Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2014-04-11 | Ms. Stone holds a B.A. in Business Administration from Skidmore College. |
| 2015-04-01 | Ms. Stone holds a B.A. in Business Administration from Skidmore College. |
| 2016-04-06 | Ms. Stone holds a B.A. in Business Administration from Skidmore College. |
| 2017-04-06 | Ms. Stone holds a B.A. in Business Administration from Skidmore College. |
| 2018-04-05 | Ms. Stone holds a B.A. degree in Business Administration from Skidmore College. |
| 2019-04-04 | Ms. Stone holds a B.A. degree in Business Administration from Skidmore College. |
| 2020-04-02 | No specific educational or technical background mentioned in the filing. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Board Members who are not interested persons of the Fund: Carole E. Stone - no shares owned, no technical background mentioned. |
| 2008-05-16 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-06-18 | Carole E. Stone... Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-06-18 | Ms. Stone has a Bachelor of Arts in Business Administration. She has held director roles in options exchanges and public authorities, but no mention of programming or technical skills. |
| 2011-06-22 | Ms. Stone...retired from the New York State Division of the Budget...Director of the Chicago Board Options Exchange and C2 Options Exchange...Bachelor of Arts in Business Administration. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2013-06-27 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange; formerly Chair, New York Racing Association Oversight Board; Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Carole E. Stone is Director of Chicago Board Options Exchange and CBOE Holdings; former Commissioner of New York State Commission on Public Authority Reform; no mention of software or technical skills. |
| 2015-07-01 | Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2016-06-24 | Director, Chicago Board Options Exchange, Inc. (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings. |
| 2018-06-28 | Former Director, Chicago Board Options Exchange, Inc.; Director, CBOE Global Markets, Inc.; retired from the New York State Division of the Budget; has a Bachelor of Arts in Business Administration. |
| 2019-06-28 | Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-06-26 | Ms. Stone has a Bachelor of Arts in Business Administration and served on boards of the Chicago Board Options Exchange and New York State public authorities. |
| 2021-06-25 | Ms. Stone has a Bachelor of Arts in Business Administration. No mention of programming or software engineering experience. |
| 2022-06-28 | Ms. Stone has a Bachelor of Arts in Business Administration and has served on boards related to public authorities and exchanges, with no mention of programming or technical expertise. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform. |
| 2008-05-16 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-06-18 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; no technical qualifications mentioned. |
| 2010-06-18 | Ms. Stone has a Bachelor of Arts in Business Administration and has served in various public authority roles. No mention of software or programming skills. |
| 2011-06-22 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2013-06-27 | Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange and CBOE Holdings, Inc.; has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Carole E. Stone, Director of Chicago Board Options Exchange and CBOE Holdings, Inc.; former Commissioner of New York State Commission on Public Authority Reform; no mention of software or programming skills. |
| 2015-07-01 | Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated; Bachelor of Arts in Business Administration from Skidmore College. |
| 2016-05-04 | Carole E. Stone was Director of the New York State Division of the Budget and serves on boards of the Chicago Board Options Exchange and CBOE Holdings. |
| 2016-05-04 | Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005–2010). |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings. |
| 2018-06-28 | Former Director, Chicago Board Options Exchange, Inc.; Commissioner, New York State Commission on Public Authority Reform; has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2019-06-28 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. |
| 2020-06-26 | Ms. Stone retired from the Board of Directors of Cboe Global Markets and served as Director of the New York State Division of the Budget. |
| 2021-06-25 | Former Director, Chicago Board Options Exchange; Bachelor of Arts in Business Administration; no technical or programming background mentioned. |
| 2022-06-28 | Former Director of Cboe Global Markets; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 176 portfolios overseen. Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members: $0. |
| 2008-10-10 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). Committees: William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: 120,250. |
| 2009-10-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 197 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone $171,750 |
| 2010-10-20 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 204 See Principal Occupation Description The Executive Committee, which meets between regular meetings of the Board, is authorized to exercise all of the powers of the Board. Robert P. Bremner, Chair, Judith M. Stockdale and John P. Amboian serve as the current members of the Executive Committee of the Board. The members of the Compliance Committee are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The Nominating and Governance Committee members are Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth. The total compensation paid to Carole E. Stone for the calendar year ended December 31, 2009 was $186,750. |
| 2011-10-14 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 Director, Chicago Board Options Exchange (since 2006). The Audit Committee members include Carole E. Stone. The Nominating and Governance Committee members include Carole E. Stone. The table below shows total compensation paid to Carole E. Stone as $188,000. |
| 2013-10-17 | Carole E. Stone is a Board Member. She serves on the Audit Committee, Nominating and Governance Committee, and is Chair of the Closed-End Funds Committee. Total compensation from Nuveen Funds paid to her is $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member. Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Compensation from Nuveen Funds: $283,276. |
| 2015-10-07 | Carole E. Stone, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Virginia L. Stringer and Terence J. Toth. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, William C. Hunter, John K. Nelson and William J. Schneider. Total Compensation from Nuveen Funds Paid to Independent Board Members/Nominees: $287,819. |
| 2016-10-06 | Carole E. Stone is Board Member. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $306,421. |
| 2017-10-04 | Carole E. Stone is Board Member. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider, Terence J. Toth and Robert L. Young. The members of the Compliance, Risk Management and Regulatory Oversight Committee are John K. Nelson, Chair, William C. Hunter, Albin F. Moschner, Judith M. Stockdale, Margaret L. Wolff and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $24,631. |
| 2018-10-03 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee (Chair). Total Compensation: $358,638. |
| 2019-10-23 | Carole E. Stone, Board Member; Term: Class I Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; The Audit Committee members include Carole E. Stone, Chair; The Nominating and Governance Committee members include Carole E. Stone; The Closed-End Funds Committee members include Carole E. Stone; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $303,864. |
| 2020-10-13 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Carole E. Stone 409,035 |
| 2021-10-12 | Carole E. Stone c/o Nuveen 333 West Wacker DriveChicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are ... Carole E. Stone ... The members of the Nominating and Governance Committee are ... Carole E. Stone ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees $404,611. |
| 2022-10-07 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone $420,088 ... |
| Filing Date | Source Excerpt |
|---|---|
| 2007-11-15 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2008-10-10 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; former Director, New York State Division of the Budget. |
| 2009-10-22 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform. |
| 2010-10-20 | Ms. Stone... has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2012-01-27 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2012-10-16 | Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. |
| 2014-02-03 | Carole E. Stone retired from New York State Division of the Budget and serves on boards related to options exchanges; no software-related skills noted. |
| 2014-06-19 | Director, Chicago Board Options Exchange; formerly Commissioner, New York State Commission on Public Authority Reform. |
| 2015-10-07 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Director, CBOE Holdings, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2016-10-06 | Director, Chicago Board Options Exchange, Inc.; formerly, Commissioner, New York State Commission on Public Authority Reform. |
| 2017-10-04 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings. |
| 2018-10-03 | Ms. Stone is currently on the Board of Directors of the CBOE Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. |
| 2019-10-23 | Currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.); formerly, Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years. |
| 2020-10-13 | Ms. Stone recently retired from the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having served from 2010-2020. She previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| 2021-10-12 | Former Director, Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration; no software or programming experience mentioned. |
| 2022-10-07 | Former Director, Chicago Board Options Exchange (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 176 portfolios overseen. Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members: $95. |
| 2007-11-15 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 177 See Principal Occupation Description |
| 2008-10-10 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). 186 See Principal Occupation Description |
| 2009-10-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 197 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $171,750 |
| 2010-10-20 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Formerly, Commissioner, New York State Commission on Public Authority Reform (since 2005); Formerly, Chair, New York Racing Association Oversight Board (2005-2007). 204 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $ 186,750 |
| 2011-10-14 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 Director, Chicago Board Options Exchange (since 2006). |
| 2012-10-16 | Carole E. Stone (6/28/47) - Board Member. Director, C2 Options Exchange, Inc. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2013-10-17 | Carole E. Stone is a Board Member. She serves on the Audit Committee, Nominating and Governance Committee and Closed-End Funds Committee. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member. Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Compensation from Nuveen Funds: $283,276. |
| 2015-10-07 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Member of the Audit Committee; Member of the Nominating and Governance Committee; Chair of the Closed-End Funds Committee; Total Compensation from Nuveen Funds Paid to Independent Board Members/Nominees: $287,819. |
| 2016-10-06 | Carole E. Stone is Board Member. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: Carole E. Stone $306,421. |
| 2017-10-04 | Carole E. Stone, 1947, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The Audit Committee members include Carole E. Stone. The Compliance Committee members include Carole E. Stone. The Nominating and Governance Committee members include Carole E. Stone. The Closed-End Funds Committee members include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $24,631. |
