Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Board Members who are not interested persons of the Fund: Carole E. Stone - no shares owned, no technical background mentioned. |
| 2008-05-16 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-06-18 | Carole E. Stone... Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-06-18 | Ms. Stone has a Bachelor of Arts in Business Administration. She has held director roles in options exchanges and public authorities, but no mention of programming or technical skills. |
| 2011-06-22 | Ms. Stone...retired from the New York State Division of the Budget...Director of the Chicago Board Options Exchange and C2 Options Exchange...Bachelor of Arts in Business Administration. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2013-06-27 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange; formerly Chair, New York Racing Association Oversight Board; Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Carole E. Stone is Director of Chicago Board Options Exchange and CBOE Holdings; former Commissioner of New York State Commission on Public Authority Reform; no mention of software or technical skills. |
| 2015-07-01 | Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2016-06-24 | Director, Chicago Board Options Exchange, Inc. (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings. |
| 2018-06-28 | Former Director, Chicago Board Options Exchange, Inc.; Director, CBOE Global Markets, Inc.; retired from the New York State Division of the Budget; has a Bachelor of Arts in Business Administration. |
| 2019-06-28 | Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-06-26 | Ms. Stone has a Bachelor of Arts in Business Administration and served on boards of the Chicago Board Options Exchange and New York State public authorities. |
| 2021-06-25 | Ms. Stone has a Bachelor of Arts in Business Administration. No mention of programming or software engineering experience. |
| 2022-06-28 | Ms. Stone has a Bachelor of Arts in Business Administration and has served on boards related to public authorities and exchanges, with no mention of programming or technical expertise. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board. |
| 2008-10-10 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-10-22 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform. |
| 2010-10-20 | Bachelor of Arts from Skidmore College in Business Administration; no indication of software or programming skills. |
| 2011-10-14 | Retired Director of New York State Division of the Budget; Bachelor of Arts in Business Administration. |
| 2013-10-17 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Director, Chicago Board Options Exchange; Commissioner, New York State Commission on Public Authority Reform. |
| 2015-10-07 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2016-10-06 | Director, Chicago Board Options Exchange, Inc.; Director, CBOE Holdings, Inc.; formerly, Commissioner, New York State Commission on Public Authority Reform. |
| 2017-10-04 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings; has a Bachelor of Arts in Business Administration. |
| 2018-10-03 | Ms. Stone is currently on the Board of Directors of the CBOE Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. |
| 2019-10-23 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly, Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated; retired from the New York State Division of the Budget in 2004. |
| 2020-10-13 | Former Director, Chicago Board Options Exchange, Inc.; Director, Cboe Global Markets, Inc.; Director, New York State Division of the Budget. |
| 2021-10-12 | Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration; formerly Director, Chicago Board Options Exchange and C2 Options Exchange. |
| 2022-10-07 | Former Director, Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts from Skidmore College in Business Administration. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 176 portfolios overseen. Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members: $95. |
| 2007-11-15 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 177 See Principal Occupation Description |
| 2008-10-10 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). 186 See Principal Occupation Description |
| 2009-10-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 197 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $171,750 |
| 2010-10-20 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Formerly, Commissioner, New York State Commission on Public Authority Reform (since 2005); Formerly, Chair, New York Racing Association Oversight Board (2005-2007). 204 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $ 186,750 |
| 2011-10-14 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 Director, Chicago Board Options Exchange (since 2006). |
| 2012-10-16 | Carole E. Stone (6/28/47) - Board Member. Director, C2 Options Exchange, Inc. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2013-10-17 | Carole E. Stone is a Board Member. She serves on the Audit Committee, Nominating and Governance Committee and Closed-End Funds Committee. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member. Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Compensation from Nuveen Funds: $283,276. |
| 2015-10-07 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Member of the Audit Committee; Member of the Nominating and Governance Committee; Chair of the Closed-End Funds Committee; Total Compensation from Nuveen Funds Paid to Independent Board Members/Nominees: $287,819. |
| 2016-10-06 | Carole E. Stone is Board Member. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: Carole E. Stone $306,421. |
| 2017-10-04 | Carole E. Stone, 1947, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The Audit Committee members include Carole E. Stone. The Compliance Committee members include Carole E. Stone. The Nominating and Governance Committee members include Carole E. Stone. The Closed-End Funds Committee members include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $24,631. |
| 2018-10-03 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee (Chair). Total Compensation: $358,638. |
| 2019-10-23 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 Formerly, Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Total Compensation from Nuveen Funds Paid to Board Members/Nominees $303,864. |
