Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2004-05-18 | Mr. Royce became president and chief investment officer (in 1972) and a member of the Board of Managers (in 2001) of Royce & Associates, LLC (which term, as used in this proxy statement, includes its corporate predecessor). Mr. Royce serves on the board of directors of The Royce Funds. |
| 2005-05-02 | Mr. Royce became president and chief investment officer (in 1972) and a member of the Board of Managers (in 2001) of Royce & Associates, LLC... He also manages or co-manages ten of Royce and Associates' open - and closed - end registered funds. |
| 2006-04-28 | Mr. Royce has served as President and Chief Investment Officer of Royce & Associates and manages or co-manages funds, with no indication of software-related skills. |
| 2007-04-30 | Mr. Royce has served as Chairman of our Board of Directors since 2003. Mr. Royce became President and Chief Investment Officer in 1972, and a member of the Board of Managers in 2001, of Royce & Associates. He also manages or co-manages ten of Royce & Associates open- and closed-end registered funds. |
| 2008-04-29 | Mr. Royce has served as Chairman of our Board of Directors since 2003. Mr. Royce became President and Chief Investment Officer in 1972, and a member of the Board of Managers in 2001, of Royce & Associates. He also manages or co-manages ten of Royce & Associates’ open- and closed-end registered funds. |
| 2009-04-30 | Mr. Royce became President and Chief Investment Officer in 1972, and a member of the Board of Managers in 2001, of Royce & Associates. |
| 2010-04-30 | Mr. Royce has served as Chairman of our Board of Directors since 2003. Mr. Royce became President and Chief Investment Officer in 1972, and a member of the Board of Managers in 2001, of Royce & Associates. He also manages or co-manages ten of Royce & Associates’ open- and closed-end registered funds. Mr. Royce serves on the Board of Directors of The Royce Funds. Mr. Royce’s history with the Company, familiarity with its investment platform, and extensive knowledge of the financial services industry and the investment valuation process in particular qualify him to serve as the Chairman of our Board of Directors. |
| 2011-04-29 | Mr. Royce became President of Royce & Associates, LLC in 1972. He also serves as a Co-Chief Investment Officer of Royce & Associates and manages or co-manages twelve of Royce & Associates' open- and closed-end registered funds. |
| 2012-04-26 | Mr. Royce became President of Royce & Associates, LLC in 1972. He also serves as a Co-Chief Investment Officer of Royce & Associates and manages or co-manages twelve of Royce & Associates open- and closed-end registered funds. |
| 2013-04-25 | Mr. Royce became President of Royce & Associates, LLC in 1972... Mr. Royce’s history with us, familiarity with our investment platform, and extensive knowledge of the financial services industry and the investment valuation process in particular qualify him to serve as the Chairman of our Board of Directors. |
| 2014-04-30 | Mr. Royce became President of Royce & Associates, LLC in 1972. He also manages or co-manages twelve of Royce & Associates, LLC’s open- and closed-end registered funds. Mr. Royce serves on the Board of Directors of The Royce Funds. Mr. Royce’s history with us, familiarity with our investment platform, and extensive knowledge of the financial services industry and the investment valuation process in particular qualify him to serve as the Chairman of our Board of Directors. |
| 2015-04-29 | Mr. Royce currently serves as Chief Executive Officer of Royce & Associates, LLC. Prior to 2015, Mr. Royce served as President of Royce & Associates, LLC from 1972. He also manages or co-manages twelve of Royce & Associates, LLC’s open- and closed-end registered funds. Mr. Royce serves on the Board of Directors of The Royce Funds. Mr. Royce’s history with us, familiarity with our investment platform, and extensive knowledge of the financial services industry and the investment valuation process in particular qualify him to serve as the Chairman of our Board of Directors. |
| 2017-06-12 | Mr. Royce currently serves as Chairman of the Board of Managers of Royce & Associates. Prior to 2017, Mr. Royce served as Chief Executive Officer of Royce & Associates since 1972. He also manages or co-manages eight of Royce & Associates, LLC's open- and closed-end registered funds. |
| 2018-06-26 | Mr. Royce’s history with us, familiarity with our investment platform, and extensive knowledge of the financial services industry and the investment valuation process in particular qualify him to serve as a member of our Board of Directors. |
| 2019-06-11 | Mr.Royce currently serves as Chairman of the Board of Managers of Royce & Associates, LLC. Prior to 2017, Mr.Royce served as Chief Executive Officer of Royce & Associates, LLC since 1972. He also manages or co-manages eight of Royce & Associates, LLC’s open- and closed-end registered funds. |
| 2020-07-13 | Mr.Royce currently serves as Chairman of the Board of Managers of Royce & Associates, LP. Prior to 2017, Mr.Royce served as Chief Executive Officer of Royce & Associates, LP since 1972. He also manages or co-manages eight of Royce & Associates, LP’s open- and closed-end registered funds. Mr.Royce serves on the Board of Trustees of The Royce Funds. Mr.Royce’s history with us, familiarity with our investment platform, and extensive knowledge of the financial services industry and the investment valuation process in particular qualify him to serve as a member of our Board of Directors. |
