BRIAN T. SHEA - Corporate Board Profile

AMERIPRISE FINANCIAL INC

Filing Date	Source Excerpt
2020-03-20	Mr. Shea served as vice chairman and chief executive officer of investment services for BNY Mellon where he also oversaw global operations and technology from 2013 until he retired in 2017. He also held a variety of executive roles at Pershing, LLC, a BNY Mellon company, including chairman, CEO, and president and COO from 1983 until 2014. He currently serves on the board of Fidelity National Information Services, Inc. (FIS), a financial services technology company, where he is a member of the Corporate Governance and Nominating Committee and the Risk Committee. Mr. Shea is also on the board of RBB Funds, Inc., St. John’s University in New York, Catholic Charities of New York and Tomorrow’s Hope Foundation. Mr. Shea previously served on the board of WisdomTree Investments, Inc., from 2018 to 2019 and was a member of the Board of Governors of the Financial Industry Regulatory Authority (FINRA), the Board of Depository Trust and Clearing Corporation (DTCC), and the Insured Retirement Institute. He also served as chairman of the National Adjudicatory Council of FINRA and chairman of the Membership Committee of the Securities Industry and Financial Markets Authority. Mr. Shea received his B.S. in Business Management from St. John’s University and an MBA in Finance from Pace University.
2021-03-19	Mr. Shea served as vice chairman and chief executive officer of investment services for BNY Mellon... Committees: Audit... Compensation Paid to Outside Directors in 2020: Total $265,000.
2022-03-18	Brian T. Shea Age 61 Director since: 2019 Committees: • Audit and Risk Other Current Public Directorships: • Fidelity National Information Services, Inc. (Since June 2018) Career HighlightsMr. Shea served as vice chairman and chief executive officer of investment services for BNY Mellon where he also oversaw global operations and technology from 2013 until he retired in 2017. He also held a variety of executive roles at Pershing, LLC, a BNY Mellon company, including chairman, CEO, and president and COO from 1983 until 2014. He currently serves on the board of Fidelity National Information Services, Inc. (FIS), a financial services technology company, where he is a member of the Corporate Governance,Nominating and Sustainability Committee and the Risk and Technology Committee.Other Experience• Director, RBB Funds, Inc.• Board member, Catholic Charities of New York and Tomorrow’s Hope Foundation• Former director, WisdomTree Investments, Inc. (April 2018– March 2019)• Former board member, Depository Trust and Clearing Corporation, and the Insured Retirement Institute• Former board member Financial Industry Regulatory Authority (FINRA) and chair of FINRA National Adjudicatory Council• Former chair of Membership Committee for Securities Industry and Financial Markets Authority and FINRA Membership Committee• Trustee emeritus, St. John’s University in New YorkEducation• Masters of Business Administration, Finance, Pace University• Bachelor of Science, Business Management, St. John’s University
2023-03-17	Brian T. Shea Age 62 Director since 2019 Committees: Audit and Risk, Nominating and Governance 2022 Total Compensation: $317,500
2024-03-15	Brian T. Shea Former Vice Chairman and Chief Executive Officer, Investment Services of the Bank of New York Mellon Director since: 2019 Age: 63 Committees: Audit and Risk Nominating and Governance He received $327,000 in total compensation in 2023.

Fidelity National Information Services, Inc.

Filing Date	Source Excerpt
2019-04-12	Mr. Shea served as Vice Chairman and Chief Executive Officer of Investment Services for BNY Mellon from 2014 until December 2017. Mr. Shea was the Chairman and Chief Executive Officer of Pershing, LLC, a BNY Mellon company, from 2010 to 2013, served as the President and COO of Pershing, LLC from 2001 to 2010 and served in a variety of executive roles with Pershing since 1983. Mr. Shea’s qualifications to serve on the FIS Board include his more than 30 years of experience in the securities, investment services and banking industries, as well as his expertise in global enterprise operations, financial technology, financial regulations, corporate development and corporate governance.
2020-04-17	Mr. Shea served as Vice Chairman and Chief Executive Officer of Investment Services for BNY Mellon from 2014 until December 2017. Mr. Shea was the Chairman and Chief Executive Officer of Pershing, LLC, a BNY Mellon company, from 2010 to 2013, served as the President and COO of Pershing, LLC from 2001 to 2010 and served in a variety of executive roles with Pershing since 1983.
2021-04-09	Mr. Shea’s qualifications to serve on the FIS Board include his more than 30 years of experience in the securities, investment services and banking industries, as well as his expertise in global enterprise operations, financial technology, financial regulations, corporate development and corporate governance.
2022-04-15	Mr. Shea’s qualifications to serve on the FIS Board include his more than 30 years of experience in the securities, investment services and banking industries, as well as his expertise in global enterprise operations, financial technology, financial regulations, corporate development and corporate governance.
2023-04-14	Vice Chairman and Chief Executive Officer of Investment Services, BNY Mellon (2014 – 2017); Chairman and Chief Executive Officer, Pershing, LLC (2010 – 2013); Education: BS, Business Management, St. John’s University; MBA, Finance, Pace University.

WisdomTree, Inc.

Filing Date	Source Excerpt
2018-04-30	Brian T. Shea Age: 57 Director Since: April 2018 Mr. Shea served as Vice Chairman and Chief Executive Officer of Investment Services for The Bank of New York Mellon Corporation ("BNY Mellon"), a global leader in investment management and investment services, from June 2014 to December 2017. ... We believe Mr. Shea's qualifications to serve on the Board of Directors include his long track record of creating value in leadership positions in the investment services business, his strong technology and operational expertise and his experience serving on industry, regulatory and not-for-profit boards.
2019-04-30	Brian T. Shea served on the Nominating and Governance Committee from June 2018 until his resignation in February 2019... Compensation of Non-Employee Directors table shows Brian T. Shea with total compensation of $157,553 in 2018.

Filing Date

Source Excerpt

2018-04-30

Brian T. Shea Age: 57 Director Since: April 2018 Mr. Shea served as Vice Chairman and Chief Executive Officer of Investment Services for The Bank of New York Mellon Corporation ("BNY Mellon"), a global leader in investment management and investment services, from June 2014 to December 2017. ... We believe Mr. Shea's qualifications to serve on the Board of Directors include his long track record of creating value in leadership positions in the investment services business, his strong technology and operational expertise and his experience serving on industry, regulatory and not-for-profit boards.

2019-04-30

Brian T. Shea served on the Nominating and Governance Committee from June 2018 until his resignation in February 2019... Compensation of Non-Employee Directors table shows Brian T. Shea with total compensation of $157,553 in 2018.