CAROLE E. STONE

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NUVEEN CALIFORNIA MUNICIPAL VALUE FUND

Filing Date Source Excerpt
2007-08-22 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2007-11-15 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-10-10 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform.
2009-10-22 Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform.
2010-10-20 Retired Director of the New York State Division of the Budget; Bachelor of Arts from Skidmore College in Business Administration.
2011-10-14 Retired Director of New York State Division of the Budget; Director of Chicago Board Options Exchange; Bachelor of Arts in Business Administration from Skidmore College.
2012-10-16 Retired Director of New York State Division of the Budget; no mention of programming or technical degrees.
2013-10-17 Retired from New York State Division of the Budget; Director, Chicago Board Options Exchange, Inc.; Director, CBOE Holdings, Inc.; Bachelor of Arts in Business Administration from Skidmore College.
2014-06-16 Director, Chicago Board Options Exchange; Commissioner, New York State Commission on Public Authority Reform.
2015-10-07 Director, Chicago Board Options Exchange, Inc.; Director, C2 Options Exchange, Incorporated; formerly, Commissioner, New York State Commission on Public Authority Reform; Bachelor of Arts in Business Administration from Skidmore College.
2016-10-06 Director, Chicago Board Options Exchange, Inc.; formerly, Commissioner, New York State Commission on Public Authority Reform.
2017-10-04 Retired from New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange; Bachelor of Arts in Business Administration.
2018-10-03 Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; served as Chair of the New York Racing Association Oversight Board, Chair of the Public Authorities Control Board, Commissioner on the New York State Commission on Public Authority Reform.
2019-10-23 Board Member of the Cboe Global Markets, Inc.; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2021-10-12 Former Director, Chicago Board Options Exchange and C2 Options Exchange; retired from New York State Division of the Budget; Bachelor of Arts from Skidmore College in Business Administration.
2022-10-07 Former Director of Cboe Global Markets and Chicago Board Options Exchange; Bachelor of Arts in Business Administration; no software or programming experience.

NUVEEN MUNICIPAL INCOME FUND INC

Filing Date Source Excerpt
2007-06-27 Carole E. Stone Board Term: Annual or Director, Chicago 175 See c/o Nuveen Member Class I Board Board Options Exchange Principal Investments, Inc. Member until (since 2006); Chair, Occupation 333 West Wacker Drive 2010(2) New York Racing Description Chicago, IL 60606 Association Oversight (6/28/47) Length of Service: Board (since 2005); Since 2007 Commissioner, NYSE Commission on Public Authority Reform (since 2005); formerly Director, New York State Division of the Budget (2000-2004), Chair, Public Authorities Control Board (2000-2004) and Director, Local Government Assistance Corporation (2000- 2004).
2007-08-22 Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-06-30 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board.
2009-06-18 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2010-06-18 Ms. Stone has a Bachelor of Arts in Business Administration. She has served on boards related to options exchanges and public authority reform, with no mention of programming or technical expertise.
2011-06-22 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the Boards of Directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.
2012-07-02 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2013-06-27 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange; has a Bachelor of Arts in Business Administration.
2014-06-16 Carole E. Stone was Director of New York State Division of the Budget and serves on boards of options exchanges; no software or technical skills mentioned.
2015-07-01 Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc., and C2 Options Exchange, Incorporated; Bachelor of Arts in Business Administration from Skidmore College.
2016-06-24 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010).
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange.
2018-06-28 Former Director, Chicago Board Options Exchange, Inc. and C2 Options Exchange, Incorporated; retired from New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2019-06-28 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director, Chicago Board Options Exchange, Inc.; retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Bachelor of Arts in Business Administration from Skidmore College.
2020-06-26 Ms. Stone retired from the Board of Directors of Cboe Global Markets and served in various public authority roles; holds a Bachelor of Arts in Business Administration.
2021-06-25 Bachelor of Arts in Business Administration; no mention of programming or software engineering experience.
2022-06-28 Ms. Stone has a Bachelor of Arts from Skidmore College in Business Administration.