| 2021-10-12 | Carole E. Stone c/o Nuveen 333 West Wacker DriveChicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 |
| 2022-10-07 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone $420,088. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2008-06-30 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-06-18 | Carole E. Stone... Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-06-18 | Ms. Stone retired from the New York State Division of the Budget and serves on the Board of Directors of the Chicago Board Options Exchange. |
| 2011-06-22 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2013-06-27 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Carole E. Stone is Director of Chicago Board Options Exchange and C2 Options Exchange; former Commissioner of New York State Commission on Public Authority Reform. |
| 2015-07-01 | Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated; Bachelor of Arts in Business Administration. |
| 2016-06-24 | Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She retired from the New York State Division of the Budget in 2004. |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange. |
| 2018-06-28 | Bachelor of Arts in Business Administration from Skidmore College; former director of Chicago Board Options Exchange. |
| 2019-06-28 | Currently on the Board of Directors of Cboe Global Markets, Inc.; former Director of Chicago Board Options Exchange; holds a Bachelor of Arts in Business Administration; no mention of technical or software skills. |
| 2020-06-26 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. She served on the Boards of the Chicago Board Options Exchange and Cboe Global Markets. |
| 2021-06-25 | Former Director of Chicago Board Options Exchange and Cboe Global Markets; no mention of programming or computer science experience. |
| 2022-06-28 | Bachelor of Arts in Business Administration; no mention of programming or technical skills. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2008-10-10 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget and Chair, Public Authorities Control Board. |
| 2009-10-22 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Chair, New York Racing Association Oversight Board. |
| 2010-10-20 | Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2011-10-14 | Retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2012-10-16 | Ms. Stone has a BA in Business Administration and has served in various public authority roles, no mention of programming or technical skills. |
| 2014-07-11 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange; has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2015-10-07 | Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). |
| 2016-10-06 | Director, Chicago Board Options Exchange, Inc.; formerly Commissioner, New York State Commission on Public Authority Reform. |
| 2017-10-04 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange. |
| 2018-10-03 | Director, CBOE Global Markets, Inc., formerly, CBOE Holdings, Inc. (since 2010); retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; has a Bachelor of Arts in Business Administration from Skidmore College |
| 2019-10-23 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-10-13 | Ms. Stone recently retired from the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having served from 2010-2020. She previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| 2021-10-12 | Former Director, Chicago Board Options Exchange (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Director, Cboe Global Markets, Inc. (2010-2020) (formerly named CBOE Holdings, Inc.). |
| 2022-10-07 | Former Director, Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Chair of the New York Racing Association Oversight Board. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2008-10-10 | Carole E. Stone... Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-10-22 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Chair, New York Racing Association Oversight Board. |
| 2010-10-20 | Ms. Stone has a Bachelor of Arts in Business Administration and has served in various public authority and budget roles. |
| 2011-10-14 | Retired Director of New York State Division of the Budget; has a Bachelor of Arts in Business Administration. |
| 2012-10-16 | Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2013-10-17 | Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005- 2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2014-06-16 | Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2015-02-17 | Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2016-03-10 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange. |
| 2017-02-24 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration. |
| 2018-02-23 | Ms. Stone is currently on the Board of Directors of the CBOE Global Markets, Inc. She retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years. |
| 2019-02-26 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director, Chicago Board Options Exchange, Inc.; has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-03-02 | Ms. Stone is currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| 2021-03-04 | Formerly Director of Cboe Global Markets, Inc., Chicago Board Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2022-02-24 | Former Director of Chicago Board Options Exchange and Cboe Global Markets; Bachelor of Arts in Business Administration; no programming or computer science background mentioned. |
| Filing Date | Source Excerpt |
|---|---|
| 2014-06-18 | Carole E. Stone (1947) Director Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Members of the Nominating and Governance Committee are William J. Schneider, Chair, Robert P. Bremner, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Virginia L. Stringer and Terence J. Toth. The Audit Committee members are Jack B. Evans, Chair, Robert P. Bremner, David J. Kundert, Carole E. Stone and Terence J. Toth. The Closed-End Funds Committee members are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and William J. Schneider. Compensation: $283,276 from the Nuveen Fund Complex. |
