CHARLES M. ROYCE - Corporate Board Profile

ROYCE SMALL-CAP TRUST, INC.

Filing Date	Source Excerpt
2001-08-14	Charles M. Royce** 61 Director, President and Treasurer of the Fund; President, Managing Director, Secretary, Treasurer, sole director and sole voting shareholder of R&A; managing general partner of RMC, a registered investment adviser.
2002-09-05	President, manager/director and Chief Investment Officer of R&A, the Fund's investment adviser; Director, President and Treasurer of the Fund, OTCM and RFT, closed-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R & A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2003-08-25	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("OTCM") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, OTCM, RFT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2004-08-18	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser
2005-08-31	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2006-08-23	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Focus Trust, Inc. ("RFT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser.
2007-08-23	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund.
2008-08-21	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund.
2009-08-14	President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund.
2010-08-06	President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (R&A), investment adviser to the Fund, with over 40 years of investment and business experience.
2011-08-05	Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund... Mr. Royce has over 40 years of investment and business experience.
2012-08-06	Charles M. Royce - President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC, investment adviser to the Fund, with over 40 years of investment and business experience.
2013-07-01	Charles M. Royce – In addition to his tenure as a director/trustee of the open and closed-end registered investment companies advised by Royce (“The Royce Funds”), Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of Royce, having been President of Royce since 1972. Mr. Royce has over 40 years of investment and business experience.
2013-08-02	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of R&A, having been President of R&A since 1972. Mr. Royce has over 40 years of investment and business experience.
2014-08-04	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce currently serves as the Chief Executive Officer and Chairman of the Board of Managers of R&A, having an executive officer at R&A since 1972. Mr. Royce has over 40 years of investment and business experience.
2015-08-03	Mr. Royce has over 40 years of investment and business experience.
2016-07-29	Charles M. Royce has over 40 years of investment and business experience, serving as CEO and President of Royce & Associates, LP.
2017-08-14	Charles M. Royce Chief Executive Officer (until June 2016), President (until June 2014), and Member of the Board of Managers of Royce & Associates, LP (R&A or Royce), investment adviser to the Fund. Mr. Royce has over 40 years of investment and business experience.
2018-08-10	Mr. Royce has over 40 years of investment and business experience.

SPROTT FOCUS TRUST INC.

Filing Date	Source Excerpt
2001-08-14	Charles M. Royce** 61 Director, President and Treasurer of the Fund; President, Managing Director (since April 1997), Secretary, Treasurer, sole director and sole voting shareholder of R&A; Director, President and Treasurer of the Fund; Trustee, President and Treasurer of The Royce Fund ("TRF") (since 1982); Director, President and Treasurer of Royce Micro-Cap Trust, Inc. ("OTCM") (since September 1993) and Royce Value Trust, Inc. ("RVT") (since July 1986); Trustee, President and Treasurer of Royce Capital Fund ("RCF") (since December 1996); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A and the distributor of TRF's shares; and managing general partner of RMC, a registered investment adviser.
2002-09-05	President, manager/director and Chief Investment Officer of R&A, the Fund's investment adviser; Director, President and Treasurer of the Fund, OTCM and RVT, closed-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc.
2003-08-25	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("OTCM") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2004-08-18	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds"); Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2005-08-31	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser; Secretary and sole director of Royce Fund Services, Inc. ("RFS"), a wholly-owned subsidiary of R&A; and managing general partner of Royce Management Company ("RMC"), the general partner of various private investment limited partnerships (until October 2001).
2006-08-23	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC and its predecessor, Royce & Associates, Inc. (collectively, "R&A"), the Fund's investment adviser; Director and President of the Fund, Royce Micro-Cap Trust, Inc. ("RMT") and Royce Value Trust, Inc. ("RVT"), closed-end diversified management investment companies of which R&A is the investment adviser; Trustee, and President of The Royce Fund ("TRF") and Royce Capital Fund ("RCF"), open-end diversified management investment companies of which R&A is the investment adviser.
2007-08-23	President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (investment adviser to the Fund).
2008-08-21	Charles M. Royce***President, Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RFT, TRF and RCF collectively, "The Royce Funds").
2009-08-14	President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds").
2010-08-06	President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC (investment adviser to the Fund) with over 40 years of investment and business experience.
2011-08-05	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of R&A, having been President of R&A since 1972. Mr. Royce has over 40 years of investment and business experience.
2012-08-06	Charles M. Royce*** President, Co-Chief Investment Officer and Member of Board of Managers of Royce & Associates, LLC ("R&A"), investment adviser to the Fund, Royce Micro-Cap Trust, Inc. ("RMT"), Royce Value Trust, Inc. ("RVT"), The Royce Fund ("TRF") and Royce Capital Fund ("RCF") (the Fund, RMT, RVT, TRF and RCF collectively, "The Royce Funds").
2013-08-02	Charles M. Royce - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. Royce serves as the President, Co-Chief Investment Officer and as a member of the Board of Managers of R&A, having been President of R&A since 1972. Mr. Royce has over 40 years of investment and business experience.
2014-08-04	Mr. Royce currently serves as the Chief Executive Officer and Chairman of the Board of Managers of Royce & Associates, having an executive officer at R&A since 1972. Mr. Royce has over 40 years of investment and business experience.