| 2021-07-20 | Mr.Royce’s history with us, familiarity with our investment platform, and extensive knowledge of the financial services industry and the investment valuation process in particular qualify him to serve as a member of our Board of Directors. |
| 2022-07-18 | Mr. Royce currently serves as Chairman of the Board of Managers of Royce & Associates, LP... Mr. Royce’s history with us, familiarity with our investment platform, and extensive knowledge of the financial services industry and the investment valuation process in particular qualify him to serve as a member of our Board of Directors. |
| 2023-07-14 | Mr. Royce currently serves as Chairman of the Board of Managers of Royce & Associates, LP. Prior to 2017, Mr. Royce served as Chief Executive Officer of Royce & Associates, LP since 1972. He also manages or co-manages six of Royce & Associates, LP’s open- and closed-end registered funds. |
| 2024-07-12 | Mr. Royce served as Chief Executive Officer of Royce & Associates, LP and manages several funds, with extensive knowledge of financial services industry. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-08-14 | Charles M. Royce** 61 Director, President, Managing Director (since April 1997), Secretary, Treasurer, sole director and sole voting shareholder of R&A ; Director, President and Treasurer of the Fund; Trustee, President and Treasurer of The Royce Fund ("TRF") (since 1982); Director, President and Treasurer of Royce Value Trust, Inc. ("RVT") (since July 1986) and Royce Focus Trust, Inc. ("RFT") (since October 1996); Trustee, President and Treasurer of Royce Capital Fund ("RCF") (since December 1996); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A and the distributor of TRF's shares; and managing general partner of RMC, a registered investment adviser. |
| 2002-09-05 | Charles M. Royce*** 62 Director, President, Treasurer of the Fund; President, manager/director of Royce & Associates, LLC, the Fund's investment adviser; Director, President and Treasurer of the Fund, Royce Value Trust, Inc. ("RVT") and Royce Focus Trust, Inc. ("RFT")... (the Fund, RVT, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC") (until October 2001). |
| 2003-08-25 | Charles M. Royce*** President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc., the Fund's investment adviser; Director and President of the Fund, RVT and RFT, closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RVT, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2004-08-18 | Charles M. Royce*** 64 Class I 1986 2006 Common 21 None President, Chief Investment Director and Officer and Member of Board and Preferred of Managers of Royce & President+ Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, RVT and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2005-08-31 | Charles M. Royce*** 65 Class I 1986 2006 Common 23 None President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, RVT and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RVT, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2006-08-23 | Charles M. Royce*** 66 Class I 1986 2006 Common 23 Director of President, Chief Director and Technology Investment Officer and and Preferred Investment Member of Board of President+ Capital Managers of Royce & Corp. Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, |
| 2007-08-24 | Charles M. Royce*** President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RVT, TRF and RCF collectively, "The Royce Funds"). Age 67. Class I Director and President. Elected by Common and Preferred. Current term expires 2009. |
| 2008-08-21 | Charles M. Royce*** 68 Class I 1986 2009 Common President, Chief Investment Officer and Member of Board of Managers of R&A. |
| 2009-08-14 | Charles M. Royce 69 Class I 1986 2009 Common 30 Director of President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RVT, TRF and RCF collectively, "The Royce Funds"). Director and President and Preferred Technology Investment Capital Corp. |
| 2010-08-06 | Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of R&A, having been President of R&A since 1972. Mr. Royce has over 40 years of investment and business experience. |
| 2011-08-05 | Charles M. Royce***President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RVT, TRF and RCF collectively, "The Royce Funds"). 71 Class I Director and President 1986 2012 Common and Preferred 35 TICC Capital Corp. |
| 2012-08-06 | Charles M. Royce***President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RVT, TRF and RCF collectively, "The Royce Funds"). 72 Class I Director and President 1986 2012 Common and Preferred 35 TICC Capital Corp. |
| 2013-08-02 | Charles M. Royce***President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Value Trust, Inc. ("RVT"), Royce Focus Trust, Inc. ("RFT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RVT, RFT, TRF and RCF collectively, "The Royce Funds"). Age 73. Class I Director and President. Elected 1986. Term expires 2015. |
| 2014-08-04 | Charles M. Royce** Chief Executive Officer, and Chairman of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund. President and Member of Board of Directors/Trustees of the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Value Trust, Inc. ("RVT"), Royce Global Value Trust, Inc. ("RGT"), The Royce Fund ("TRF"), and Royce Capital Fund ("RCF") (the Fund, RFT, RVT, RGT, TRF, and RCF collectively, "The Royce Funds"). Age 74. Class I Director and President. 1986. 2015. |