| 2018-10-03 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee (Chair). Total Compensation: $358,638. |
| 2019-10-23 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 Formerly, Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Total Compensation from Nuveen Funds Paid to Board Members/Nominees $303,864. |
| 2021-10-12 | Carole E. Stone c/o Nuveen 333 West Wacker DriveChicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 |
| 2022-10-07 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone $420,088. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-11-15 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 177 |
| 2008-10-10 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). 186 See Principal Occupation Description The Board of each Fund has five standing committees: the executive committee, the dividend committee, the compliance, risk management and regulatory oversight committee, the audit committee and the nominating and governance committee. William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. The table below shows, for each Independent Board Member, the aggregate compensation (i) paid by each Fund to each Board Member for its last fiscal year and (ii) paid (including deferred fees) for service on the boards of the Nuveen open-end and closed-end funds managed by the Adviser for the last calendar year. Total Compensation from Nuveen Funds Paid to Board Members/Nominees 120,250 |
| 2009-10-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation: $171,750. |
| 2010-10-20 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 204 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $ 186,750 |
| 2011-10-14 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 Director, Chicago Board Options Exchange (since 2006). |
| 2012-10-16 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2014-02-03 | Carole E. Stone, 1947, Board Member, Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Aggregate Compensation from Nuveen Funds Paid to Board Members: $248,600. |
| 2014-06-19 | Carole E. Stone (1947) - Board Member. Director, Chicago Board Options Exchange. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Compensation: $283,269 in 2013. |
| 2015-10-07 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Member of the Audit Committee; Member of the Nominating and Governance Committee; Chair of the Closed-End Funds Committee; Total Compensation from Nuveen Funds Paid to Independent Board Members/Nominees: $287,819. |
| 2016-07-13 | Carole E. Stone is a Board Member. Term: Class I Board Member until 2016 Annual Meeting Length of Service: Since 2007. Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Compensation: $306,442. |
| 2017-10-04 | Carole E. Stone is Board Member. Retired from the New York State Division of the Budget. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $24,631. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2018-10-03 | Carole E. Stone, Board Member; Term: Class I Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; Audit Committee member; Nominating and Governance Committee member; Closed-End Funds Committee Chair; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $358,638. |
| 2019-10-23 | Carole E. Stone, Board Member; Term: Class I Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Terence J. Toth; The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young; The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $303,864. |
| 2020-10-13 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Carole E. Stone 409,035 |
| 2021-10-12 | Carole E. Stone c/o Nuveen 333 West Wacker DriveChicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair ... The members of the Nominating and Governance Committee are ... Carole E. Stone ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees $404,611. |
| 2022-10-07 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair ... The total compensation from Nuveen Funds paid to Board Members/Nominees for Carole E. Stone is $420,088. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. 2010(2) (since 2006); Chair, Occupation 333 West Wacker Drive New York Racing Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2008-06-30 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. The total compensation from Nuveen Funds paid to Carole E. Stone is $164,000. |
| 2009-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $171,750. |
| 2010-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 200 See Principal Occupation Description |
| 2011-06-22 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 See Principal Occupation Description |
| 2012-07-02 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Compensation: $245,650. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2013-06-27 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated. Members of the Audit Committee are Carole E. Stone. Members of the Nominating and Governance Committee are Carole E. Stone. Members of the Closed-End Funds Committee are Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member. Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Compensation from Nuveen Funds: $283,276. |
| 2015-07-01 | Carole E. Stone, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. Director, Chicago Board Options Exchange, Inc. Compensation: $287,819. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2016-06-24 | Carole E. Stone, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee will be William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee will be Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $306,442. |
| 2017-06-23 | Carole E. Stone is Board Member. The members of the Audit Committee include Carole E. Stone. The members of the Nominating and Governance Committee include Carole E. Stone. The members of the Closed-End Funds Committee include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $346,482. |
| 2018-06-28 | Carole E. Stone, Board Member, Term: Class I or Class III Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Jack B. Evans, Chair, William C. Hunter, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair (until June 30, 2018), Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, Margo L. Cook, Jack B. Evans, Albin F. Moschner, William J. Schneider (until June 30, 2018), Terence J. Toth and Robert L. Young. |
| 2019-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Director, Cboe Global Markets, Inc., formerly, CBOE Holdings, Inc. (since 2010). The Board has established six standing committees: the Executive Committee, the Dividend Committee, the Audit Committee, the Compliance, Risk Management and Regulatory Oversight Committee, the Nominating and Governance Committee and the Closed-End Funds Committee. The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, and Terence J. Toth. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. The members of the Dividend Committee are William C. Hunter, Chair, Albin F. Moschner, Margaret L. Wolff and Robert L. Young. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young. Total compensation for Carole E. Stone was $303,864. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Carole E. Stone $409,035. |
| 2021-06-25 | The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, Albin F. Moschner and Judith M. Stockdale. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $404,611. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ...The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. ...The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. ...Total Compensation from Nuveen Funds Paid to Board Members/Nominees ...$420,404 |
| Filing Date | Source Excerpt |
|---|---|
| 2007-03-06 | Carole E. Stone c/o Board Term: Class I Director, Chicago 172 See Nuveen Investments, Member Board Member until Board Options Principal Inc. 2010 Exchange (since Occupation 333 West Wacker Drive Length of Service: 2006); Chair New Description Chicago, IL 60606 Since 2007 York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2007-08-27 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2008-05-16 | Carole E. Stone... Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (2005-12/2007); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). |
| 2009-04-02 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-02-26 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform. |
| 2011-03-30 | Ms. Stone retired from the New York State Division of the Budget; has a Bachelor of Arts in Business Administration. |
| 2012-03-01 | Ms. Stone...has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2013-02-28 | Retired Director of New York State Division of the Budget; no software or programming experience noted. |
| 2014-03-10 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2015-02-17 | Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| 2016-03-10 | Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999; Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009). |
| 2017-02-24 | Ms. Stone retired from the New York State Division of the Budget and serves on the Board of Directors of the Chicago Board Options Exchange and CBOE Holdings. |
| 2018-02-23 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College and served on various public authority boards. |
| 2019-02-26 | Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-03-02 | Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2021-03-04 | Retired from the Board of Directors of Cboe Global Markets, Inc.; formerly Director of the Chicago Board Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2022-02-24 | Former Director of Cboe Global Markets and Chicago Board Options Exchange; Bachelor of Arts in Business Administration; no technical or programming experience mentioned. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-27 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; no software background mentioned. |
| 2008-10-10 | Carole E. Stone... Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform. |
| 2009-10-22 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform. |
| 2010-10-20 | Ms. Stone...has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2011-10-14 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2012-10-16 | Ms. Stone has a Bachelor of Arts in Business Administration and has held director roles in public authorities and exchanges, with no mention of technical or software skills. |
| 2013-10-17 | Retired from New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2015-02-17 | Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2016-03-10 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange; has a Bachelor of Arts in Business Administration. |
| 2017-02-24 | Retired Director of New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings. |
| 2018-02-23 | Ms. Stone is currently on the Board of Directors of the CBOE Global Markets, Inc. She retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years. |
| 2019-02-26 | Bachelor of Arts in Business Administration from Skidmore College; formerly Director, Chicago Board Options Exchange, Inc.; retired from the New York State Division of the Budget. |
| 2020-03-02 | Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| 2021-03-04 | Bachelor of Arts in Business Administration from Skidmore College; formerly Director of Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget. |
| 2022-02-24 | Ms. Stone has a Bachelor of Arts in Business Administration and has served on boards including Cboe Global Markets and the Chicago Board Options Exchange. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Class I Board Member until 2010 (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 176 portfolios. Compensation: 0 USD. |
| 2008-10-10 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). Committees: William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: 120,250. |
| 2009-10-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 197 Other Complex Member: See Principal Occupation Description Aggregate Compensation from the Funds: $171,750 |
| 2010-10-20 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). The Compliance, Risk Management and Regulatory Oversight Committee members include Carole E. Stone. The Nominating and Governance Committee members include Carole E. Stone. |
| 2011-10-14 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 Director, Chicago Board Options Exchange (since 2006). Total Compensation from Nuveen Funds Paid to Board Members/Nominees $ 188,000 |
