BRIAN A. BERRIS - Corporate Board Profile

SWISS HELVETIA FUND, INC.

Filing Date	Source Excerpt
2012-05-04	Brian A. Berris, Age: 67, Nominee for Director (2012); will become a member of the Governance/Nominating Committee if elected; did not serve on the Board during 2011 and did not receive any compensation from the Fund.
2013-05-03	Brian A. Berris Age: 68 Director (2012); and Member of the Governance/ Nominating Committee (2012) and Audit Committee (2013)
2014-05-01	Brian A. Berris Age: 69 Director (2012); Member and Chair (2013) of the Audit Committee; and Member of the Governance/ Nominating Committee (2012) ... 58,992
2015-05-04	Brian A. Berris Age: 70 Director (2012); Member and Chair (2013) of the Audit Committee; and Member of the Governance/ Nominating Committee (2012) ... During the year ended December 31, 2014, the Directors received from the Fund individual remuneration (exclusive of reimbursed expenses), as follows: Brian A. Berris, Chair of the Audit Committee $70,950
2016-05-04	Brian A. Berris Age: 71 Director (2012) and Chairman of the Board of Directors (2015); Member and Chair of the Audit Committee (2013 to 2015); and Member of the Governance/ Nominating Committee (2012) ... During the year ended December 31, 2015, the Directors who will continue to serve on the Board after the Meeting received from the Fund individual remuneration (exclusive of reimbursed expenses), as follows: Brian A. Berris, Chairman of the Board $60,050
2017-05-12	Brian A. Berris Age: 72 Director (2012) and Chairman of the Board of Directors (2015); Member and Chair of the Audit Committee (2013 to 2015); and Member of the Governance/ Nominating Committee (2012) ... During the year ended December 31, 2016, the Directors who will continue to serve on the Board after the Meeting received from the Fund individual remuneration (exclusive of reimbursed expenses), as follows: Brian A. Berris, Chairman of the Board $64,732
2018-05-04	Brian A. Berris Age: 73 Director (2012) and Chairman of the Board of Directors (2015); and Member of the Governance/ Nominating Committee (2012) Partner, Brown Brothers Harriman & Co. since 1991; Member of the Audit Committee of Brown Brothers Harriman & Co. from 2010 to 2016; Member of the Pension Investment Committee of Brown Brothers Harriman & Co. from 2012 to 2016; Director and Member of the Audit Committee of Brown Brothers Harriman Trust Company (Cayman) Limited from 2007 to 2015 None 10,000 Over $100,000 During the year ended December 31, 2017, the Fund paid each Non-Interested Director an annual retainer of $42,088, except for the Chairman of the Board to whom the Fund paid $56,158 and for the Chairs of the three standing Committees to each of whom the Fund paid $48,150. In addition, the Fund paid each Non-Interested Director $1,300 for each Board meeting attended, and paid each Non-Interested Director who is a member of a Committee a fee of $750 for each Committee meeting attended. Committee meeting fees are paid for only stand-alone meetings not held as part of another meeting, for example when certain items of Committee business may be addressed as part of the quarterly general Board meetings. Each Non-Interested Director may be compensated for incremental work over and above attending a meeting, including work performed as a member of an ad hoc committee, based upon the value added to the Fund. Finally, the Fund reimburses the Directors for certain out-of-pocket expenses, such as travel expenses, in connection with Board meetings. During the year ended December 31, 2017, the Fund paid Brian A. Berris, Chairman of the Board $82,133.