| 2015-02-17 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $287,819; Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2016-03-10 | Carole E. Stone Board Member Term: Class I Board Member until 2016 annual shareholder meeting Length of Service: Since 2007 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees $306,442. |
| 2017-02-24 | Carole E. Stone is Board Member. Term: Class I Board Member until 2019 annual shareholder meeting. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $346,482. |
| 2018-02-23 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee include Carole E. Stone. The members of the Nominating and Governance Committee include Carole E. Stone. The members of the Closed-End Funds Committee include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $358,638. |
| 2019-02-26 | Carole E. Stone, Board Member, Term: Class I Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. The Audit Committee members include Carole E. Stone, Chair. The Nominating and Governance Committee members include Carole E. Stone. The Closed-End Funds Committee members include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $307,671. |
| 2020-03-02 | Carole E. Stone Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale. ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... Carole E. Stone $409,035. |
| 2021-03-04 | Carole E. Stone, Board Member, Term: Class I Board Member until 2022 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Dr. Hunter, Mr. Nelson, Mr. Moschner and Ms. Stockdale. Total Compensation from Nuveen Funds Paid to Board Members: $404,611. |
| 2022-02-24 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members Carole E. Stone $420,404. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members: $0. |
| 2008-06-30 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 185 See Principal Occupation Description The Board of each Fund has five standing committees: the executive committee, the dividend committee, the compliance, risk management and regulatory oversight committee, the audit committee and the nominating and governance committee. William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. The Board Member affiliated with Nuveen and the Adviser serves without any compensation from the Funds. Prior to January 1, 2008, for all Nuveen funds, Independent Board Members received a $95,000 annual retainer plus fees. Effective January 1, 2008, Independent Board Members receive a $100,000 annual retainer plus fees. The table below shows, for each Independent Board Member, the aggregate compensation paid by each Fund to each Board Member for its last fiscal year and paid for service on the boards of the Nuveen open-end and closed-end funds managed by the Adviser for the last fiscal year. Carole E. Stone total compensation: $164,000. |
| 2009-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). The Board of each Fund has five standing committees: the executive committee, the audit committee, the nominating and governance committee, the dividend committee and the compliance, risk management and regulatory oversight committee. William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees Based on the total compensation paid, including deferred fees (including the return from the assumed investment in the eligible Nuveen funds), to the Board Members for the calendar year ended December 31, 2008 for services to the Nuveen open-end and closed-end funds advised by NAM: Carole E. Stone $171,750. |
| 2010-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 200 Other Complex Directorships Held: See Principal Occupation Description |
| 2011-06-22 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 See Principal Occupation Description |
| 2012-07-02 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated. Aggregate Compensation from the Funds: $245,650. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2013-06-27 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated; formerly, Commissioner, New York State Commission on Public Authority Reform. Members of the Audit Committee are Carole E. Stone. Members of the Nominating and Governance Committee are Carole E. Stone. Members of the Closed-End Funds Committee are Carole E. Stone. |
| 2014-06-16 | Carole E. Stone (1947) Board Member Term: Length of service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Number of Portfolios in Fund Complex Overseen by Board Member: 201. Director, CBOE Holdings, Inc. (since 2010). Members of the Audit Committee include Carole E. Stone. Members of the Nominating and Governance Committee include Carole E. Stone. Members of the Closed-End Funds Committee include Carole E. Stone. Aggregate Compensation from the Funds Paid to Board Members: $283,276. |
| 2015-07-01 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Member of Audit Committee, Nominating and Governance Committee, and Chair of Closed-End Funds Committee. |
| 2016-06-24 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Compensation: $306,442; Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee, Compliance, Risk Management and Regulatory Oversight Committee. |
| 2017-06-23 | Carole E. Stone is a Board Member and Chair of the Closed-End Funds Committee. She also serves on the Audit Committee and Nominating and Governance Committee. Total compensation from Nuveen Funds paid to Carole E. Stone is $346,482. |
| 2018-06-28 | Carole E. Stone, Board Member, Term: Since 2007. Member of Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Compensation: $358,638. |
| 2019-06-28 | Carole E. Stone Board Member Term: Class I or III Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, and Terence J. Toth. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $303,864. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Carole E. Stone $409,035. |
| 2021-06-25 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... $1,329. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ...The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. ...The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. ...Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $420,404. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members: $0. |
| 2008-06-30 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 185 See Principal Occupation Description Aggregate Compensation from the Funds: 164,000 Committees: William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. |