| 2012-10-16 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2014-07-11 | Carole E. Stone (1947) - Board Member since 2007; Director Chicago Board Options Exchange; member of Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee; total compensation from Fund $282. |
| 2015-10-07 | Carole E. Stone, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. Director, Chicago Board Options Exchange, Inc. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Virginia L. Stringer and Terence J. Toth. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, William C. Hunter, John K. Nelson and William J. Schneider. Total Compensation from Nuveen Funds Paid to Independent Board Members/Nominees: $287,819. |
| 2016-10-06 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2016 annual shareholder meeting Length of Service: Since 2007 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Total Compensation from Nuveen Funds Paid to Board Members/Nominees $306,421. The Audit Committee is composed of Independent Board Members who are also “independent” as that term is defined in the listing standards pertaining to closed-end funds of the NYSE or NYSE MKT, as applicable. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The Nominating and Governance Committee is composed entirely of Independent Board Members, who are also “independent” as defined by NYSE or NYSE MKT listing standards, as applicable. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The Closed-End Funds Committee members are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. |
| 2017-10-04 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee include Carole E. Stone. The members of the Nominating and Governance Committee include Carole E. Stone. The members of the Closed-End Funds Committee include Carole E. Stone (Chair). Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $24,631. |
| 2018-10-03 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Jack B. Evans, Chair, William C. Hunter, John K. Nelson, Carole E. Stone and Terence J. Toth ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, William J. Schneider, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Carole E. Stone, Chair, Margo L. Cook, Jack B. Evans, Albin F. Moschner, Terence J. Toth and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone $358,638. |
| 2019-10-23 | Carole E. Stone, Board Member; Term: Class I Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007. The Audit Committee members include Carole E. Stone (Chair). The Nominating and Governance Committee members include Carole E. Stone. The Closed-End Funds Committee members include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $303,864. |
| 2020-10-13 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Audit Committee. The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale. Nominating and Governance Committee. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. Closed-End Funds Committee. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Carole E. Stone 409,035 |
| 2021-10-12 | Carole E. Stone c/o Nuveen 333 West Wacker DriveChicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees $404,611. |
| 2022-10-07 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 Former Director, Chicago Board Options Exchange (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Total Compensation from Nuveen Funds Paid to Board Members/Nominees $420,088 |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Class I Board Member until 2010 (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation: $0. |
| 2008-10-10 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). Committees: William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: 120,250. |
| 2009-10-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Number of Portfolios in Fund: 197 Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee Total Compensation: $171,750 |
| 2010-10-20 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 204 See Principal Occupation Description |
| 2011-10-14 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 Director, Chicago Board Options Exchange (since 2006). |
| 2012-10-16 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2013-10-17 | Carole E. Stone is a Board Member. She serves on the Audit Committee, Nominating and Governance Committee and Closed-End Funds Committee. Total compensation from Nuveen Funds paid to Carole E. Stone is $263,100. |
| 2014-06-16 | Carole E. Stone (1947) Board Member Term: Length of service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Compensation: $283,276. |
| 2015-02-17 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Director, Chicago Board Options Exchange; Member of Audit Committee, Nominating and Governance Committee, and Chair of Closed-End Funds Committee. |
| 2016-03-10 | Carole E. Stone, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $306,442. |
| 2017-02-24 | Carole E. Stone, Board Member; Term: Class I Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; The members of the Audit Committee are Carole E. Stone; The members of the Compliance Committee are Carole E. Stone; The members of the Closed-End Funds Committee are Carole E. Stone, Chair; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $346,482. |
| 2018-02-23 | Carole E. Stone Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 The members of the Audit Committee include Carole E. Stone. The members of the Nominating and Governance Committee include Carole E. Stone. The members of the Closed-End Funds Committee are Carole E. Stone, Chair. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $358,638. |
| 2019-02-26 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Jack B. Evans, William C. Hunter, John K. Nelson, Carole E. Stone, Chair, and Terence J. Toth. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. The members of the Closed-End Funds Committee are Jack B. Evans, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $307,671. |
| 2020-03-02 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 Currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. The Audit Committee is composed of Independent Board Members who are also "independent" as that term is defined in the listing standards pertaining to closed-end funds of the NYSE or NASDAQ, as applicable. The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale. The Nominating and Governance Committee members include Carole E. Stone. The Closed-End Funds Committee members include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $409,035. |
| 2021-03-04 | Carole E. Stone, Board Member, Term: Class I Board Member until 2022 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Dr. Hunter, Mr. Nelson, Mr. Moschner and Ms. Stockdale. Total Compensation from Nuveen Funds Paid to Board Members: $404,611. |
| 2022-02-24 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members: $420,404. |
| Filing Date | Source Excerpt |
|---|---|
| 2014-06-18 | Carole E. Stone (1947) Director Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Members of the Nominating and Governance Committee are William J. Schneider, Chair, Robert P. Bremner, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Virginia L. Stringer and Terence J. Toth. The Audit Committee members are Jack B. Evans, Chair, Robert P. Bremner, David J. Kundert, Carole E. Stone and Terence J. Toth. The Closed-End Funds Committee members are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and William J. Schneider. Compensation: $283,276 from the Nuveen Fund Complex. |
| 2015-02-17 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $287,819; Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2016-03-10 | Carole E. Stone Board Member Term: Class I Board Member until 2016 annual shareholder meeting Length of Service: Since 2007 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees $306,442. |
| 2017-02-24 | Carole E. Stone is Board Member. Term: Class I Board Member until 2019 annual shareholder meeting. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $346,482. |
| 2018-02-23 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee include Carole E. Stone. The members of the Nominating and Governance Committee include Carole E. Stone. The members of the Closed-End Funds Committee include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $358,638. |
| 2019-02-26 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The Audit Committee members include Carole E. Stone, Chair. The Nominating and Governance Committee members include Carole E. Stone. The Closed-End Funds Committee members include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $307,671. |
| 2020-03-02 | Carole E. Stone Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale. ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... Carole E. Stone $409,035. |
| 2021-03-04 | Carole E. Stone, Board Member, Term: Class I Board Member until 2022 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Dr. Hunter, Mr. Nelson, Mr. Moschner and Ms. Stockdale. Total Compensation from Nuveen Funds Paid to Board Members: $404,611. |
| 2022-02-24 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members Carole E. Stone $420,404. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004). |
| 2008-06-30 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-06-18 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-06-18 | Ms. Stone has a Bachelor of Arts in Business Administration and has served in public authority roles. No programming or technical skills are mentioned. |
| 2011-06-22 | Ms. Stone... has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2013-06-27 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Carole E. Stone, Director of Chicago Board Options Exchange and CBOE Holdings, Inc.; former Commissioner of New York State Commission on Public Authority Reform; no mention of software or programming skills. |
| 2015-07-01 | Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999; currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. |
| 2016-06-24 | Director of Chicago Board Options Exchange and CBOE Holdings; retired Director of New York State Division of the Budget; Bachelor of Arts in Business Administration. |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange. |
| 2018-06-28 | Former Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2019-06-28 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-06-26 | Ms. Stone retired from the Board of Directors of Cboe Global Markets and served as Director for the New York State Division of the Budget. |
| 2021-06-25 | Ms. Stone retired from the Board of Directors of Cboe Global Markets and has a Bachelor of Arts in Business Administration, with no mention of programming or software engineering. |
| 2022-06-28 | Ms. Stone recently retired from the Board of Directors of Cboe Global Markets, Inc. (2010-May 2020) (formerly, CBOE Holdings, Inc.) having served from 2010-2020. She previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004). |
| 2008-06-30 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board. |
| 2009-06-18 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-06-18 | Ms. Stone has a Bachelor of Arts in Business Administration and has served on boards related to options exchanges and public authority reform. No mention of programming or technical skills. |
| 2011-06-22 | Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration; retired Director of the New York State Division of the Budget. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2013-04-25 | Carole E. Stone, Director, C2 Options Exchange, formerly Commissioner, New York State Commission on Public Authority Reform. |
| 2014-06-16 | Carole E. Stone, Director of Chicago Board Options Exchange and CBOE Holdings, Inc.; former Commissioner of New York State Commission on Public Authority Reform; no mention of software or programming skills. |
| 2015-07-01 | Retired from the New York State Division of the Budget in 2004, having served as its Director; currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. |
| 2016-06-24 | Director of Chicago Board Options Exchange, CBOE Holdings, Inc.; retired Director of New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings. |
| 2018-06-28 | Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); Bachelor of Arts in Business Administration from Skidmore College. |
