025-03-07 Founder, Managing Director and Partner of American Securities Opportunity Funds (private equity and credit firm) (2006 to 2018); formerly, Senior Managing Director of Evercore Partners Inc. (investment banking) (2001 to 2004)

PUTNAM MANAGED MUNICIPAL INCOME TRUST

Filing Date Source Excerpt
2025-03-10 Anthony Grillo (Born 1955) Retired; Founder, Managing Director and Partner of American Securities Opportunity Funds (private equity and credit firm) (2006 to 2018); formerly, Senior Managing Director of Evercore Partners Inc. (investment banking) (2001 to 2004); Senior Managing Director of Joseph Littlejohn & Levy, Inc. (private equity firm) (1999 to 2001); Senior Managing Director of The Blackstone Group L.P. (private equity and credit firm) (1991 to 1999)

PUTNAM MASTER INTERMEDIATE INCOME TRUST

Filing Date Source Excerpt
2025-03-10 Anthony Grillo (Born 1955) Retired; Founder, Managing Director and Partner of American Securities Opportunity Funds (private equity and credit firm) (2006 to 2018); formerly, Senior Managing Director of Evercore Partners Inc. (investment banking) (2001 to 2004); Senior Managing Director of Joseph Littlejohn & Levy, Inc. (private equity firm) (1999 to 2001); Senior Managing Director of The Blackstone Group L.P. (private equity and credit firm) (1991 to 1999). Director of certain closed-end funds advised by Franklin Templeton Fund Adviser, LLC and its affiliates (since 2024). None of the nominees were paid any fees by a fund for the fiscal year ended October 31, 2024.

PUTNAM MUNICIPAL OPPORTUNITIES TRUST

Filing Date Source Excerpt
2025-03-10 Anthony Grillo (Born 1955) Retired; Founder, Managing Director and Partner of American Securities Opportunity Funds (private equity and credit firm) (2006 to 2018); formerly, Senior Managing Director of Evercore Partners Inc. (investment banking) (2001 to 2004); Senior Managing Director of Joseph Littlejohn & Levy, Inc. (private equity firm) (1999 to 2001); Senior Managing Director of The Blackstone Group L.P. (private equity and credit firm) (1991 to 1999)

PUTNAM PREMIER INCOME TRUST

Filing Date Source Excerpt
2025-03-10 Anthony Grillo (Born 1955) Retired; Founder, Managing Director and Partner of American Securities Opportunity Funds (private equity and credit firm) (2006 to 2018); formerly, Senior Managing Director of Evercore Partners Inc. (investment banking) (2001 to 2004); Senior Managing Director of Joseph Littlejohn & Levy, Inc. (private equity firm) (1999 to 2001); Senior Managing Director of The Blackstone Group L.P. (private equity and credit firm) (1991 to 1999)

WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.

Filing Date Source Excerpt
2025-03-07 "Founder, Managing Director and Partner of American Securities Opportunity Funds... formerly, Senior Managing Director of Evercore Partners Inc...."

WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Filing Date Source Excerpt
2025-03-07 Anthony Grillo Birth year: 1955 Director and Member of Nominating, Audit, Compensation and Pricing and Valuation Committees Since 2024 ... Total Compensationfrom the Fund andFund Complex forCalendar YearEnded 12/31/24 ($) 32,989

Western Asset High Yield Defined Opportunity Fund Inc.

Filing Date Source Excerpt
2025-03-31 NON-INTERESTED DIRECTORS Anthony Grillo

WESTERN ASSET INTERMEDIATE MUNI FUND INC.

Filing Date Source Excerpt
2025-03-07 Anthony Grillo Birth year: 1955 Director and Member of Nominating, Audit, Compensation and Pricing and Valuation Committees Since 2024 Retired; Founder, Managing Director and Partner of American Securities Opportunity Funds (private equity and credit firm) (2006 to 2018); AggregateCompensationfrom the Fundfor FiscalYear Ended11/30/24($) 470 Total Compensationfrom the Fund andFund Complex forCalendar Year Ended12/31/24($) 32,989

Western Asset Investment Grade Opportunity Trust Inc.

Filing Date Source Excerpt
2025-03-07 "Anthony Grillo ... Founder, Managing Director and Partner of American Securities Opportunity Funds ... formerly, Senior Managing Director of Evercore Partners Inc. (investment banking)"

WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.

Filing Date Source Excerpt
2025-03-07 Anthony Grillo** Birth year: 1955 Director and Member of Nominating, Audit, Compensation and Pricing and Valuation Committees Since 2024

Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-07-06