| 2009-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $171,750. |
| 2010-06-18 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). The Compliance, Risk Management and Regulatory Oversight Committee is responsible for the oversight of compliance issues, risk management and other regulatory matters affecting the Funds that are not otherwise the jurisdiction of the other committees. The members of the Compliance Committee are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The Nominating and Governance Committee has a separate meeting each year to, among other things, review the Board and committee structures, their performance and functions, and recommend any modifications thereto or alternative structures or processes that would enhance the Board's governance over the Funds' business. The members of the Nominating and Governance Committee are Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth. The total compensation from Nuveen Funds paid to Carole E. Stone for the calendar year ended December 31, 2009 was $186,750. |
| 2011-06-22 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 See Principal Occupation Description |
| 2012-07-02 | Carole E. Stone (6/28/47) - Board Member; Term: Annual or Class I Board Member until 2013; Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2013-06-27 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated. Aggregate Compensation from Nuveen Funds Paid to Board Members/Nominees: $263,100. Members of the Audit Committee include Carole E. Stone. Members of the Nominating and Governance Committee include Carole E. Stone. Members of the Closed-End Funds Committee include Carole E. Stone. |
| 2014-06-16 | Carole E. Stone (1947) Board Member Term: Length of service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Number of Portfolios in Fund Complex Overseen by Board Member: 201. Independent Board Members receive a $150,000 annual retainer plus fees for meetings and additional retainers for committee chairs. Total compensation from Nuveen Funds paid to Board Members for 2013: $256,750. |
| 2015-07-01 | Carole E. Stone, 1947, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. Compensation: $287,819. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2016-06-24 | Carole E. Stone, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. Director, Chicago Board Options Exchange, Inc. The Audit Committee members include Carole E. Stone. The Nominating and Governance Committee members include Carole E. Stone. Effective July 1, 2016, the members of the Compliance Committee will include Carole E. Stone. The Closed-End Funds Committee members include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $306,442. |
| 2017-06-23 | Carole E. Stone is Board Member. Member of Audit Committee, Nominating and Governance Committee, and Closed-End Funds Committee. Total compensation from Nuveen Funds paid to Carole E. Stone is $346,482. |
| 2018-06-28 | Carole E. Stone, Board Member, Term: Since 2007, Director of CBOE Global Markets, Compensation: $358,638 |
| 2019-06-28 | Carole E. Stone, Board Member; Term: Class I or III Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; Director, Cboe Global Markets, Inc.; The Board unanimously recommends that shareholders vote FOR the election of the nominees. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees ... Carole E. Stone ... $409,035 ... |
| 2021-06-25 | The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, Albin F. Moschner and Judith M. Stockdale. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Amy B. R. Lancellotta, Joanne T. Medero, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Matthew Thornton III, Margaret L. Wolff and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: Carole E. Stone: $404,611. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ...The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. ...The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. ...Total Compensation from Nuveen Funds Paid to Board Members/Nominees ...$420,404 |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform. |
| 2008-10-10 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; no technical background mentioned. |
| 2009-10-22 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Chair, New York Racing Association Oversight Board. |
| 2010-10-20 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years. She has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2011-10-14 | Retired Director of the New York State Division of the Budget; has a Bachelor of Arts in Business Administration. |
| 2012-10-16 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a Member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2013-10-17 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-23 | Carole E. Stone retired from New York State Division of the Budget; Director of Chicago Board Options Exchange; no mention of programming or technical skills. |
| 2015-10-07 | Retired Director of the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2016-10-06 | Director, Chicago Board Options Exchange, Inc.; Director, CBOE Holdings, Inc.; formerly Commissioner, New York State Commission on Public Authority Reform. |
| 2017-10-04 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. |
| 2018-10-03 | Currently on the Board of Directors of the CBOE Global Markets, Inc.; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2019-10-23 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-10-13 | Former Director, Chicago Board Options Exchange, Inc.; Director, Cboe Global Markets, Inc.; Bachelor of Arts in Business Administration. |
| 2021-10-12 | Bachelor of Arts in Business Administration; no software or programming experience mentioned. |
| 2022-10-07 | Former Director, Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-03-02 | Carole E. Stone Board Term: Annual or Director, Chicago 172 See c/o Nuveen Member Class I Board Board Options Principal Investments, Inc. Member until 2010 Exchange (since Occupation 333 West Wacker Drive Length of Service: 2006); Chair, New Description Chicago, IL 60606 Since 2007 York Racing (6/28/47) Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000- 2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004). |
