Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-18 | Arthur S. Mehlman 62 Class II 2004 2004 Common 21 Director/ Director of The League Director and Trustee of for People with Preferred the Disabilities, Inc.; registered Director of University of investment Maryland Foundation and companies University of Maryland constituting College Park Foundation the 23 Legg Mason Funds; Partner, KPMG LLP (international accounting firm) (1972-2002). |
| 2005-08-31 | Arthur S. Mehlman 63 Class II 2004 2007 Common 23 Director/ Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation and University of Maryland College Park Foundation (non-profits). Partner, KPMG LLP (international accounting firm) (1972-2002). Formerly, Director of Maryland Business Roundtable for Education (July 1984 - June 2002). |
| 2006-08-23 | Arthur S. Mehlman Director 7,500 None None 82,000 162,000 Mr. Mehlman has been designated as the Audit Committee Financial Expert, as defined under Securities and Exchange Commission regulations. |
| 2007-08-24 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 65. Class II Director. Elected by Common and Preferred. Current term expires 2007. Member of the Fund's Audit Committee and its Nominating Committee. Aggregate compensation from the Fund and Royce Funds paid to Director for 2006 was $230,950. |
| 2008-08-21 | Arthur S. Mehlman 66 Class II 2004 2010 Common Director and Preferred Director. The current members of the Audit Committee are Donald R. Dwight, Richard M. Galkin, Stephen L. Isaacs, William L. Koke, Arthur S. Mehlman, David L. Meister and G. Peter O'Brien. Each of the Directors or nominees is a member of the Fund's Audit Committee and its Nominating Committee. Each Independent Director receives a base fee of $5,300 per year plus $500 for each meeting of the Board of Directors attended. Arthur S. Mehlman total compensation $231,250. |
| 2009-08-14 | Arthur S. Mehlman, Director $7,800 None None $126,000 $252,250 The Board of Directors has a standing Audit Committee (the "Audit Committee"), which consists of the Directors who are not "interested persons" of the Fund within the meaning of Section 2(a)(19) of the Investment Company Act and who are "independent" as defined in the listing standards of the New York Stock Exchange (the "Independent Directors"). The current members of the Audit Committee are Richard M. Galkin, Stephen L. Isaacs, William L. Koke, Arthur S. Mehlman, David L. Meister and G. Peter O'Brien. Mr. Mehlman has been designated as the Audit Committee Financial Expert, as defined under Securities and Exchange Commission ("SEC") regulations. The Nominating Committee is composed of the six Independent Directors, namely Messrs. Galkin, Isaacs, Koke, Mehlman, Meister and O'Brien. |
| 2010-08-06 | Arthur S. Mehlman - In addition to his tenure as a Director/Trustee of The Royce Funds and of the Legg Mason Family of Funds, Mr. Mehlman is designated as an Audit Committee Financial Expert. Mr. Mehlman has over 35 years of business experience, including as Partner of an international accounting firm and a Director for various private companies and non-profit entities. |
| 2011-08-05 | Arthur S. MehlmanDirector of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director of University of Maryland College Park Foundation (non-profit) (from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). |
| 2012-08-06 | Arthur S. MehlmanDirector of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director of University of Maryland College Park Foundation (non-profit) (from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). 70 Class II Director 2004 2013 Common and Preferred 49(Director/ Trustee of all Royce Funds consisting of 35 portfolios; Director/ Trustee of the Legg Mason Family of Funds consisting of 14 portfolios) None. The current members of the Audit Committee are Patricia W. Chadwick, Richard M. Galkin, Stephen L. Isaacs, Arthur S. Mehlman, David L. Meister and G. Peter O'Brien. Mr. Galkin serves as Chairman of the Audit Committee and Ms. Chadwick and Mr. Mehlman have been designated as Audit Committee Financial Experts. |
| 2013-08-02 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 71. Class II Director. Audit Committee Financial Expert. Serves on Audit Committee and Nominating Committee. Compensation: $350,000 total from Fund Complex. |
| 2014-08-04 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 72. Class II Director. 2004. 2016. Chairman of the Board's Audit Committee. Audit Committee Financial Expert. |
