CHARLES M. ROYCE - Corporate Board Profile

ROYCE MICRO-CAP TRUST, INC.

Filing Date	Source Excerpt
2001-08-14	Charles M. Royce** 61 Director, President, Managing Director (since April 1997), Secretary, Treasurer, sole director and sole voting shareholder of R&A ; Director, President and Treasurer of the Fund; Trustee, President and Treasurer of The Royce Fund ("TRF") (since 1982); Director, President and Treasurer of Royce Value Trust, Inc. ("RVT") (since July 1986) and Royce Focus Trust, Inc. ("RFT") (since October 1996); Trustee, President and Treasurer of Royce Capital Fund ("RCF") (since December 1996); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A and the distributor of TRF's shares; and managing general partner of RMC, a registered investment adviser.
2002-09-05	President, manager/director and Chief Investment Officer of R&A, the Fund's investment adviser; Director, President and Treasurer of the Fund, RVT and RFT, closed-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of RFS, a wholly-owned subsidiary of R&A.
2003-08-25	Charles M. Royce*** President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc., the Fund's investment adviser; Director and President of the Fund, RVT and RFT, closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser.
2004-08-18	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, RVT and RFT, closed-end diversified management investment companies of which R&A is the investment adviser.
2005-08-31	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, RVT and RFT, closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2006-08-23	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Value Trust, Inc. ("RVT") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RVT, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2007-08-24	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (investment adviser to the Fund).
2008-08-21	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund.
2009-08-14	President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund.
2010-08-06	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of R&A, having been President of R&A since 1972. Mr. Royce has over 40 years of investment and business experience.
2011-08-05	Charles M. Royce***President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund... Mr. Royce has over 40 years of investment and business experience.
2012-08-06	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of R&A, having been President of R&A since 1972. Mr. Royce has over 40 years of investment and business experience.
2013-08-02	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of R&A, having been President of R&A since 1972. Mr. Royce has over 40 years of investment and business experience.
2014-08-04	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce currently serves as the Chief Executive Officer and Chairman of the Board of Managers of R&A, having an executive officer at R&A since 1972. Mr. Royce has over 40 years of investment and business experience.
2015-08-03	Mr. Royce has over 40 years of investment and business experience.
2016-07-29	Mr. Royce served as the President of R&A from 1972 to June 2014 and as Chief Executive Officer of R&A from 1972 to June 2016. Mr. Royce has over 40 years of investment and business experience.
2017-08-14	Mr. Royce has over 40 years of investment and business experience.
2018-08-10	Mr. Royce has over 40 years of investment and business experience.
2019-08-12	Mr. Royce has over 40 years of investment and business experience.
2020-05-11	Charles M. Royce, Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce. Member of the Board of Trustees of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"). Senior Portfolio Manager for The Royce Funds (as defined below).

ROYCE SMALL-CAP TRUST, INC.