NUVEEN MUNICIPAL VALUE FUND INC

Filing Date Source Excerpt
2007-06-27 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2007-08-22 Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2008-06-30 Carole E. Stone - Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2009-06-18 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2010-06-18 Ms. Stone has a Bachelor of Arts in Business Administration and has served on boards related to options exchanges and public authority reform. No mention of programming or technical skills.
2011-06-22 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. She has a Bachelor of Arts from Skidmore College in Business Administration.
2012-07-02 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2013-06-27 Ms. Stone retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years and as Deputy Director from 1995 through 1999. Ms. Stone is currently on the Board of Directors of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated. She has also served as the Chair of the New York Racing Association Oversight Board, as Chair of the Public Authorities Control Board, as a Commissioner on the New York State Commission on Public Authority Reform and as a member of the boards of directors of several New York State public authorities. Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College.
2014-06-16 Director, Chicago Board Options Exchange (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010).
2015-07-01 Retired from the New York State Division of the Budget; Director of the Chicago Board Options Exchange, CBOE Holdings, Inc. and C2 Options Exchange, Incorporated; Bachelor of Arts in Business Administration from Skidmore College.
2016-06-24 Director, Chicago Board Options Exchange, Inc.; retired from the New York State Division of the Budget; served as Chair of the New York Racing Association Oversight Board.
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings.
2018-06-28 Board of Directors of the CBOE Global Markets, Inc.; formerly Director, Chicago Board Options Exchange; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2019-06-28 Currently on the Board of Directors of the Cboe Global Markets, Inc.; retired from the New York State Division of the Budget; has a Bachelor of Arts in Business Administration from Skidmore College.
2020-06-26 Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College and has served on various public authority boards.
2021-06-25 Former Director of Cboe Global Markets and Chicago Board Options Exchange; holds a Bachelor of Arts in Business Administration.
2022-06-28 Bachelor of Arts from Skidmore College in Business Administration; no mention of programming or technical degrees.

NUVEEN NEW YORK MUNICIPAL VALUE FUND

Filing Date Source Excerpt
2007-03-02 Carole E. Stone Board Term: Annual or Director, Chicago 172 See c/o Nuveen Member Class I Board Board Options Principal Investments, Inc. Member until 2010 Exchange (since 2006); Chair, New York Racing 333 West Wacker Drive Length of Service: Association Oversight Board (since 2005)
2007-08-22 Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board.
2008-05-16 Carole E. Stone... Director, Chicago Board Options Exchange; Chair, New York Racing Association Oversight Board; Commissioner, NYSE Commission on Public Authority Reform.
2009-04-02 Carole E. Stone - Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2010-02-26 Carole E. Stone - Director, C2 Options Exchange, Incorporated; Director, Chicago Board Options Exchange; Commissioner, NYSE Commission on Public Authority Reform; formerly Director, New York State Division of the Budget.
2011-03-30 Ms. Stone retired from the New York State Division of the Budget and has a Bachelor of Arts in Business Administration.
2012-03-01 Retired from the New York State Division of the Budget; has a Bachelor of Arts from Skidmore College in Business Administration.
2013-02-28 Ms. Stone retired from New York State Division of the Budget; has a Bachelor of Arts in Business Administration.
2014-06-16 Director, Chicago Board Options Exchange; Commissioner, New York State Commission on Public Authority Reform.
2015-02-17 Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).
2016-03-10 Retired from the New York State Division of the Budget in 2004, having served as its Director for nearly five years; Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009).
2017-06-23 Retired from the New York State Division of the Budget; Director of Chicago Board Options Exchange and CBOE Holdings.
2018-06-28 Former Director, Chicago Board Options Exchange, Inc.; Commissioner, New York State Commission on Public Authority Reform; Bachelor of Arts in Business Administration from Skidmore College.
2019-06-28 Currently on the Board of Directors of the Cboe Global Markets, Inc.; formerly Director of Chicago Board Options Exchange; retired from the New York State Division of the Budget; Bachelor of Arts in Business Administration from Skidmore College.
2020-06-26 Ms. Stone retired from the Board of Directors of Cboe Global Markets and served as Director for New York State public authorities.
2021-06-25 Ms. Stone served on the Boards of Cboe Global Markets and Chicago Board Options Exchange; has a Bachelor of Arts in Business Administration; no technical or programming roles mentioned.
2022-06-28 Bachelor of Arts in Business Administration; no programming or software engineering experience mentioned.

Data sourced from SEC filings. Last updated: 2025-07-01