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 176 portfolios overseen. Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members: $0. |
| 2008-05-16 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (2005-12/2007); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 184 See Principal Occupation Description |
| 2009-04-02 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). 193 See Principal Occupation Description The table below shows, for each Independent Board Member, the aggregate compensation paid by each Fund to each Board Member nominee for its last fiscal year. Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone 171,750 Committees: William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. |
| 2010-02-26 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). Number of portfolios in Fund Complex: 199 Committees: Compliance, Risk Management and Regulatory Oversight Committee, Nominating and Governance Committee. Total Compensation: $186,750. |
| 2011-03-30 | Carole E. Stone ... retired from the New York State Division of the Budget ... The members of the Audit Committee are Carole E. Stone ... The members of the Nominating and Governance Committee are Carole E. Stone ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $188,000. |
| 2012-03-01 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Compensation: $245,650. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2013-02-28 | Carole E. Stone (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 ... The members of the Audit Committee include Carole E. Stone ... The Nominating and Governance Committee members include Carole E. Stone ... The members of the Closed-End Funds Committee include Carole E. Stone ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees: Carole E. Stone $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member; Director, Chicago Board Options Exchange; Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee; Compensation: $283,062 from Nuveen Funds in 2013. |
| 2015-02-17 | Carole E. Stone is Board Member. She is a member of the Audit Committee, Nominating and Governance Committee and Closed-End Funds Committee. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $287,819. |
| 2016-03-10 | Carole E. Stone, 1947, Board Member, Term: Class I Board Member until 2016 annual shareholder meeting, Length of Service: Since 2007. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, John K. Nelson, William J. Schneider and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $306,442. |
| 2017-06-23 | Carole E. Stone is Board Member. Member of Audit Committee, Nominating and Governance Committee, Chair of Closed-End Funds Committee. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $346,482. |
| 2018-06-28 | Carole E. Stone, born 1947, Board Member, Term: Class I or Class III Board Member until 2019 annual shareholder meeting, Length of Service: Since 2007. Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). Director, CBOE Global Markets, Inc., formerly, CBOE Holdings, Inc. (since 2010). Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $358,638. |
| 2019-06-28 | Carole E. Stone, Board Member; Term: Class I or III Board Member until 2019 annual shareholder meeting; Length of Service: Since 2007; The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, and Terence J. Toth; The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young; The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $303,864. |
| 2020-06-26 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees ... $409,035 ... |
| 2021-06-25 | Ms. Stone recently retired from the Board of Directors of Cboe Global Markets, Inc. (2010-May 2020) (formerly, CBOE Holdings, Inc.) having served from 2010-2020. She previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has also served as the Chair of the New York Racing Association Oversight Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. Ms. Stone joined the Board in 2007. |
| 2022-06-28 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I or III Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $420,404. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). |
| 2008-06-30 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-06-18 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; former Director, New York State Division of the Budget. |
| 2010-06-18 | Ms. Stone has a Bachelor of Arts in Business Administration. She has served on boards related to options exchanges and public authority reform. No mention of programming or technical skills. |
| 2011-06-22 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999 ... Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget and serves on the Board of Directors of the Chicago Board Options Exchange. |
| 2013-06-27 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange. |
| 2014-06-16 | Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2015-07-01 | Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2016-06-24 | Director of the Chicago Board Options Exchange, CBOE Holdings, Inc.; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings. |
| 2018-06-28 | Former Director, Chicago Board Options Exchange, Inc.; Commissioner, New York State Commission on Public Authority Reform; has a Bachelor of Arts in Business Administration. |
| 2019-06-28 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-06-26 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College and served on various public boards. |
| 2021-06-25 | Former Director, Chicago Board Options Exchange (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). |
| 2022-06-28 | Former Director of Cboe Global Markets and Chicago Board Options Exchange; former Director of New York State Division of the Budget; no mention of software or programming skills. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Class I Board Member until 2010 (if elected) Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). 176 See Principal Occupation Description ... William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. ... Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale and Carole E. Stone are current members of the nominating and governance committee of each Fund. ... Total Compensation from Nuveen Funds Paid to Board Members ... |
