Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2019-07-29 | Ben H. Harris (50) - Chief Executive Officer of HHI, LLC; Principal of NBC Bancshares, LLC; Chief Executive Officer of Crossroads Capital, Inc.; Administrator of Crossroads Liquidating Trust. Compensation: $4,167. |
| 2020-09-21 | Ben H. Harris (51) -- 1 Year; Since 2018 Chief Executive Officer of HHI, LLC; Principal of NBC Bancshares, LLC; Chief Executive Officer of Crossroads Capital, Inc.; Administrator of Crossroads Liquidating Trust. Compensation: $25,000 |
| 2021-11-02 | Mr. Harris has been a Trustee of the Fund since 2018. He has extensive experience in the management of private and public entities, highly regulated entities and corporate restructurings. In addition to the Fund, Mr. Harris is currently a director of ten private companies and one other closed-end fund. The Investment Search Committee was responsible for, among other things, exploring potential acquisitions of controlling stakes in operating companies and other investments that are not securities. Prior to its dissolution, the Investment Search Committee consisted of Messrs. Sell, Harris, Dakos and Goldstein. Mr. Sell was the Chairman of the Investment Search Committee. Each Trustee receives an annual retainer equal to $25,000 for serving as a Trustee and attending the quarterly meetings of the Board, paid quarterly in advance. The table below details the amount of compensation the Fund’s Trustees received from the Fund during the year ended August 31, 2021. Ben H. Harris 2018 $25,000. |
| 2022-10-28 | Mr. Harris has been a Trustee of the Fund since 2018. He has extensive experience in management of private and public entities. Mr. Harris received $36,250 in total compensation for the year ended August 31, 2022. |
| 2023-11-17 | Ben H. Harris (54) - Independent Trustee - CEO of Hormel Harris Investments, LLC; Compensation: $40,000. Strategic Planning Committee member. |
| 2024-09-13 | Each of Gerald Hellerman, Moritz Sell, Richard Dayan, and Ben H. Harris was nominated for election to the Board by Bulldog in its proxy contest at the Fund’s 2018 annual meeting. They are not “interested” (as such term is defined in the 1940 Act) in either Bulldog or the Fund. None of these individuals is or was employed by Bulldog, receives any compensation from Bulldog, or is otherwise affiliated with Bulldog. They serve on the Strategic Planning Committee and are the trustees that make up the Unaffiliated Board. |
| 2024-12-16 | Ben H. Harris (55) - Independent Trustee - Chief Executive Officer of Hormel Harris Investments, LLC; Principal of NBC Bancshares, LLC; Chief Executive Officer of Crossroads Capital, Inc.; Administrator of Crossroads Liquidating Trust. Includes compensation for service on the Strategic Planning Committee ($7,500 stipend). |
| Filing Date | Source Excerpt |
|---|---|
| 2012-10-30 | The Audit Committee currently consists of Messrs. Chadwick, Harris and Walden. None of the members of the Audit Committee has any relationship to the Fund that may interfere with the exercise of his independence from management of the Fund, and each is independent as defined under the listing standards of the New York Stock Exchange ("NYSE") applicable to closed-end funds. During the fiscal year ended December 31, 2011, the Board's Audit Committee met once. The Nominating and Corporate Governance Committee currently consists of Messrs. Chadwick, Harris and Walden. None of the members is an "interested person" for purposes of the 1940 Act, and each is independent as defined under listing standards of the NYSE applicable to closed-end funds. During the fiscal year ended December 31, 2011, the Board's Nominating and Corporate Governance Committee met once. The Valuation Committee consists of the Board's three Independent Directors, Messrs. Harris, Chadwick and Walden. Mr. Harris serves as the Chairman of the Valuation Committee. The Valuation Committee met once during the fiscal year ended December 31, 2011. Each Independent Director receives an annual retainer equal to $25,000 for serving as a Director and attending the quarterly meetings of the Board, paid quarterly in advance, plus $1,000 for each special Board meeting attended in person (or $500 if attended by telephone). The table below details the amount of compensation the Fund's Directors received from the Fund during the fiscal year ended December 31, 2011. Ben Hormel Harris $25,500. |
| 2014-02-18 | Ben H. Harris has been a Director since 2009... Independent Director... Member of Audit Committee, Nominating and Corporate Governance Committee, Valuation Committee... Compensation $33,000. |