| 2015-08-03 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 73. Class II Director. Length of time served 2004. Current term expires 2016. Each of Ms. Chadwick and Messrs. Galkin, Isaacs, Mehlman, Meister, O'Brien, and Shields is a member of the Audit Committee of the Board and the Nominating Committee of the Board. For the year ended December 31, 2014, each Independent Director received a base fee of $11,000 per year, plus $500 for each in-person meeting of the Board attended. Total compensation from the Fund and Fund Complex paid to Mr. Mehlman was $440,250. |
| 2016-07-29 | Arthur S. MehlmanDirector of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 74. Class II Director. Chairman of the Audit Committee. Total Compensation From The Fund and Fund Complex Paid to Directors $441,940. |
| 2017-08-14 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 75, Class II Director, term expires 2019. Mr. Mehlman serves as Chairman of the Audit Committee and is designated as an Audit Committee Financial Expert. Mr. Mehlman serves on the Audit Committee and the Nominating Committee. |
| 2018-08-10 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director of University of Maryland College Park Foundation (non-profit) (from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). The current members of the Audit Committee are Patricia W. Chadwick, Christopher C. Grisanti, Stephen L. Isaacs, Arthur S. Mehlman, David L. Meister, G. Peter O'Brien, and Michael K. Shields. Mr. Mehlman serves as Chairman of the Audit Committee. |
| 2019-08-12 | The current members of the Audit Committee are Patricia W. Chadwick, Christopher C. Grisanti, Stephen L. Isaacs, Arthur S. Mehlman, David L. Meister, G. Peter O'Brien, and Michael K. Shields. Mr. Mehlman serves as Chairman of the Audit Committee. Ms. Chadwick and Mr. Mehlman have been designated as Audit Committee Financial Experts, as defined under Securities and Exchange Commission ("SEC") regulations. Each of the Independent Directors is a director/trustee of certain other investment companies constituting The Royce Funds. Each of Ms. Chadwick and Messrs. Grisanti, Isaacs, Mehlman, Meister, O'Brien, and Shields is a member of the Audit Committee of the Board and the Nominating Committee of the Board. For the year ended December 31, 2018, each Independent Director received a base fee of $11,000 per year, plus $500 for each in-person meeting of the Board attended. Arthur S. Mehlman, Director, Aggregate Compensation From the Fund: $13,500. |
| 2020-08-11 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 78. Class II Director. Mr. Mehlman serves as the Chairman of the Board’s Audit Committee. Each of Ms. Chadwick and Messrs. Grisanti, Mehlman, O’Brien, and Shields is also a director/trustee of all of the other investment companies constituting The Royce Funds and a member of the Audit Committee and the Nominating Committee of the Board. For the year ended December 31, 2019, Arthur S. Mehlman, Director, Aggregate Compensation From the Fund $13,500. |
| 2021-08-13 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 79. Class II Director. The current members of the Audit Committee are Patricia W. Chadwick, Christopher C. Grisanti, Cecile B. Harper, Arthur S. Mehlman, G. Peter O’Brien, and Michael K. Shields. Mr. Mehlman serves as Chairman of the Audit Committee. |
| 2022-08-11 | Arthur S. Mehlman Director, University of Maryland Foundation (non-profits). Age 80 Class II Director Chairman of the Board’s Audit Committee For the period January 1, 2021, to December 31, 2021, each of the Independent Directors was paid at an annual rate of $11,000 for serving on the Board, plus $500 for each Board meeting attended. Arthur S. Mehlman, Director Aggregate Compensation From the Fund: $13,500 Total Compensation From The Fund and Fund Complex Paid to Directors: $473,800 |
| 2023-08-03 | Arthur S. Mehlman Director, University of Maryland Foundation (non-profits). Formerly Director/Trustee, registered investment companies constituting the Legg Mason Funds (from 2002 to June 2021); Director, The League for People with Disabilities, Inc. (from June 2003 to June 2018); Director, Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director, University of Maryland College Park Foundation (non-profit) (from 1998 to 2005); Director, Maryland Business Roundtable for Education (from July 1984 to June 2002); and Partner, KPMG LLP (international accounting and services firm) (from 1972 to 2002). Age 81 Class II Director Each of Mses. Chadwick, Harper, and Poston and Messrs. Grisanti, Mehlman, O’Brien, and Shields is also a director/trustee of all of the other investment companies constituting The Royce Funds and a member of the Audit Committee and the Nominating Committee of the Board. For the period January 1, 2022, to December 31, 2022, each of the Independent Directors was paid at an annual rate of $11,000 for serving on the Board, plus $500 for each Board meeting attended. Arthur S. Mehlman, Director Aggregate Compensation From the Fund: $13,500. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-18 | Arthur S. Mehlman 62 Class II Director 2004 2004 Common and Preferred Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation and University of Maryland College Park Foundation (non-profits). Partner, KPMG LLP (international accounting firm) (1972-2002). |