Filing Date	Source Excerpt
2001-08-14	Charles M. Royce** 61 Director, President and Treasurer of the Fund; President, Managing Director, Secretary, Treasurer, sole director and sole voting shareholder of R&A; Director, President and Treasurer of the Fund; Trustee, President and Treasurer of The Royce Fund ("TRF") (since 1982); Director, President and Treasurer of Royce Micro-Cap Trust, Inc. ("OTCM") (since September 1993) and Royce Focus Trust, Inc. ("RFT") (since October 1996); Trustee, President and Treasurer of Royce Capital Fund ("RCF") (since December 1996); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A and the distributor of TRF's shares; and managing general partner of RMC, a registered investment adviser.
2002-09-05	Charles M. Royce*** 62 Director, 1986 Common 17 President, manager/director and Preferred of Royce & Associates, LLC President[dagger] and and its predecessor, Royce Treasurer[dagger] & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director, President and Treasurer of the Fund, Royce Micro-Cap Trust, Inc. ("OTCM") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, President and Treasurer of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, OTCM, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R & A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2003-08-25	Charles M. Royce*** 63 Class I Director and President[dagger] President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund
2004-08-18	Charles M. Royce*** 64 Class I Director 1986 2006 Common and Preferred Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RMT, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2005-08-31	Charles M. Royce*** 65 Class I 1986 2006 Common 23 Director of President, Chief Investment Director and Technology Officer and Member of Board and Preferred Investment Managers of Royce & President+ Capital Corp. Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RMT, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2006-08-23	Charles M. Royce*** 66 Class I Director 1986 2006 Common and Preferred President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund
2007-08-23	Charles M. Royce*** President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds"). Age 67. Class I Director and President. Elected 1986. Term expires 2009. Elected by Common and Preferred.
2008-08-21	Charles M. Royce*** 68 Class I Director 1986 2009 Common and Preferred 28 Director of Principal Occupations: President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund.
2009-08-14	Charles M. Royce*** 69 Class I 1986 2009 Common 30 Director of President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds"). Director and President and Preferred Technology Investment Capital Corp.
2010-08-06	Charles M. Royce*** 70 Class I 1986 2012 Common 31 Director of President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds"). Director and President and Preferred TICC Capital Corp.
2011-08-05	Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds"). 71 Age Class I Director and President 1986 2012 Common and Preferred 35 Portfolios overseen TICC Capital Corp. Other Public Company Directorships
2012-08-06	Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds").
2013-07-01	Charles M. Royce** (73) 745 Fifth Avenue New York, NY 10151 Class I Director and President Since 1986 President, Co-Chief Investment Officer and member of Board of Managers of Royce & Associates, LLC ("Royce"), investment adviser to the Funds, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), (collectively, "The Royce Funds"). 34 TICC Capital Corp
2013-08-02	Charles M. Royce***President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund... Age 73, Class I Director and President, Term expires 2015.
2014-08-04	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce currently serves as the Chief Executive Officer and Chairman of the Board of Managers of R&A, having an executive officer at R&A since 1972.
2015-08-03	Charles M. Royce Chief Executive Officer and Member of the Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund. Member of Board of Directors/Trustees of the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Global Value Trust, Inc. ("RGT"), The Royce Fund ("TRF"), and Royce Capital Fund ("RCF") (the Fund, RMT, RGT, TRF, and RCF collectively, "The Royce Funds"). Age 75. Class I Director. Term expires 2015.
2016-07-29	Charles M. Royce, Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP. Age 76. Class I Director.
2017-08-14	Charles M. Royce** Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP ("R&A" or "Royce"), investment adviser to the Fund. Member of Board of Directors/Trustees of the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Global Value Trust, Inc. ("RGT"), The Royce Fund ("TRF"), and Royce Capital Fund ("RCF") (the Fund, RMT, RGT, TRF, and RCF collectively, "The Royce Funds").
2018-08-10	Charles M. Royce** Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP ("R&A" or "Royce"), investment adviser to the Fund. Member of Board of Directors/Trustees of the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Global Value Trust, Inc. ("RGT"), The Royce Fund ("TRF"), and Royce Capital Fund ("RCF") (the Fund, RMT, RGT, TRF, and RCF collectively, "The Royce Funds").

SPROTT FOCUS TRUST INC.

Filing Date	Source Excerpt
2001-08-14	Charles M. Royce** 61 Director, President and Treasurer of the Fund; President, Managing Director (since April 1997), Secretary, Treasurer, sole director and sole voting shareholder of R&A
2002-09-05	Charles M. Royce*** 62 Director, President and Treasurer[dagger] of the Fund; President, manager/director of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director, President and Treasurer of the Fund, Royce Micro-Cap Trust, Inc. ("OTCM") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R & A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2003-08-25	Charles M. Royce*** 63 Class I Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("OTCM") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, OTCM, RVT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2004-08-18	Charles M. Royce*** 64 Class I 1986 2006 Common 21 Director of President, Chief Investment Director and Technology Officer and Member of Board and Preferred Investment Managers of Royce & President+ Capital Associates, LLC and its Corp. predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2005-08-31	Charles M. Royce*** 65 Class I 1986 2006 Common 23 Director of President, Chief Investment Director and Technology Officer and Member of Board and Preferred Investment Managers of Royce & President+ Capital Associates, LLC and its Corp. predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2006-08-23	Charles M. Royce*** 66 Class I Director 1986 2006 Common and Preferred President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2007-08-23	Charles M. Royce*** President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"). Age 67. Class I Director and President. Elected 1986, term expires 2009. Elected by Common and Preferred. Director of Technology Investment Capital Corp.
2008-08-21	Charles M. Royce***President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RFT, TRF and RCF collectively, "The Royce Funds"). 68 Class I Director and President 1986 2009 Common and Preferred 28 Director of Technology Investment Capital Corp.
2009-08-14	Charles M. Royce, 69, Class I Director, President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. (RMT), Royce Value Trust, Inc. (RVT), The Royce Fund (TRF) and Royce Capital Fund (RCF) (the Fund, RMT, RVT, TRF and RCF collectively, The Royce Funds). Director and President and Preferred Technology Investment Capital Corp.
2010-08-06	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of R&A, having been President of R&A since 1972. Mr. Royce has over 40 years of investment and business experience.
2011-08-05	Charles M. Royce***President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund... Age 71, Class I Director and President, Term expires 2012.
2012-08-06	Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"). Age 72, Class I Director and President, elected 1986, term expires 2012, Common and Preferred, 35 portfolios overseen, Director of TICC Capital Corp.
2013-08-02	Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds").
2014-08-04	Charles M. Royce** Chief Executive Officer and Chairman of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund. President and Member of Board of Directors/Trustees of the Fund, Royce Micro-Cap Trust, Inc. (RMT), Royce Value Trust, Inc. (RVT), Royce Global Value Trust, Inc. (RGT), The Royce Fund (TRF), and Royce Capital Fund (RCF) (the Fund, RMT, RVT, RGT, TRF, and RCF collectively, The Royce Funds).