| 2015-08-03 | Charles M. Royce Chief Executive Officer and Member of the Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund. Member of Board of Directors/Trustees of the Fund, Royce Global Value Trust, Inc. ("RGT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF"), and Royce Capital Fund ("RCF") (the Fund, RGT, RVT, TRF, and RCF collectively, "The Royce Funds"). Age 75. Class I Director. Length of time served 1986. Current term expires 2015. |
| 2016-07-29 | Charles M. RoyceChief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP. Age 76. Class I Director. |
| 2017-08-14 | Charles M. Royce Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP ("R&A" or "Royce"), investment adviser to the Fund. Member of Board of Directors/Trustees of the Fund, Royce Value Trust, Inc. ("RVT"), Royce Global Value Trust, Inc. ("RGT"), The Royce Fund ("TRF"), and Royce Capital Fund ("RCF") (the Fund, RVT, RGT, TRF, and RCF collectively, "The Royce Funds"). Age 77, Class I Director, term expires 2018. |
| 2018-08-10 | Charles M. Royce** Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP ("R&A" or "Royce"), investment adviser to the Fund. Member of Board of Directors/Trustees of the Fund, Royce Value Trust, Inc. ("RVT"), Royce Global Value Trust, Inc. ("RGT"), The Royce Fund ("TRF"), and Royce Capital Fund("RCF") (the Fund, RVT, RGT, TRF, and RCF collectively, "The Royce Funds"). |
| 2019-08-12 | The Board has a Distribution Committee (the "Distribution Committee"), comprised of Charles M. Royce. As noted above, Mr. Royce is an "interested person" of the Fund within the meaning of Section 2(a)(19) of the Investment Company Act. The Distribution Committee is responsible for, among other things, approving the Fund's payment of dividends from net investment income and distributions from capital gains, if any, to ensure compliance with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-08-14 | Charles M. Royce** 61 Director, President and Treasurer of the Fund; President, Managing Director, Secretary, Treasurer, sole director and sole voting shareholder of R&A; Director, President and Treasurer of the Fund; Trustee, President and Treasurer of The Royce Fund ("TRF") (since 1982); Director, President and Treasurer of Royce Micro-Cap Trust, Inc. ("OTCM") (since September 1993) and Royce Focus Trust, Inc. ("RFT") (since October 1996); Trustee, President and Treasurer of Royce Capital Fund ("RCF") (since December 1996); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A and the distributor of TRF's shares; and managing general partner of RMC, a registered investment adviser. |
| 2002-09-05 | Charles M. Royce*** 62 Director, 1986 Common 17 President, manager/director and Preferred of Royce & Associates, LLC President[dagger] and and its predecessor, Royce Treasurer[dagger] & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director, President and Treasurer of the Fund, Royce Micro-Cap Trust, Inc. ("OTCM") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, President and Treasurer of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, OTCM, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R & A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2003-08-25 | Charles M. Royce*** 63 Class I Director and President[dagger] President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund |
| 2004-08-18 | Charles M. Royce*** 64 Class I Director 1986 2006 Common and Preferred Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RMT, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2005-08-31 | Charles M. Royce*** 65 Class I 1986 2006 Common 23 Director of President, Chief Investment Director and Technology Officer and Member of Board and Preferred Investment Managers of Royce & President+ Capital Corp. Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RMT, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2006-08-23 | Charles M. Royce*** 66 Class I Director 1986 2006 Common and Preferred President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund |
| 2007-08-23 | Charles M. Royce*** President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds"). Age 67. Class I Director and President. Elected 1986. Term expires 2009. Elected by Common and Preferred. |
| 2008-08-21 | Charles M. Royce*** 68 Class I Director 1986 2009 Common and Preferred 28 Director of Principal Occupations: President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund. |
| 2009-08-14 | Charles M. Royce*** 69 Class I 1986 2009 Common 30 Director of President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds"). Director and President and Preferred Technology Investment Capital Corp. |
| 2010-08-06 | Charles M. Royce*** 70 Class I 1986 2012 Common 31 Director of President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds"). Director and President and Preferred TICC Capital Corp. |
| 2011-08-05 | Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds"). 71 Age Class I Director and President 1986 2012 Common and Preferred 35 Portfolios overseen TICC Capital Corp. Other Public Company Directorships |
| 2012-08-06 | Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RFT, RMT, TRF and RCF collectively, "The Royce Funds"). |
| 2013-07-01 | Charles M. Royce** (73) 745 Fifth Avenue New York, NY 10151 Class I Director and President Since 1986 President, Co-Chief Investment Officer and member of Board of Managers of Royce & Associates, LLC ("Royce"), investment adviser to the Funds, Royce Focus Trust, Inc. ("RFT"), Royce Micro-Cap Trust, Inc. ("RMT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), (collectively, "The Royce Funds"). 34 TICC Capital Corp |