| 2019-06-28 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director of Chicago Board Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-06-26 | Ms. Stone served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange and has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2021-06-25 | Former Director of Cboe Global Markets and Chicago Board Options Exchange; retired from New York State Division of the Budget. |
| 2022-06-28 | Former Director of Cboe Global Markets; Bachelor of Arts in Business Administration from Skidmore College. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members: $0. |
| 2008-06-30 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 185 See Principal Occupation Description The Board of each Fund has five standing committees: the executive committee, the dividend committee, the compliance, risk management and regulatory oversight committee, the audit committee and the nominating and governance committee. William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. The Board Member affiliated with Nuveen and the Adviser serves without any compensation from the Funds. Prior to January 1, 2008, for all Nuveen funds, Independent Board Members received a $95,000 annual retainer plus fees. Effective January 1, 2008, Independent Board Members receive a $100,000 annual retainer plus fees. The table below shows, for each Independent Board Member, the aggregate compensation paid by each Fund to each Board Member for its last fiscal year and paid for service on the boards of the Nuveen open-end and closed-end funds managed by the Adviser for the last fiscal year. Carole E. Stone total compensation: $164,000. |
| 2009-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). The Board of each Fund has five standing committees: the executive committee, the audit committee, the nominating and governance committee, the dividend committee and the compliance, risk management and regulatory oversight committee. William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees Based on the total compensation paid, including deferred fees (including the return from the assumed investment in the eligible Nuveen funds), to the Board Members for the calendar year ended December 31, 2008 for services to the Nuveen open-end and closed-end funds advised by NAM: Carole E. Stone $171,750. |
| 2010-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 200 Other Complex Directorships Held: See Principal Occupation Description |
| 2011-06-22 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 See Principal Occupation Description |
| 2012-07-02 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated. Aggregate Compensation from the Funds: $245,650. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2013-06-27 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated; formerly, Commissioner, New York State Commission on Public Authority Reform. Members of the Audit Committee are Carole E. Stone. Members of the Nominating and Governance Committee are Carole E. Stone. Members of the Closed-End Funds Committee are Carole E. Stone. |
| 2014-06-16 | Carole E. Stone (1947) Board Member Term: Length of service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Number of Portfolios in Fund Complex Overseen by Board Member: 201. Director, CBOE Holdings, Inc. (since 2010). Members of the Audit Committee include Carole E. Stone. Members of the Nominating and Governance Committee include Carole E. Stone. Members of the Closed-End Funds Committee include Carole E. Stone. Aggregate Compensation from the Funds Paid to Board Members: $283,276. |
| 2015-07-01 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Member of Audit Committee, Nominating and Governance Committee, and Chair of Closed-End Funds Committee. |
| 2016-06-24 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Compensation: $306,442; Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee, Compliance, Risk Management and Regulatory Oversight Committee. |
| 2017-06-23 | Carole E. Stone is a Board Member and Chair of the Closed-End Funds Committee. She also serves on the Audit Committee and Nominating and Governance Committee. Total compensation from Nuveen Funds paid to Carole E. Stone is $346,482. |
| 2018-06-28 | Carole E. Stone, Board Member, Term: Since 2007. Member of Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Compensation: $358,638. |
| 2019-06-28 | Carole E. Stone Board Member Term: Class I or III Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, and Terence J. Toth. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $303,864. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Carole E. Stone $409,035. |
| 2021-06-25 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... $1,329. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ...The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. ...The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. ...Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $420,404. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members: $0. |
| 2008-06-30 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 185 See Principal Occupation Description Aggregate Compensation from the Funds: 164,000 Committees: William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. |
| 2009-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $171,750. |
| 2010-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). The Compliance, Risk Management and Regulatory Oversight Committee is responsible for the oversight of compliance issues, risk management and other regulatory matters affecting the Funds that are not otherwise the jurisdiction of the other committees. The members of the Compliance Committee are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The Nominating and Governance Committee has a separate meeting each year to, among other things, review the Board and committee structures, their performance and functions, and recommend any modifications thereto or alternative structures or processes that would enhance the Board's governance over the Funds' business. The members of the Nominating and Governance Committee are Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth. The total compensation from Nuveen Funds paid to Carole E. Stone for the calendar year ended December 31, 2009 was $186,750. |
| 2011-06-22 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 See Principal Occupation Description |
| 2012-07-02 | Carole E. Stone (6/28/47) - Board Member; Term: Annual or Class I Board Member until 2013; Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2013-06-27 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated. Aggregate Compensation from Nuveen Funds Paid to Board Members/Nominees: $263,100. Members of the Audit Committee include Carole E. Stone. Members of the Nominating and Governance Committee include Carole E. Stone. Members of the Closed-End Funds Committee include Carole E. Stone. |
| 2014-06-16 | Carole E. Stone (1947) Board Member Term: Length of service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Number of Portfolios in Fund Complex Overseen by Board Member: 201. Independent Board Members receive a $150,000 annual retainer plus fees for meetings and additional retainers for committee chairs. Total compensation from Nuveen Funds paid to Board Members for 2013: $256,750. |
| 2015-07-01 | Carole E. Stone, 1947, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. Compensation: $287,819. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2016-06-24 | Carole E. Stone, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. Director, Chicago Board Options Exchange, Inc. The Audit Committee members include Carole E. Stone. The Nominating and Governance Committee members include Carole E. Stone. Effective July 1, 2016, the members of the Compliance Committee will include Carole E. Stone. The Closed-End Funds Committee members include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $306,442. |
| 2017-06-23 | Carole E. Stone is Board Member. Member of Audit Committee, Nominating and Governance Committee, and Closed-End Funds Committee. Total compensation from Nuveen Funds paid to Carole E. Stone is $346,482. |
| 2018-06-28 | Carole E. Stone, Board Member, Term: Since 2007, Director of CBOE Global Markets, Compensation: $358,638 |
| 2019-06-28 | Carole E. Stone, Board Member; Term: Class I or III Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; Director, Cboe Global Markets, Inc.; The Board unanimously recommends that shareholders vote FOR the election of the nominees. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees ... Carole E. Stone ... $409,035 ... |
| 2021-06-25 | The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, Albin F. Moschner and Judith M. Stockdale. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Amy B. R. Lancellotta, Joanne T. Medero, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Matthew Thornton III, Margaret L. Wolff and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: Carole E. Stone: $404,611. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ...The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. ...The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. ...Total Compensation from Nuveen Funds Paid to Board Members/Nominees ...$420,404 |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform. |
| 2008-10-10 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; no technical background mentioned. |
| 2009-10-22 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Chair, New York Racing Association Oversight Board. |
| 2010-10-20 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years. She has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2011-10-14 | Retired Director of the New York State Division of the Budget; has a Bachelor of Arts in Business Administration. |
| 2012-10-16 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a Member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2013-10-17 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-23 | Carole E. Stone retired from New York State Division of the Budget; Director of Chicago Board Options Exchange; no mention of programming or technical skills. |
| 2015-10-07 | Retired Director of the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2016-10-06 | Director, Chicago Board Options Exchange, Inc.; Director, CBOE Holdings, Inc.; formerly Commissioner, New York State Commission on Public Authority Reform. |
| 2017-10-04 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| 2018-10-03 | Currently on the Board of Directors of the CBOE Global Markets, Inc.; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2019-10-23 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-10-13 | Former Director, Chicago Board Options Exchange, Inc.; Director, Cboe Global Markets, Inc.; Bachelor of Arts in Business Administration. |
| 2021-10-12 | Bachelor of Arts in Business Administration; no software or programming experience mentioned. |
| 2022-10-07 | Former Director, Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-03-02 | Carole E. Stone Board Term: Annual or Director, Chicago 172 See c/o Nuveen Member Class I Board Board Options Principal Investments, Inc. Member until 2010 Exchange (since 2006) |
| 2008-05-16 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform. |
| 2009-04-02 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-02-26 | Carole E. Stone - Director, C2 Options Exchange, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2011-03-30 | Ms. Stone retired as Director of the New York State Division of the Budget and holds a Bachelor of Arts in Business Administration, no mention of programming or software skills. |
| 2012-03-01 | Ms. Stone...Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2013-06-27 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Director, Chicago Board Options Exchange; Director, C2 Options Exchange, Incorporated; formerly Commissioner, New York State Commission on Public Authority Reform. |
| 2015-02-17 | Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2016-03-10 | Retired Director, New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc. |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc. |
| 2018-06-28 | Former Director, Chicago Board Options Exchange, Inc.; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2019-06-28 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-06-26 | Ms. Stone served as Director of the Cboe Global Markets and the Chicago Board Options Exchange and held various public authority roles. |