| 2005-08-31 | Arthur S. Mehlman 63 Class II 2004 2007 Common 23 Director/ Director of The League Director and Trustee of for People with Preferred the registered Disabilities, Inc.; investment Director of University of companies Maryland Foundation and constituting University of Maryland the 23 College Park Foundation Legg Mason Funds; Partner, KPMG LLP (international Director of accounting firm) Municipal (1972-2002). Formerly, Mortgage Director of Maryland Equity, LLC Business Roundtable for Education (July 1984 - June 2002). |
| 2006-08-23 | Arthur S. Mehlman 64 Class II 2004 2007 Common and Preferred Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of University of Maryland College Park Foundation (from 1998 to 2005) (non-profit); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). |
| 2007-08-23 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 65. Class II Director. Elected 2004. Term expires 2007. Elected by Common and Preferred. Member of the Fund's Audit Committee and its Nominating Committee. Mr. Mehlman has been designated as the Audit Committee Financial Expert. Total compensation from the Fund and Fund Complex paid to Mr. Mehlman was $230,950, including $16,254 from the Fund. |
| 2008-08-21 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Class II Director; Age 66; Compensation: $16,200 from the Fund. |
| 2009-08-14 | Arthur S. Mehlman 67 Class II 2004 2010 Common 44 Director of Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of University of Maryland College Park Foundation (non-profit)(from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). Director and Preferred (Director/ Trustee of all Royce Funds consisting of 30 portfolios; Director/ Trustee of the Legg Mason Family of Funds consisting of 14 portfolios); Municipal Mortgage & Equity, LLC. Messrs. Galkin, Isaacs, Koke, Mehlman, Meister and O'Brien are each a member of the Fund's Audit Committee and its Nominating Committee. Total compensation from the Fund: $16,200. |
| 2010-08-06 | Arthur S. Mehlman 68 Class II 2004 2010 Common 44 Director of Municipal Mortgage & Equity, LLC Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of University of Maryland College Park Foundation (non-profit)(from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). Mr. Mehlman is designated as an Audit Committee Financial Expert. Mr. Mehlman has over 35 years of business experience, including as Partner of an international accounting firm and a Director for various private companies and non-profit entities. |
| 2011-08-05 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director of University of Maryland College Park Foundation (non-profit)(from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). 69 Age Class II Director 2004 2013 Common and Preferred 51 Portfolios overseen None Other Public Company Directorships Mr. Mehlman is designated as an Audit Committee Financial Expert. The current members of the Audit Committee are Patricia W. Chadwick, Richard M. Galkin, Stephen L. Isaacs, Arthur S. Mehlman, David L. Meister and G. Peter O'Brien. Ms. Chadwick and Mr. Mehlman have been designated as Audit Committee Financial Experts. The Nominating Committee is composed of the six Independent Directors, namely Ms. Chadwick and Messrs. Galkin, Isaacs, Mehlman, Meister and O'Brien. |
| 2012-08-06 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director of University of Maryland College Park Foundation (non-profit)(from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). Mr. Mehlman is designated as an Audit Committee Financial Expert. |
| 2013-07-01 | Arthur S. Mehlman (70) c/o The Royce Funds 745 Fifth Avenue New York, NY 10151 Class II Director Since 2004 Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director of University of Maryland College Park Foundation (non-profit) (from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). 48 (Director/Trustee of all Royce Funds consisting of 34 portfolios; Director/Trustee of the Legg Mason Family of Funds consisting of 14 portfolios) None |