| 2013-08-02 | Charles M. Royce***President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund... Age 73, Class I Director and President, Term expires 2015. |
| 2014-08-04 | Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce currently serves as the Chief Executive Officer and Chairman of the Board of Managers of R&A, having an executive officer at R&A since 1972. |
| 2015-08-03 | Charles M. Royce Chief Executive Officer and Member of the Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund. Member of Board of Directors/Trustees of the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Global Value Trust, Inc. ("RGT"), The Royce Fund ("TRF"), and Royce Capital Fund ("RCF") (the Fund, RMT, RGT, TRF, and RCF collectively, "The Royce Funds"). Age 75. Class I Director. Term expires 2015. |
| 2016-07-29 | Charles M. Royce, Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP. Age 76. Class I Director. |
| 2017-08-14 | Charles M. Royce** Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP ("R&A" or "Royce"), investment adviser to the Fund. Member of Board of Directors/Trustees of the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Global Value Trust, Inc. ("RGT"), The Royce Fund ("TRF"), and Royce Capital Fund ("RCF") (the Fund, RMT, RGT, TRF, and RCF collectively, "The Royce Funds"). |
| 2018-08-10 | Charles M. Royce** Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP ("R&A" or "Royce"), investment adviser to the Fund. Member of Board of Directors/Trustees of the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Global Value Trust, Inc. ("RGT"), The Royce Fund ("TRF"), and Royce Capital Fund ("RCF") (the Fund, RMT, RGT, TRF, and RCF collectively, "The Royce Funds"). |
| Filing Date | Source Excerpt |
|---|---|
| 2001-08-14 | Charles M. Royce** 61 Director, President and Treasurer of the Fund; President, Managing Director (since April 1997), Secretary, Treasurer, sole director and sole voting shareholder of R&A |
| 2002-09-05 | Charles M. Royce*** 62 Director, President and Treasurer[dagger] of the Fund; President, manager/director of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director, President and Treasurer of the Fund, Royce Micro-Cap Trust, Inc. ("OTCM") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R & A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2003-08-25 | Charles M. Royce*** 63 Class I Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("OTCM") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, OTCM, RVT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2004-08-18 | Charles M. Royce*** 64 Class I 1986 2006 Common 21 Director of President, Chief Investment Director and Technology Officer and Member of Board and Preferred Investment Managers of Royce & President+ Capital Associates, LLC and its Corp. predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2005-08-31 | Charles M. Royce*** 65 Class I 1986 2006 Common 23 Director of President, Chief Investment Director and Technology Officer and Member of Board and Preferred Investment Managers of Royce & President+ Capital Associates, LLC and its Corp. predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2006-08-23 | Charles M. Royce*** 66 Class I Director 1986 2006 Common and Preferred President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001). |
| 2007-08-23 | Charles M. Royce*** President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"). Age 67. Class I Director and President. Elected 1986, term expires 2009. Elected by Common and Preferred. Director of Technology Investment Capital Corp. |
| 2008-08-21 | Charles M. Royce***President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RFT, TRF and RCF collectively, "The Royce Funds"). 68 Class I Director and President 1986 2009 Common and Preferred 28 Director of Technology Investment Capital Corp. |
| 2009-08-14 | Charles M. Royce, 69, Class I Director, President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. (RMT), Royce Value Trust, Inc. (RVT), The Royce Fund (TRF) and Royce Capital Fund (RCF) (the Fund, RMT, RVT, TRF and RCF collectively, The Royce Funds). Director and President and Preferred Technology Investment Capital Corp. |
| 2010-08-06 | Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of R&A, having been President of R&A since 1972. Mr. Royce has over 40 years of investment and business experience. |
| 2011-08-05 | Charles M. Royce***President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund... Age 71, Class I Director and President, Term expires 2012. |
| 2012-08-06 | Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"). Age 72, Class I Director and President, elected 1986, term expires 2012, Common and Preferred, 35 portfolios overseen, Director of TICC Capital Corp. |
| 2013-08-02 | Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"). |
| 2014-08-04 | Charles M. Royce** Chief Executive Officer and Chairman of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund. President and Member of Board of Directors/Trustees of the Fund, Royce Micro-Cap Trust, Inc. (RMT), Royce Value Trust, Inc. (RVT), Royce Global Value Trust, Inc. (RGT), The Royce Fund (TRF), and Royce Capital Fund (RCF) (the Fund, RMT, RVT, RGT, TRF, and RCF collectively, The Royce Funds). |
Data sourced from SEC filings. Last updated: 2026-02-03