| 2021-06-25 | Former Director of Chicago Board Options Exchange and Cboe Global Markets; retired from New York State Division of the Budget; holds a Bachelor of Arts in Business Administration. |
| 2022-06-28 | Former Director of Cboe Global Markets and Chicago Board Options Exchange; holds a Bachelor of Arts in Business Administration from Skidmore College. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-03-02 | Carole E. Stone Board Term: Annual or Director, Chicago 172 See c/o Nuveen Member Class I Board Board Options Principal Investments, Inc. Member until 2010 Exchange (since Occupation 333 West Wacker Drive Length of Service: 2006); Chair, New Description Chicago, IL 60606 Since 2007 York Racing (6/28/47) Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000- 2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 176 portfolios overseen. Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members: $0. |
| 2008-05-16 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (2005-12/2007); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 184 See Principal Occupation Description |
| 2009-04-02 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). 193 See Principal Occupation Description The table below shows, for each Independent Board Member, the aggregate compensation paid by each Fund to each Board Member nominee for its last fiscal year. Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone 171,750 Committees: William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. |
| 2010-02-26 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). Number of portfolios in Fund Complex: 199 Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation: $186,750. |
| 2011-03-30 | Carole E. Stone ... retired from the New York State Division of the Budget ... The members of the Audit Committee are Carole E. Stone ... The members of the Nominating and Governance Committee are Carole E. Stone ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $188,000. |
| 2012-03-01 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Compensation: $245,650. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2013-02-28 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 ... The members of the Audit Committee include Carole E. Stone ... The Nominating and Governance Committee members include Carole E. Stone ... The members of the Closed-End Funds Committee include Carole E. Stone ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees: Carole E. Stone $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member; Director, Chicago Board Options Exchange; Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee; Compensation: $283,062 from Nuveen Funds in 2013. |
| 2015-02-17 | Carole E. Stone is Board Member. She is a member of the Audit Committee, Nominating and Governance Committee and Closed-End Funds Committee. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $287,819. |
| 2016-03-10 | Carole E. Stone, 1947, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, John K. Nelson, William J. Schneider and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $306,442. |
| 2017-06-23 | Carole E. Stone is Board Member. Member of Audit Committee, Nominating and Governance Committee, Chair of Closed-End Funds Committee. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $346,482. |
| 2018-06-28 | Carole E. Stone, born 1947, Board Member, Term: Class I or Class III Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Director, CBOE Global Markets, Inc., formerly, CBOE Holdings, Inc. (since 2010). Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $358,638. |
| 2019-06-28 | Carole E. Stone, Board Member; Term: Class I or III Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, and Terence J. Toth; The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young; The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $303,864. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees ... $409,035 ... |
| 2021-06-25 | Ms. Stone recently retired from the Board of Directors of Cboe Global Markets, Inc. (2010-May 2020) (formerly, CBOE Holdings, Inc.) having served from 2010-2020. She previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has also served as the Chair of the New York Racing Association Oversight Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. Ms. Stone joined the Board in 2007. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $420,404. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-03-02 | Carole E. Stone Board Term: Annual or Director, Chicago 172 See c/o Nuveen Member Class I Board Board Options Principal Investments, Inc. Member until 2010 Exchange (since Occupation 333 West Wacker Drive Length of Service: 2006); Chair, New Description Chicago, IL 60606 Since 2007 York Racing (6/28/47) Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000- 2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). ... Lawrence H. Brown, William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. ... Robert P. Bremner, Chair, Lawrence H. Brown, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Eugene S. Sunshine are current members of the nominating and governance committee of each Fund ... The table below shows, for each Independent Board Member, the aggregate compensation paid by each Fund to each Board Member for its last fiscal year. ... Carole E. Stone(2).......... -- -- -- -- -- -- ... |
| 2008-05-16 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (2005-12/2007); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 184 See Principal Occupation Description Prior to January 1, 2008, for all Nuveen funds, Independent Board Members received a $95,000 annual retainer plus (a) a fee of $3,000 per day for attendance in person or by telephone at a regularly scheduled meeting of the Board; (b) a fee of $2,000 per meeting for attendance in person or by telephone where in-person attendance is required and $1,500 per meeting for attendance by telephone or in person where in-person attendance is not required at a special, non-regularly scheduled board meeting; (c) a fee of $1,500 per meeting for attendance in person or by telephone at an audit committee meeting; (d) a fee of $1,500 per meeting for attendance in person or by telephone at a regularly scheduled compliance, risk management and regulatory oversight committee meeting; (e) a fee of $1,500 per meeting for attendance in person at a non-regularly scheduled compliance, risk management and regulatory oversight committee meeting where in-person attendance is required and $1,000 per meeting for attendance by telephone or in person where in-person attendance is not required, except that the chairperson of the compliance, risk management and regulatory oversight committee may at any time designate a non-regularly scheduled meeting of the committee as an in-person meeting for the purposes of fees to be paid; (f) a fee of $1,000 per meeting for attendance in person or by telephone for a meeting of the dividend committee; and (g) a fee of $500 per meeting for attendance in person at all other committee meetings (including shareholder meetings) on a day on which no regularly scheduled board meeting is held in which in-person attendance is required and $250 per meeting for attendance by telephone or in person at such committee meetings (excluding shareholder meetings) where in-person attendance is not required and $100 per meeting when the executive committee acts as pricing committee for IPOs, plus, in each case, expenses incurred in attending such meetings. In addition to the payments described above, the Lead Independent Director received $25,000, the chairpersons of the audit committee and the compliance, risk management and regulatory oversight committee received $7,500 and the chairperson of the nominating and governance committee received $5,000 as additional retainers to the annual retainer paid to such individuals. Independent Board Members also received a fee of $2,000 per day for site visits to entities that provide services to the Nuveen funds on days on which no regularly scheduled board meeting is held. When ad hoc committees are organized, the nominating and governance committee will at the time of formation determine compensation to be paid to the members of such committee, however, in general such fees will be $1,000 per meeting for attendance in person at any ad hoc committee meeting where in-person attendance is required and $500 per meeting for attendance by telephone or in person at such meetings where in-person attendance is not required. The annual retainer, fees and expenses were allocated among the funds managed by the Adviser, on the basis of relative net asset sizes although fund management may, in its discretion, establish a minimum amount to be allocated to each fund. The Board Member affiliated with Nuveen and the Adviser serves without any compensation from the Funds. Effective January 1, 2008, for all funds in the Nuveen complex, Independent Board Members receive a $100,000 annual retainer plus (a) a fee of $3,250 per day for attendance in person or by telephone at a regularly scheduled meeting of the Board; (b) a fee of $2,500 per meeting for attendance in person where such in-person attendance is required and $1,500 per meeting for attendance by telephone or in person where in-person attendance is not required at a special, non-regularly scheduled board meeting; (c) a fee of $2,000 per meeting for attendance in person or $1,500 per meeting for by telephone at an audit committee meeting; (d) a fee of $2,000 per meeting for attendance at a regularly scheduled compliance, risk management and regulatory oversight committee meeting for regular quarterly meetings and $1,000 per meeting for attendance of other, non-quarterly meetings; (e) a fee of $1,000 per meeting for attendance in person or by telephone for a meeting of the dividend committee; and (f) a fee of $500 per meeting for attendance in person at all other committee meetings, $1,000 for attendance at shareholder meetings, on a day on which no regularly scheduled board meeting is held in which in-person attendance is required and $250 per meeting for attendance by telephone or in person at such committee meetings (excluding shareholder meetings) where in-person attendance is not required and $100 per meeting when the executive committee acts as pricing committee for IPOs, plus, in each case, expenses incurred in attending such meetings. In addition to the payments described above, the Lead Independent Director received $25,000, the chairpersons of the audit committee and the compliance, risk management and regulatory oversight committee received $7,500 and the chairperson of the nominating and governance committee received $5,000 as additional retainers to the annual retainer paid to such individuals. Independent Board Members also receive a fee of $2,000 per day for site visits to entities that provide services to the Nuveen funds on days on which no regularly scheduled board meeting is held. When ad hoc committees are organized, the nominating and governance committee will at the time of formation determine compensation to be paid to the members of such committee, however, in general such fees will be $1,000 per meeting for attendance in person at any ad hoc committee meeting where in-person attendance is required and $500 per meeting for attendance by telephone or in person at such meetings where in-person attendance is not required. The annual retainer, fees and expenses were allocated among the funds managed by the Adviser, on the basis of relative net asset sizes although fund management may, in its discretion, establish a minimum amount to be allocated to each fund. The Board Member affiliated with Nuveen and the Adviser serves without any compensation from the Funds. The boards of certain Nuveen funds (the Participating Funds) established a Deferred Compensation Plan for Independent Board Members (Deferred Compensation Plan). Under the Deferred Compensation Plan, Independent Board Members of the Participating Funds may defer receipt of all, or a portion, of the compensation they earn for their services to the Participating Funds, in lieu of receiving current payments of such compensation. Any deferred amount is treated as though an equivalent dollar amount had been invested in shares of one or more eligible Nuveen funds. The table below shows, for each Independent Board Member, the aggregate compensation paid by each Fund to each Board Member nominee for its last fiscal year. Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone 120,250 See Principal Occupation Description Committees The Board of each Fund has five standing committees: the executive committee, the audit committee, the nominating and governance committee, the dividend committee and the compliance, risk management and regulatory oversight committee. Robert P. Bremner, Judith M. Stockdale and Timothy R. Schwertfeger, Chair, serve as current members of the executive committee of each Fund. The executive committee, which meets between regular meetings of the Board, is authorized to exercise all of the powers of the Board; provided that the scope of the powers of the executive committee, unless otherwise specifically authorized by the full Board, is limited to: (i) emergency matters where assembly of the full Board is impracticable (in which case management will take all reasonable steps to quickly notify each individual Board Member of the actions taken by the executive committee) and (ii) matters of an administrative or ministerial nature. The number of executive committee meetings of each Fund held during its last fiscal year is shown in Appendix B. Jack B. Evans, Judith M. Stockdale and Timothy R. Schwertfeger, Chair, are current members of the dividend committee of each Fund. The dividend committee is authorized to declare distributions on the Fund's shares including, but not limited to, regular and special dividends, capital gains and ordinary income distributions. The number of dividend committee meetings of each Fund held during its last fiscal year is shown in Appendix B. William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. The compliance, risk management and regulatory oversight committee is responsible for the oversight of compliance issues, risk management, and other regulatory matters affecting the Funds which are not otherwise the jurisdiction of the other Board committees. The number of compliance, risk management and regulatory oversight committee meetings of each Fund held during its last fiscal year is shown in Appendix B. Each Fund's Board has an audit committee, in accordance with Section 3(a)(58)(A) of the Securities Exchange Act of 1934, as amended (the 1934 Act), that is composed of Independent Board Members who are also independent as that term is defined in the listing standards pertaining to closed-end funds of the New York Stock Exchange. Robert P. Bremner, Jack B. Evans, Chair, David J. Kundert and William J. Schneider are current members of the audit committee of each Fund, except Mr. Kundert is not a member with respect to Real Estate and Diversified Dividend. The audit committee is responsible for the oversight and monitoring of (1) the accounting and reporting policies, procedures and practices and the audit of the financial statements of the Funds, (2) the quality and integrity of the financial statements of the Funds and (3) the independent registered public accounting firm's qualifications, performance and independence. The audit committee reviews the work and any recommendations of the Funds' independent registered public accounting firm. Based on such review, it is authorized to make recommendations to the Board. The audit committee is also responsible for the oversight of the Pricing Procedures of the Funds and the internal Valuation Group. The Boards have adopted a written Audit Committee Charter that conforms to the listing standards of the New York Stock Exchange. A copy of the Audit Committee Charter is attached as Appendix C. The number of audit committee meetings of each Fund held during its last fiscal year is shown in Appendix B. |
| 2009-04-02 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). 193 See Principal Occupation Description The table below shows, for each Independent Board Member, the aggregate compensation paid by each Fund to each Board Member nominee for its last fiscal year. Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone 171,750 Committees The Board of each Fund has five standing committees: the executive committee, the audit committee, the nominating and governance committee, the dividend committee and the compliance, risk management and regulatory oversight committee. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. |
| 2010-02-26 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated; Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation: $186,750. |
| 2011-03-30 | Carole E. Stone, Board Member, Term: Annual or Class I Board Member until 2013, Length of Service: Since 2007. The members of the Audit Committee are Carole E. Stone. The members of the Nominating and Governance Committee are Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $188,000. |
| 2012-03-01 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2013-02-28 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated; formerly, Commissioner, New York State Commission on Public Authority Reform. Aggregate Compensation from the Funds: $263,100. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2014-06-16 | Carole E. Stone (1947) Board Member. Term: Length of service: Since 2007. Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Number of Portfolios in Fund Complex Overseen by Board Member: 201. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Compensation: $283,276. |
| 2015-03-04 | Carole E. Stone is Board Member. Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Compensation: $300,662. |
| 2016-03-10 | Carole E. Stone Board Member Term: Class I Board Member until 2016 annual shareholder meeting Length of Service: Since 2007 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, John K. Nelson, William J. Schneider and Terence J. Toth. |
| 2017-06-23 | Carole E. Stone is Board Member. Director of Chicago Board Options Exchange. Member of Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total compensation from Nuveen Funds paid to Board Member/nominee: $346,482. |
| 2018-06-28 | Carole E. Stone, Board Member, Term: Since 2007, Director CBOE Global Markets, Compensation: $358,638 |
| 2019-06-28 | Carole E. Stone, Board Member, Term: Class I or III Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, and Terence J. Toth. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $303,864. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 The Audit Committee is also responsible for, among other things, overseeing the valuation of securities comprising the Funds’ portfolios. Members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Carole E. Stone $409,035. |
| 2021-06-25 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, Albin F. Moschner and Judith M. Stockdale ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone $404,611. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... $420,404 ... |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2008-06-30 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). The Board of each Fund has five standing committees: the executive committee, the dividend committee, the compliance, risk management and regulatory oversight committee, the audit committee and the nominating and governance committee. William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. Prior to January 1, 2008, for all Nuveen funds, Independent Board Members received a $95,000 annual retainer plus fees. Effective January 1, 2008, Independent Board Members receive a $100,000 annual retainer plus fees. The total compensation from Nuveen Funds paid to Board Members/Nominees for Carole E. Stone is $164,000. |
| 2009-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $171,750. |
| 2010-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 200 See Principal Occupation Description The Board has established five standing committees: the Executive Committee, the Dividend Committee, the Audit Committee, the Compliance, Risk Management and Regulatory Oversight Committee and the Nominating and Governance Committee. The members of the Compliance Committee are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The members of the Nominating and Governance Committee are Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $186,750. |
| 2011-06-22 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 See Principal Occupation Description |
| 2012-07-02 | Carole E. Stone (6/28/47) - Board Member; Term: Annual or Class I Board Member until 2013; Length of Service: Since 2007; Director, C2 Options Exchange, Incorporated; Aggregate Compensation from the Funds: $245,650. |
| 2013-06-27 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Members of the Audit Committee include Carole E. Stone. Members of the Nominating and Governance Committee include Carole E. Stone. Members of the Closed-End Funds Committee include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member. Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Compensation from Nuveen Funds: $283,276. |
| 2015-07-01 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Director, Chicago Board Options Exchange; Audit Committee Member; Nominating and Governance Committee Member; Closed-End Funds Committee Chair; Total Compensation: $287,819. |
| 2016-06-24 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2016 annual shareholder meeting Length of Service: Since 2007 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009) Members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. Effective July 1, 2016, the members of the Closed-End Funds Committee will be Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. |
| 2017-06-23 | Carole E. Stone is a Board Member. She serves on the Audit Committee, Closed-End Funds Committee, and Nominating and Governance Committee. Total compensation from Nuveen Funds paid to Carole E. Stone is $346,482. |
| 2018-06-28 | Carole E. Stone, Board Member, Term: Since 2007, Director CBOE Global Markets, Compensation: $358,638 |
| 2019-06-28 | Carole E. Stone, Board Member; Term: Class I or III Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; Currently on the Board of Directors of the Cboe Global Markets, Inc.; The Board unanimously recommends that shareholders vote FOR the election of the nominees. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees ... $409,035 ... |
| 2021-06-25 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are ... Carole E. Stone ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... Carole E. Stone ... $425,754. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ...The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. ...The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. ...Total Compensation from Nuveen Funds Paid to Board Members/Nominees ...$420,404 |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Class I Board Member until 2010 (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 176 See Principal Occupation Description ... William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. ... Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. ... Total Compensation from Nuveen Funds Paid to Board Members ... |
| 2008-10-10 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: 120,250. |
| 2009-10-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 197 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $171,750 |
| 2010-10-20 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). The Compliance, Risk Management and Regulatory Oversight Committee members are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The Nominating and Governance Committee members include Carole E. Stone. |
| 2011-10-14 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 Director, Chicago Board Options Exchange (since 2006). |
| 2012-10-16 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2013-09-10 | Carole E. Stone is a Board Member since 2007. She serves on Audit Committee, Nominating and Governance Committee, and Closed-End Funds Committee. Total compensation from Nuveen Funds paid to her was $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member. Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Compensation: $256,750. |
| 2015-10-07 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Member of Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee; Total Compensation from Nuveen Funds Paid to Independent Board Members/Nominees: $287,819. |
