Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2016-05-09 | Mr. Clark served as Chief Investment Officer of the Pennsylvania State Employees' Retirement System from 2010 to 2013. The Fund's Audit Committee met two times during its fiscal year. The current members of the Fund's Audit Committee are Messrs. Clark, Gruber, Harmer, Herring and Porter and Ms. Ajmera. The Fund's Nominating and Compensation Committee met once during its last fiscal year. The current members of the Fund's Nominating and Compensation Committee are Messrs. Clark, Gruber, Harmer, Herring and Porter and Ms. Ajmera. The aggregate fee compensation paid by the Fund to Mr. Clark was $4,219. |
| 2017-05-11 | Mr. Clark has been a Managing Member of Innovation Capital Management, LLC, an investment adviser since January 2016. The Fund's Audit Committee met two times during its fiscal year. The current members of the Fund's Audit Committee are Messrs. Clark, Gruber, Harmer, Herring and Porter and Ms. Ajmera. The Fund has a Nominating and Compensation Committee... The current members of the Fund's Nominating and Compensation Committee are Messrs. Clark, Gruber, Harmer, Herring and Porter and Ms. Ajmera. Aggregate Compensation From The Fund: $26,000. |
| 2018-05-21 | Mr. Clark has been a Managing Member of Innovation Capital Management, LLC, an investment adviser since January 2016. The current members of the Fund's Audit Committee are Messrs. Clark, Harmer, Herring and Porter and Ms. Ajmera. The Fund's Nominating and Compensation Committee's current members are Messrs. Clark, Harmer, Herring and Porter and Ms. Ajmera. Aggregate Compensation From The Fund: $26,000. |
| 2019-05-10 | Mr. Clark has been a Managing Member of Innovation Capital Management, LLC, an investment adviser since January 2016. The current members of the Fund's Audit Committee are Messrs. Clark, Herring and Porter and Ms. Ajmera. The Fund's Nominating and Compensation Committee members are Messrs. Clark, Herring and Porter and Ms. Ajmera. Aggregate Compensation From The Fund: $27,250. |
| 2020-04-23 | Mr. Clark has been a Managing Member of Innovation Capital Management, LLC, an investment adviser since January 2016. ... The current members of the Fund's Audit Committee are Messrs. Clark, Herring and Porter and Ms. Ajmera. ... The current members of the Fund's Nominating and Compensation Committee are Messrs. Clark, Herring and Porter and Ms. Ajmera. ... Effective June 12, 2018, each such non-affiliated Director receives fees, paid by the Fund, of $2,500 for each Directors' meeting attended in person, $2,500 for each Directors' meeting attended by telephone, $1,500 for each telephonic audit committee meeting and an annual fee of $22,000. |
| 2021-05-05 | Mr. Clark has been the Managing Member of Innovation Capital Management LLC, a registered investment adviser, since January 2016. Previously, Mr. Clark was Chief Investment Officer of the Pennsylvania State Employees' Retirement System, Deputy Chief Investment Officer of the Pension Benefit Guaranty Corporation, and Director of Global Equities in the Investment Department of the Howard Hughes Medical Institute. |
| 2022-04-27 | Mr. Clark has been the Managing Member of Innovation Capital Management LLC since January 2016. The current members of the Fund's Audit Committee are Messrs. Clark, Malone and Porter and Ms. Ajmera. The Fund's Nominating and Compensation Committee members are Messrs. Clark, Malone and Porter and Ms. Ajmera. The aggregate fee compensation paid by the Fund to Mr. Clark during the Fund's most recent fiscal year was $36,698. |
| 2023-04-14 | Mr. Clark has been the Managing Member of Innovation Capital Management LLC, a registered investment adviser, since January 2016. Previously, Mr. Clark was Chief Investment Officer of the Pennsylvania State Employees' Retirement System, Deputy Chief Investment Officer of the Pension Benefit Guaranty Corporation, and Director of Global Equities in the Investment Department of the Howard Hughes Medical Institute. Mr. Clark is a Chartered Financial Analyst (CFA). |
| 2024-04-08 | Mr. Clark has been the Managing Member of Innovation Capital Management LLC since January 2016. Mr. Clark is a Chartered Financial Analyst (CFA). The current members of the Audit Committee are Messrs. Clark and Maher and Ms. Ajmera. Mr. Clark has been designated as the Fund's "audit committee financial expert." The Nominating and Corporate Governance Committee met three times during its fiscal year ended October 31, 2023. Aggregate Compensation From The Fund for the Fiscal Year Ended October 31, 2023: $51,815. |
| Filing Date | Source Excerpt |
|---|---|
| 2017-03-06 | Anthony S. Clark (64) Nominee for Director ... Mr. Clark did not serve as a Director during the fiscal year ended August 31, 2016 ... Anthony S. Clark None. |
| 2018-03-13 | Anthony S. Clark (65) Director. Aggregate compensation from Fund paid to Anthony S. Clark was $27,500 during the fiscal year ended August 31, 2017. |
| 2019-03-22 | Anthony S. Clark (66) ... Director ... The current members of the Audit Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger ... The current members of the Nominating Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger ... The current Directors who are members of the Valuation Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger ... The current members of the Share Repurchase Program Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger ... The following table sets forth the aggregate compensation from the Fund paid to each director during the fiscal year ended August 31, 2018 ... Anthony S. Clark $65,000. |
| 2020-03-12 | Anthony S. Clark (67) ... Director ... The current members of the Audit Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger ... The current members of the Nominating Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger ... The current Directors who are members of the Valuation Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger ... The current members of the Share Repurchase Program Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger ... The following table sets forth the aggregate compensation from the Fund paid to each director during the fiscal year ended August 31, 2019 ... Anthony S. Clark ... $51,500. |
| 2021-03-09 | Anthony S. Clark (68) ... Director ... The current members of the Audit Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger, with Mr. Kamp serving as Chairman. ... The current members of the Nominating Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger, with Ms. Rigger serving as Chair. ... The current Directors who are members of the Valuation Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger, with Mr. Clark serving as Chairman. ... The current members of the Discount Management Committee are Messrs. Clark, Kamp, Kirby and Olsen and Ms. Rigger, with Mr. Kirby serving as Chairman. ... The following table sets forth the aggregate compensation from the Fund paid to each director during the fiscal year ended August 31, 2020 ... Anthony S. Clark ... $48,000. |
Data sourced from SEC filings. Last updated: 2025-12-07