| 2008-10-10 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member and Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004); Chair, New York Racing Association Oversight Board (2005-2007). William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone are current members of the compliance, risk management and regulatory oversight committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: 120,250. |
| 2009-10-22 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 197 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $171,750 |
| 2010-10-20 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Nominee Term: Annual or Class I Board Member until 2010 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); Director, Chicago Board Options Exchange (since 2006); formerly, Commissioner, New York State Commission on Public Authority Reform (since 2005); formerly, Chair, New York Racing Association Oversight Board (2005-2007). The Compliance, Risk Management and Regulatory Oversight Committee members are William C. Hunter, William J. Schneider, Chair, Judith M. Stockdale and Carole E. Stone. The Nominating and Governance Committee members include Carole E. Stone. |
| 2011-10-14 | Carole E. Stone* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (6/28/47) Board Member Term: Annual or Class I Board Member until 2013 Length of Service: Since 2007 Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). 245 Director, Chicago Board Options Exchange (since 2006). |
| 2012-10-16 | Carole E. Stone (6/28/47) - Board Member. Term: Annual or Class I Board Member until 2013. Length of Service: Since 2007. Committees: Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Total Compensation: $245,650. |
| 2013-09-10 | Carole E. Stone is a Board Member since 2007. She serves on Audit Committee, Nominating and Governance Committee, and Closed-End Funds Committee. Total compensation from Nuveen Funds paid to her was $263,100. |
| 2014-06-16 | Carole E. Stone (1947) - Board Member. Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). Compensation: $256,750. |
| 2015-10-07 | Carole E. Stone, Board Member; Term: Class I Board Member until 2016 annual shareholder meeting; Length of Service: Since 2007; Member of Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee; Total Compensation from Nuveen Funds Paid to Independent Board Members/Nominees: $287,819. |
| 2016-10-06 | Carole E. Stone c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2016 annual shareholder meeting Length of Service: Since 2007 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). The Audit Committee is composed of Independent Board Members who are also “independent” as that term is defined in the listing standards pertaining to closed-end funds of the NYSE or NYSE MKT, as applicable. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The Nominating and Governance Committee is composed entirely of Independent Board Members, who are also “independent” as defined by NYSE or NYSE MKT listing standards, as applicable. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The Closed-End Funds Committee members are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees $306,421. |
| 2017-10-04 | Carole E. Stone is Board Member. Term: Class I Board Member until 2019 annual shareholder meeting. The members of the Audit Committee include Carole E. Stone. The members of the Nominating and Governance Committee include Carole E. Stone. The members of the Closed-End Funds Committee include Carole E. Stone. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $24,631. |
| 2018-10-03 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Jack B. Evans, Chair, William C. Hunter, John K. Nelson, Carole E. Stone and Terence J. Toth ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, William J. Schneider, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Carole E. Stone, Chair, Margo L. Cook, Jack B. Evans, Albin F. Moschner, Terence J. Toth and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees Carole E. Stone $358,638. |
| 2019-10-23 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2019 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Terence J. Toth ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... Carole E. Stone $303,864 ... |
| 2020-10-13 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 Former Director, Chicago Board Options Exchange, Inc. (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010). The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson and Judith M. Stockdale. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/ Nominees: 409,035. |
| 2021-10-12 | Carole E. Stone c/o Nuveen 333 West Wacker DriveChicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are ... Carole E. Stone, Chair ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees $404,611. |
| 2022-10-07 | Carole E. Stone c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1947 Board Member Term: Class I Board Member until 2022 annual shareholder meeting Length of Service: Since 2007 ... The members of the Audit Committee are Ms. Stone, Chair, Mr. Evans, Mr. Moschner, Mr. Nelson, Ms. Stockdale and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees $420,088. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange (since 2006); Chair, New York Racing Association Oversight Board (since 2005); Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000-2004). |
| 2008-06-30 | Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board. |
| 2009-06-18 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-06-18 | Retired Director of the New York State Division of the Budget; holds a Bachelor of Arts in Business Administration. |
| 2011-06-22 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2013-06-27 | Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. |
| 2014-06-16 | Carole E. Stone, Director of Chicago Board Options Exchange and CBOE Holdings, Inc.; former Commissioner of New York State Commission on Public Authority Reform; no mention of software or programming skills. |
| 2015-07-01 | Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated; has a Bachelor of Arts in Business Administration. |
| 2016-05-04 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Director, CBOE Holdings, Inc. |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings. |