| 2013-08-02 | Arthur S. MehlmanDirector of The League for People with Disabilities, Inc... Age 71, Class II Director, Term expires 2013. Mr. Mehlman is designated as an Audit Committee Financial Expert and is a member of the Audit Committee and the Nominating Committee. Compensation: $350,000. |
| 2014-08-04 | Mr. Mehlman serves as the Chairman of the Board's Audit Committee, acting as liaison between the Board and the Fund's independent registered public accountants. |
| 2015-08-03 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 73. Class II Director. Chairman of the Audit Committee. Total Compensation From The Fund and Fund Complex Paid to Directors $440,250. |
| 2016-07-29 | Arthur S. MehlmanDirector of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 74. Class II Director. Chairman of the Audit Committee. Member of the Nominating Committee. Aggregate compensation from the Fund and Fund Complex for 2015 was $441,940. |
| 2017-08-14 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Mr. Mehlman serves as Chairman of the Board's Audit Committee and is designated as an Audit Committee Financial Expert. |
| 2018-08-10 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director of University of Maryland College Park Foundation (non-profit) (from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). |
| 2019-08-12 | The current members of the Audit Committee are Patricia W. Chadwick, Christopher C. Grisanti, Stephen L. Isaacs, Arthur S. Mehlman, David L. Meister, G. Peter OBrien, and Michael K. Shields. Mr. Mehlman serves as Chairman of the Audit Committee. Ms. Chadwick and Mr. Mehlman have been designated as Audit Committee Financial Experts, as defined under Securities and Exchange Commission (SEC) regulations. For the year ended December 31, 2018, each Independent Director received a base fee of $20,000 per year, plus $1,100 for each in-person meeting of the Board attended. Arthur S. Mehlman received $25,500 from the Fund in 2018. |
| 2020-05-11 | Arthur S. Mehlman, Director |
| 2020-08-11 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 78. Class II Director. Mr. Mehlman serves as the Chairman of the Board’s Audit Committee, acting as liaison between the Board and the Fund’s independent registered public accountants, and is designated as an Audit Committee Financial Expert. |
| 2021-08-13 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non- profits). Age 79. Class II Director. The current members of the Audit Committee are Patricia W. Chadwick, Christopher C. Grisanti, Cecile B. Harper, Arthur S. Mehlman, G. Peter O’Brien, and Michael K. Shields. Mr. Mehlman serves as Chairman of the Audit Committee. The Board has a Nominating Committee (the “Nominating Committee”) composed of the six Independent Directors, namely Ms. Chadwick, Ms. Harper, and Messrs. Grisanti, Mehlman, O’Brien, and Shields. |
| 2022-08-11 | Arthur S. Mehlman Director, University of Maryland Foundation (non-profits). Age 80 Class II Director The current members of the Audit Committee are Patricia W. Chadwick, Christopher C. Grisanti, Cecile B. Harper, Arthur S. Mehlman, G. Peter O’Brien, and Michael K. Shields. Mr. Mehlman serves as Chairman of the Audit Committee. The Nominating Committee is composed of the six Independent Directors, namely Ms. Chadwick, Ms. Harper, and Messrs. Grisanti, Mehlman, O’Brien, and Shields. Total Compensation From The Fund and Fund Complex Paid to Directors: $473,800. |
| 2023-08-03 | Arthur S. Mehlman Director, University of Maryland Foundation (non-profits). Age 81, Class II Director. Mr. Mehlman serves as the Chairman of the Board’s Audit Committee. The current members of the Audit Committee are Patricia W. Chadwick, Christopher C. Grisanti, Cecile B. Harper, Arthur S. Mehlman, G. Peter O’Brien, Julia W. Poston, and Michael K. Shields. The Nominating Committee is composed of the seven Independent Directors, namely Ms. Chadwick, Ms. Harper, and Ms. Poston, and Messrs. Grisanti, Mehlman, O’Brien, and Shields. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-18 | Arthur S. Mehlman 62 Class II 2004 2004 Common 21 Director/ Director of The League Director and Trustee of for People with Preferred the registered Disabilities, Inc.; investment Director of University of companies Maryland Foundation and constituting University of Maryland the 23 College Park Foundation Legg Mason (non-profits). Partner, Funds KPMG LLP (international accounting firm) (1972-2002). |
| 2005-08-31 | Arthur S. Mehlman Director (3) 2,173 None None 56,971 (3)Mr. Mehlman was elected as a Director on April 15, 2004. |
| 2006-08-23 | Arthur S. Mehlman 64 Class II 2004 2007 Common and Preferred Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of University of Maryland College Park Foundation (from 1998 to 2005) (non-profit); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). |