| 2014-11-26 | Ben H. Harris (45) Independent Director. The Audit Committee currently consists of Messrs. Harris and Walden. Mr. Harris serves as the Chairman of the Valuation Committee. The Nominating and Corporate Governance Committee currently consists of Messrs. Harris and Walden. The Valuation Committee consists of the Board’s two Independent Directors, Messrs. Harris and Walden. Mr. Harris serves as the Chairman of the Valuation Committee. Each Independent Director receives an annual retainer equal to $30,000 for serving as a Director and attending the quarterly meetings of the Board, paid quarterly in advance, plus $1,000 for each special Board meeting attended in person (or $500 if attended by telephone). As additional annual compensation, the Audit Committee Chairman and Valuation Committee Chairman will receive $3,000, and the Nominating and Corporate Governance Chairman will receive $2,000. The table below details the amount of compensation the Fund’s Directors received from the Fund during the time period from January 1, 2014 to October 31, 2014. Ben Hormel Harris $26,250. |
| 2015-10-30 | Ben H. Harris(47) - Independent Director. Principal and Director of NHI II, LLC and NBC Bancshares, LLC. Compensation: $30,500. |
| 2016-10-31 | Ben H. Harris (48) Independent Director. The Audit Committee currently consists of Messrs. Harris, Walden and Lunder. Mr. Harris serves as the Chairman of the Valuation Committee. Compensation: $30,000. |
| 2017-10-31 | Ben H. Harris (49) Independent Director. Principal and Director of NHI II, LLC and NBC Bancshares, LLC. Chief Executive Officer of Crossroads Liquidating Trust. Aggregate Compensation: $30,000. |
| 2018-10-31 | Ben H. Harris (50) Independent Director. The Audit Committee currently consists of Messrs. Harris, Walden and Lunder. Mr. Harris serves as the Chairman of the Valuation Committee. The Nominating and Corporate Governance Committee currently consists of Messrs. Harris, Walden and Lunder. The Valuation Committee consists of the Board’s three Independent Directors, Messrs. Harris, Walden and Lunder. Mr. Harris serves as the Chairman of the Valuation Committee. The Independent Directors and Mr. Hellerman receive an annual retainer equal to $40,000 for serving as a Director and attending the quarterly meetings of the Board, plus $1,000 for each special Board meeting attended in person, plus $500 for special committee meetings. The Audit Committee Chairman and Valuation Committee Chairman receives $5,000, and the Nominating and Corporate Governance Chairman receives $3,000. Mr. Harris received $34,250 in total compensation. |
| 2019-10-31 | Ben H. Harris (51) Independent Director. Chief Executive Officer of HHI, LLC; Principal of NBC Bancshares, LLC; Chief Executive Officer of Crossroads Capital, Inc.; Administrator of Crossroads Liquidating Trust. Compensation $45,500 from the Fund. |
| 2020-10-30 | Ben H. Harris (52) Independent Director. Chief Executive Officer of HHI, LLC; Principal of NBC Bancshares, LLC; Chief Executive Officer of Crossroads Capital, Inc.; Administrator of Crossroads Liquidating Trust. Aggregate Compensation: $46,000. |
| 2021-11-09 | Ben H. Harris (53) Independent Director. Chief Executive Officer of Hormel Harris Investments, LLC; Principal of NBC Bancshares, LLC; Chief Executive Officer of Crossroads Capital, Inc.; Administrator of Crossroads Liquidating Trust. Compensation: $50,500. |
| 2022-11-09 | Ben H. Harris (54) Independent Director. Chief Executive Officer of Hormel Harris Investments, LLC; Principal of NBC Bancshares, LLC; Chief Executive Officer of Crossroads Capital, Inc.; Administrator of Crossroads Liquidating Trust. Compensation: $50,500. Committees: Audit Committee, Nominating and Corporate Governance Committee, Valuation Committee. |
| 2023-10-26 | Ben H. Harris (55) Independent Director. Executive Chairman of Hormel Harris Investments, LLC; Principal of NBC Bancshares, LLC; Chief Executive Officer of Crossroads Capital, Inc.; Administrator of Crossroads Liquidating Trust. Compensation $52,000. |
| 2024-10-31 | Ben H. Harris (56) Independent Director. The Audit Committee currently consists of Messrs. Harris, Hellerman Walden and Lunder. The Nominating and Corporate Governance Committee currently consists of Messrs. Harris, Hellerman Walden and Lunder. The Valuation Committee currently consists of the Board’s four Independent Directors, Messrs. Harris, Hellerman Walden and Lunder. Compensation: $60,500. |
Data sourced from SEC filings. Last updated: 2026-02-03