| 2016-10-06 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2016 annual shareholder meeting Length of Service: Since 2007 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). The Audit Committee is composed of Independent Board Members who are also “independent” as that term is defined in the listing standards pertaining to closed-end funds of the NYSE or NYSE MKT, as applicable. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The Nominating and Governance Committee is composed entirely of Independent Board Members, who are also “independent” as defined by NYSE or NYSE MKT listing standards, as applicable. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The Closed-End Funds Committee members are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees $306,421. |
| 2017-10-04 | Carole E. Stone is Board Member. Term: Class I Board Member until 2019 annual shareholder meeting. The members of the Audit Committee include Carole E. Stone. The members of the Nominating and Governance Committee include Carole E. Stone. The members of the Closed-End Funds Committee include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $24,631. |
| 2018-10-03 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Jack B. Evans, Chair, William C. Hunter, John K. Nelson, Carole E. Stone and Terence J. Toth ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, William J. Schneider, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Carole E. Stone, Chair, Margo L. Cook, Jack B. Evans, Albin F. Moschner, Terence J. Toth and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone $358,638. |
| 2019-10-23 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Terence J. Toth ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... Carole E. Stone $303,864 ... |
| 2020-10-13 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/ Nominees: 409,035. |
| 2021-10-12 | Carole E. Stone c/o Nuveen 333 West Wacker DriveChicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are ... Carole E. Stone, Chair ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees $404,611. |
| 2022-10-07 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees $420,088. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-03-06 | Carole E. Stone c/o Board Term: Class I Director, Chicago 172 See Nuveen Investments, Member Board Member until Board Options Principal Inc. 2010 Exchange (since Occupation 333 West Wacker Drive Length of Service: 2006); Chair New Description Chicago, IL 60606 Since 2007 York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2007-08-27 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board. |
| 2008-05-16 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board. |
| 2009-04-02 | Carole E. Stone... Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-02-26 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2011-03-30 | Ms. Stone retired as Director of the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2012-03-01 | Ms. Stone...Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2013-02-28 | Ms. Stone has a Bachelor of Arts in Business Administration; no mention of programming or technical degrees. |
| 2014-03-10 | Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999; Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009). |
| 2014-06-16 | Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2015-02-17 | Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2016-03-10 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2017-02-24 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2018-02-23 | Former Director of the Chicago Board Options Exchange; retired from the New York State Division of the Budget; has a Bachelor of Arts in Business Administration. |
| 2019-02-26 | Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-03-02 | Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| 2021-03-04 | Retired from Board of Directors of Cboe Global Markets, Inc.; former Director of Chicago Board Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2022-02-24 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College; no technical or programming background indicated. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2008-06-30 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 185 See Principal Occupation Description William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. The table below shows, for each Independent Board Member, the aggregate compensation (i) paid by each Fund to each Board Member for its last fiscal year and (ii) paid (including deferred fees) for service on the boards of the Nuveen open-end and closed-end funds managed by the Adviser for the last fiscal year. Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone 164,000 |
| 2009-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $171,750. |
| 2010-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 200 See Principal Occupation Description The members of the Compliance Committee are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The Nominating and Governance Committee members are Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth. |
| 2011-06-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 See Principal Occupation Description |
| 2012-07-02 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Compensation: $245,650. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2013-06-27 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated; formerly, Commissioner, New York State Commission on Public Authority Reform; formerly, Chair, New York Racing Association Oversight Board. Members of the Audit Committee are Robert P. Bremner, David J. Kundert, Chair, William J. Schneider, Carole E. Stone and Terence J. Toth. Members of the Nominating and Governance Committee are Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone, Virginia L. Stringer and Terence J. Toth. Members of the Closed-End Funds Committee are Jack B. Evans, William C. Hunter, William J. Schneider, Chair, and Carole E. Stone. Aggregate Compensation from Nuveen Funds Paid to Board Members/Nominees: $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member; Director, Chicago Board Options Exchange; Compensation $283,276 |
| 2015-07-01 | Carole E. Stone, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. Director, Chicago Board Options Exchange, Inc. Compensation: $287,819. |
| 2016-05-04 | Carole E. Stone is a Board Member since 2007. She is Chair of the Closed-End Funds Committee and a member of the Audit Committee. Aggregate compensation paid by the Funds to Ms. Stone for the last fiscal year was $316,479. |
| 2017-06-23 | Carole E. Stone is Board Member. Member of the Audit Committee, Nominating and Governance Committee, and Closed-End Funds Committee. Total compensation from Nuveen Funds paid to Carole E. Stone is $346,482. |
| 2019-06-28 | Carole E. Stone, Board Member; Term: Class I or III Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; Director, Cboe Global Markets, Inc.; The Board unanimously recommends that shareholders vote FOR the election of the nominees. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Length of Service: Since 2007 The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Carole E. Stone $409,035. |
| 2021-06-25 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are ... Carole E. Stone, Chair ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees $385,629. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ...The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. ...The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. ...Total Compensation from Nuveen Funds Paid to Board Members/Nominees ...Carole E. Stone ...$420,404 ... |
| Filing Date | Source Excerpt |
|---|---|
| 2007-03-02 | Carole E. Stone Board Term: Annual or Director, Chicago 172 See c/o Nuveen Member Class I Board Board Options Principal Investments, Inc. Member until 2010 Exchange (since Occupation 333 West Wacker Drive Length of Service: 2006); Chair, New Description |
| 2007-08-27 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform. |
| 2008-05-16 | Carole E. Stone... Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (2005-12/2007); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). |
| 2009-04-02 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget; Chair, Public Authorities Control Board; Chair, New York Racing Association Oversight Board. |
| 2010-02-26 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2011-03-30 | Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2012-03-01 | Ms. Stone retired from the New York State Division of the Budget; has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2013-02-28 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-19 | Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2015-02-17 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc. |
| 2016-03-10 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc. |
| 2017-02-24 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2018-02-23 | Ms. Stone is currently on the Board of Directors of the CBOE Global Markets, Inc. She retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years. |
| 2019-02-26 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College; formerly Director, Chicago Board Options Exchange, Inc.; formerly Commissioner, New York State Commission on Public Authority Reform. |
| 2020-03-02 | Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc.; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2021-03-04 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College and has served on boards related to public authorities and markets. |
| 2022-02-24 | Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration; no technical or programming background mentioned. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2008-06-30 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 185 See Principal Occupation Description The Board of each Fund has five standing committees: the executive committee, the dividend committee, the compliance, risk management and regulatory oversight committee, the audit committee and the nominating and governance committee. William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. The Board Member affiliated with Nuveen and the Adviser serves without any compensation from the Funds. Prior to January 1, 2008, for all Nuveen funds, Independent Board Members received a $95,000 annual retainer plus fees. Effective January 1, 2008, Independent Board Members receive a $100,000 annual retainer plus fees. The total compensation from Nuveen Funds paid to Carole E. Stone is $164,000. |
| 2009-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $171,750. |
| 2010-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). The Compliance, Risk Management and Regulatory Oversight Committee is responsible for the oversight of compliance issues, risk management and other regulatory matters affecting the Funds that are not otherwise the jurisdiction of the other committees. The members of the Compliance Committee are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The Nominating and Governance Committee is composed entirely of Independent Board Members who are also independent as defined by New York Stock Exchange or NYSE Amex listing standards, as applicable. Accordingly, the members of the Nominating and Governance Committee are Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth. |
| 2011-06-22 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 See Principal Occupation Description |
| 2012-07-02 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange. Aggregate Compensation from the Funds: $245,650. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2013-06-27 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). The members of the Audit Committee are Robert P. Bremner, David J. Kundert, Chair, William J. Schneider, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone, Virginia L. Stringer and Terence J. Toth. The members of the Closed-End Funds Committee are Jack B. Evans, William C. Hunter, William J. Schneider, Chair, and Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member; Director, Chicago Board Options Exchange; Member of Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee; Compensation paid: $283,276 |