| 2007-08-23 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Age 65. Class II Director. Elected 2004, term expires 2007. Elected by Common and Preferred. Member of Audit Committee (Financial Expert) and Nominating Committee. Total compensation from the Fund and Fund Complex paid to Directors: $230,950. |
| 2008-08-21 | Arthur S. Mehlman Director $3,850 None None $105,000 $231,250 |
| 2009-08-14 | Arthur S. Mehlman, Director, 67, Class II, Director and Preferred, Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). The current members of the Audit Committee are Richard M. Galkin, Stephen L. Isaacs, William L. Koke, Arthur S. Mehlman, David L. Meister and G. Peter O'Brien. Mr. Mehlman has been designated as the Audit Committee Financial Expert. The Board of Directors has a Nominating Committee composed of the six Independent Directors, namely Messrs. Galkin, Isaacs, Koke, Mehlman, Meister and O'Brien. Each Independent Director receives a base fee of $3,000 per year plus $300 for each meeting of the Board of Directors attended. Arthur S. Mehlman received $3,850 from the Fund for the year ended December 31, 2008. |
| 2010-08-06 | Arthur S. Mehlman - In addition to his tenure as a Director/Trustee of The Royce Funds and of the Legg Mason Family of Funds, Mr. Mehlman is designated as an Audit Committee Financial Expert. Mr. Mehlman has over 35 years of business experience, including as Partner of an international accounting firm and a Director for various private companies and non-profit entities. |
| 2011-08-05 | Arthur S. Mehlman Director of The League for People with Disabilities... Age 69, Class II Director, Audit Committee Financial Expert, serves on Audit and Nominating Committees, Total compensation $295,000. |
| 2012-08-06 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director of University of Maryland College Park Foundation (non-profit)(from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). Age 70, Class II Director, elected 2004, term expires 2013, Common and Preferred, 49 portfolios overseen, None. |
| 2013-08-02 | The current members of the Audit Committee are Patricia W. Chadwick, Richard M. Galkin, Stephen L. Isaacs, Arthur S. Mehlman, David L. Meister and G. Peter O'Brien. Mr. Galkin serves as Chairman of the Audit Committee and Ms. Chadwick and Mr. Mehlman have been designated as Audit Committee Financial Experts, as defined under Securities and Exchange Commission ("SEC") regulations. ... Each of the Directors or nominees is a director/trustee of certain other investment companies for which R&A acts as an investment adviser. Each of Ms. Chadwick and Messrs. Galkin, Isaacs, Mehlman, Meister and O'Brien is a member of the Audit Committee of the Board and the Nominating Committee of the Board. ... Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Formerly: Director of Municipal Mortgage & Equity, LLC (from October 2004 to April 2011); Director of University of Maryland College Park Foundation (non-profit) (from 1998 to 2005); Partner, KPMG LLP (international accounting firm) (from 1972 to 2002); Director of Maryland Business Roundtable for Education (from July 1984 to June 2002). ... Each Independent Director receives a base fee of $6,500 per year plus $300 for each meeting of the Board attended. ... Set forth below is the aggregate compensation paid by the Fund and the total compensation paid by The Royce Funds to each Independent Director of the Fund for the year ended December 31, 2012. ... Arthur S. Mehlman, Director, Total Estimated Annual Compensation From the Fund and Royce Funds Paid to Directors $350,000. |
| 2014-08-04 | Arthur S. Mehlman Director of The League for People with Disabilities, Inc.; Director of University of Maryland Foundation (non-profits). Mr. Mehlman serves as the Chairman of the Boards Audit Committee and is designated as an Audit Committee Financial Expert. Each of Mr. Mehlman is a member of the Audit Committee of the Board and the Nominating Committee of the Board. |
| 2015-01-06 | The current members of the Audit Committee are Patricia W. Chadwick, Richard M. Galkin, Stephen L. Isaacs, Arthur S. Mehlman, David L. Meister and G. Peter OBrien. Mr. Mehlman currently serves as Chairman of the Audit Committee. Ms. Chadwick and Mr. Mehlman have been designated as Audit Committee Financial Experts. For the year ended December 31, 2013, each Current Independent Director received a base fee of $6,500 per year, plus $300 for each in-person meeting of the Board attended. Arthur S. Mehlman received $8,000 for the year ended December 31, 2013. |
Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-03-22