Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2016-05-20 | Barbara R. Claussen ... Position(s) Held with Trust: Trustee ... Each of Ms. Claussen and Mr. Eu is an “Interested Person” ... Each of Ms. Claussen and Mr. Eu is an “interested nominee.” ... interested trustees serve without any compensation from the Funds. |
| 2017-06-01 | Barbara R. Claussen ... Position(s) Held with Trust: Trustee ... NCV, NCZ, NIE, NFJ & ACV — Since October 2015 ... Ms. Claussen ... Each Fund’s Compliance Committee is currently composed of Messrs. Drummond, Eu, Gallagher, Jacobson, Kertess, MacLeod, Ogden, Rappaport and Scoon and Mses. DeCotis and Claussen ... Each of Ms. Claussen and Mr. Eu is an interested person of the Trust ... Interested Trustees ... serve without any compensation from the Funds. |
| Filing Date | Source Excerpt |
|---|---|
| 2016-05-20 | Barbara R. Claussen ... Trustee ... NCV, NCZ, NIE, NFJ & ACV — Since October 2015 ... Ms. Claussen and Mr. Eu are 'interested nominees.' ... Each of Ms. Claussen and Mr. Eu is an 'Interested Person' of each Fund ... Interested Trustees serve without any compensation from the Funds. |
| 2017-06-01 | Barbara R. Claussen ... Position(s) Held with Trust: Trustee ... Compliance Committee ... Chief Operating Officer ... Each of Ms. Claussen and Mr. Eu is an 'interested person' ... Each officer and each Trustee who is ... an interested person, serves without any compensation from the Funds. |
| Filing Date | Source Excerpt |
|---|---|
| 2016-05-20 | Barbara R. Claussen — Ms. Claussen has substantial executive experience in the asset management industry, including experience as Head of Trading for an investment advisory firm affiliated with the Manager. Ms. Claussen has also served in a variety of other senior-level positions with an investment advisory firm affiliated with the Manager. |
| 2017-06-01 | Barbara R. Claussen — Ms. Claussen has substantial executive experience in the asset management industry, including experience as Head of Trading for an investment advisory firm affiliated with the Manager. Ms. Claussen has also served in a variety of other senior-level positions with an investment advisory firm affiliated with the Manager. |
| Filing Date | Source Excerpt |
|---|---|
| 2016-05-20 | “Chief Administrative Officer, Managing Director and member of the Executive Committee... Formerly... Chief Risk Officer...” |
| 2017-06-01 | “Chief Operating Officer... Managing Director... Member of Management Board and Chief Risk Officer...” |
Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-07-06