| 2015-07-01 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Director, Chicago Board Options Exchange; Audit Committee Member; Nominating and Governance Committee Member; Closed-End Funds Committee Chair; Total Compensation: $287,819. |
| 2016-06-24 | Carole E. Stone is a Board Member. She serves on the Audit Committee, Nominating and Governance Committee, and Closed-End Funds Committee. Total compensation from Nuveen Funds paid to her is $306,442. |
| 2017-06-23 | Carole E. Stone, Board Member; Term: Class I or Class III Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; Director, Chicago Board Options Exchange, Inc.; Director, C2 Options Exchange, Incorporated; Director, CBOE Holdings, Inc.; Total Compensation: $346,482. |
| 2018-06-28 | Carole E. Stone, Board Member, Term: Class I or Class III Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Director, CBOE Global Markets, Inc., formerly, CBOE Holdings, Inc. (since 2010). Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $358,638. |
| 2019-06-28 | Carole E. Stone Board Member Term: Class I or III Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, and Terence J. Toth. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $303,864. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees ... Carole E. Stone: $409,035. |
| 2021-06-25 | The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, Albin F. Moschner and Judith M. Stockdale. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: Carole E. Stone: $425,754. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $420,404. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2008-06-30 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). The table below shows, for each Independent Board Member, the aggregate compensation (i) paid by each Fund to each Board Member for its last fiscal year and (ii) paid (including deferred fees) for service on the boards of the Nuveen open-end and closed-end funds managed by the Adviser for the last fiscal year. Carole E. Stone aggregate compensation: $164,000. Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. |
| 2009-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $171,750. |
| 2010-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). The Compliance, Risk Management and Regulatory Oversight Committee (the Compliance Committee) is responsible for the oversight of compliance issues, risk management and other regulatory matters affecting the Funds that are not otherwise the jurisdiction of the other committees. The members of the Compliance Committee are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The members of the Nominating and Governance Committee are Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth. |
| 2011-06-22 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 See Principal Occupation Description |
| 2012-07-02 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Compensation: $245,650. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2013-06-27 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Total Compensation from Nuveen Funds Paid to Board Members/Nominees $263,100. Members of the Audit Committee are Carole E. Stone. Members of the Nominating and Governance Committee are Carole E. Stone. Members of the Closed-End Funds Committee are Carole E. Stone. |
| 2014-06-16 | Carole E. Stone (1947) Board Member Term: Length of service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Number of Portfolios in Fund Complex Overseen by Board Member: 201. Independent Board Members receive a $150,000 annual retainer plus fees for meetings and additional retainers for committee chairs. Total compensation from Nuveen Funds paid to Board Members for 2013: $283,276. |
| 2015-07-01 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Director, Chicago Board Options Exchange; Audit Committee member; Nominating and Governance Committee member; Closed-End Funds Committee Chair; Total Compensation: $287,819. |
| 2016-06-24 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Director, Chicago Board Options Exchange, Inc.; Compensation: $306,442; Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2017-06-23 | Carole E. Stone is Board Member. Director of Chicago Board Options Exchange. Member of Audit Committee, Nominating and Governance Committee, and Chair of Closed-End Funds Committee. Total compensation from Nuveen Funds paid to Carole E. Stone is $346,482. |
| 2018-06-28 | Carole E. Stone, Board Member, Term: Class I or Class III Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. Chair of Closed-End Funds Committee. Member of Audit Committee and Nominating and Governance Committee. Total compensation $358,638. |
| 2019-06-28 | Carole E. Stone, Board Member; Term: Class I or III Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; Board Member of the Cboe Global Markets, Inc.; The Board unanimously recommends that shareholders vote FOR the election of the nominees. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Carole E. Stone $409,035. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... $420,404 ... |
| Filing Date | Source Excerpt |
|---|---|
| 2007-03-02 | Carole E. Stone Board Term: Annual or Director, Chicago 172 See c/o Nuveen Member Class I Board Board Options Principal Investments, Inc. Member until 2010 Exchange (since Occupation 333 West Wacker Drive Length of Service: 2006); Chair, New Description Chicago, IL 60606 Since 2007 York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000- 2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2007-08-27 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform. |
| 2008-05-16 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-04-02 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-02-26 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform. |
| 2011-03-30 | Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Bachelor of Arts in Business Administration. |
| 2012-03-01 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2013-02-28 | Ms. Stone has a BA in Business Administration; no mention of programming or technical degrees. |
| 2015-02-17 | Retired Director of the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc. |
| 2016-03-10 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2017-02-24 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange. |
| 2018-02-23 | Former Director, Chicago Board Options Exchange, Inc.; retired from New York State Division of the Budget. |
| 2019-02-26 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director, Chicago Board Options Exchange, Inc.; has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-03-02 | Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.); retired from the New York State Division of the Budget in 2004; has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2021-03-04 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College and served on boards related to markets and public authorities, with no technical or programming background. |
| 2022-02-24 | Former Director of Chicago Board Options Exchange and Cboe Global Markets; holds a Bachelor of Arts in Business Administration; no technical or programming background mentioned. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-27 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board. |
| 2008-05-16 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-04-02 | Carole E. Stone... Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-02-26 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2011-03-30 | Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2012-03-01 | Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration; served as Director of the Chicago Board Options Exchange. |
| 2013-02-28 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Director, Chicago Board Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). |
| 2015-02-17 | Retired Director of the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings. |
| 2016-03-10 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc. |
| 2017-02-24 | Retired Director of New York State Division of the Budget; Director of Chicago Board Options Exchange; Bachelor of Arts in Business Administration. |
| 2018-02-23 | Former Director of Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; has a Bachelor of Arts in Business Administration. |
| 2019-02-26 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College; formerly Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated. |
| 2020-03-02 | Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| 2021-03-04 | Ms. Stone has a Bachelor of Arts in Business Administration; no software or programming experience mentioned. |
| 2022-02-24 | Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Class I Board Member until 2010 (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 176 portfolios. Compensation: 0 USD. |
| 2008-10-10 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). Committees: William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: 120,250. |
| 2009-10-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 197 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $171,750 |
| 2010-10-20 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 204 See Principal Occupation Description The Compliance, Risk Management and Regulatory Oversight Committee members are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The Nominating and Governance Committee members include Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth. The total compensation paid to Carole E. Stone for the calendar year ended December 31, 2009 was $186,750. |
| 2011-10-14 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 Director, Chicago Board Options Exchange (since 2006). |
| 2012-10-16 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2013-10-17 | Carole E. Stone is a Board Member. She serves on the Audit Committee, Nominating and Governance Committee, and Closed-End Funds Committee. Total compensation from Nuveen Funds paid to her is $263,100. |
| 2014-06-16 | Carole E. Stone (1947) Board Member Term: Length of service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Compensation: $283,276. |
| 2015-02-17 | Carole E. Stone is Board Member. Term: Class I Board Member until 2016 annual shareholder meeting. Length of Service: Since 2007. The members of the Audit Committee include Carole E. Stone. The members of the Nominating and Governance Committee include Carole E. Stone. The members of the Closed-End Funds Committee are Carole E. Stone, Chair. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $287,819. |
| 2016-03-10 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; The members of the Audit Committee include Carole E. Stone; The members of the Nominating and Governance Committee include Carole E. Stone; The members of the Closed-End Funds Committee include Carole E. Stone; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $306,442. |
| 2017-02-24 | Carole E. Stone is Board Member. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Compliance, Risk Management and Regulatory Oversight Committee are John K. Nelson, Chair, William C. Hunter, Albin F. Moschner, Judith M. Stockdale and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $346,482. |
| 2018-02-23 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The Audit Committee members include Carole E. Stone. The Nominating and Governance Committee members include Carole E. Stone. The Closed-End Funds Committee members are Carole E. Stone, Chair. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $358,638. |
| 2019-02-26 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The Audit Committee members include Carole E. Stone, Chair. The Nominating and Governance Committee members include Carole E. Stone. The Closed-End Funds Committee members include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $307,671. |
| 2020-03-02 | Carole E. Stone Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale. ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... Carole E. Stone $409,035. |
| 2021-03-04 | Carole E. Stone, Board Member; Term: Class I Board Member until 2022 annual shareholder meeting; Length of Service: Since 2007; The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Dr. Hunter, Mr. Nelson, Mr. Moschner and Ms. Stockdale; Total Compensation from Nuveen Funds Paid to Board Members: $404,611. |
| 2022-02-24 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members Carole E. Stone $420,404 ... |
Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-03-22