| 2018-06-28 | Board Member of the CBOE Global Markets, Inc.; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2019-06-28 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-06-26 | Ms. Stone served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange and retired from the New York State Division of the Budget. |
| 2021-06-25 | Former Director of Cboe Global Markets and Chicago Board Options Exchange; holds a Bachelor of Arts in Business Administration; no mention of programming or technical skills. |
| 2022-06-28 | Bachelor of Arts in Business Administration; former director of Cboe Global Markets; no mention of programming or technical degrees. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-06-30 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-06-18 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2010-06-18 | Ms. Stone has a Bachelor of Arts in Business Administration and has served on various boards. No mention of programming or technical skills. |
| 2011-06-22 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2013-06-27 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Carole E. Stone retired from New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings, Inc.; former Chair of New York Racing Association Oversight Board. |
| 2015-07-01 | Retired Director of the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2016-06-24 | Director of Chicago Board Options Exchange and CBOE Holdings; retired Director of New York State Division of the Budget; Bachelor of Arts in Business Administration. |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and related entities. |
| 2018-06-28 | Former Director, Chicago Board Options Exchange, Inc.; retired from New York State Division of the Budget; has a Bachelor of Arts in Business Administration. |
| 2019-06-28 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly served on Boards of Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-06-26 | Ms. Stone retired from the Board of Directors of Cboe Global Markets and served in various public authority roles in New York State. |
| 2021-06-25 | Former Director of Cboe Global Markets and Chicago Board Options Exchange; retired from New York State Division of the Budget; holds a Bachelor of Arts in Business Administration. |
| 2022-06-28 | Former Director, Chicago Board Options Exchange (2006-2017) and C2 Options Exchange, Incorporated (2009-2017); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-06-27 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2008-06-30 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2009-06-18 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; no technical qualifications mentioned. |
| 2010-06-18 | Ms. Stone has a Bachelor of Arts in Business Administration and has served on boards related to options exchanges and public authorities. No mention of programming or technical skills. |
| 2011-06-22 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years. She is currently on the Board of Directors of the Chicago Board Options Exchange and CBOE Holdings, Inc. She has a Bachelor of Arts in Business Administration. |
| 2012-07-02 | Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2013-06-27 | Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2014-06-16 | Carole E. Stone retired from New York State Division of the Budget; director of Chicago Board Options Exchange and CBOE Holdings, Inc. |
| 2015-07-01 | Retired Director of the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration. |
| 2016-06-24 | Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. Ms. Stone retired from the New York State Division of the Budget in 2004. |
| 2017-06-23 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, Inc. |
| 2018-06-28 | Former Director, Chicago Board Options Exchange, Inc.; Commissioner, New York State Commission on Public Authority Reform; Bachelor of Arts in Business Administration from Skidmore College. |
| 2019-06-28 | Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated; Bachelor of Arts in Business Administration from Skidmore College. |
| 2020-06-26 | Ms. Stone retired from the Board of Directors of the Cboe Global Markets, Inc.; previously served as Director for New York State public authorities; has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2022-06-28 | Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-22 | Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget. |
| 2008-10-10 | Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; former Director, New York State Division of the Budget. |
| 2009-10-22 | Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform. |
| 2010-10-20 | Ms. Stone...has a Bachelor of Arts from Skidmore College in Business Administration. |
| 2011-10-14 | Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration. |
| 2012-10-16 | Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2013-10-17 | Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Director, Chicago Board Options Exchange, Inc.; Director, C2 Options Exchange, Incorporated. |
| 2014-06-16 | Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2015-02-17 | Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007). |
| 2016-03-10 | Retired from the New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Bachelor of Arts in Business Administration from Skidmore College. |
| 2017-02-24 | Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange; Bachelor of Arts in Business Administration. |
| 2018-02-23 | Ms. Stone is currently on the Board of Directors of the CBOE Global Markets, Inc. She retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years. |
| 2019-02-26 | Currently on the Board of Directors of the Cboe Global Markets, Inc. (formerly, CBOE Holdings, Inc.) having previously served on the Boards of the Chicago Board Options Exchange and C2 Options Exchange, Incorporated; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999; served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. |
| 2020-03-02 | Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College. |
| 2021-03-04 | Retired from the Board of Directors of Cboe Global Markets, Inc.; formerly Director of Chicago Board Options Exchange; Bachelor of Arts in Business Administration from Skidmore College. |
| 2022-02-24 | Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration. |
Data sourced from SEC filings. Last updated: 2025-12-06