DANIEL P. PENBERTHY

Corporate Board Profile

Tech Score: 0/100

← Back to All Directors

RAND CAPITAL CORP

Filing Date Source Excerpt
2019-04-18

By the Order of the Board of Directors,

Daniel P. Penberthy

Executive Vice President, Chief Financial Officer and Secretary

... Mr. Penberthy will be hired as an employee by the Adviser in the role of Executive Vice President and Chief Financial Officer and also remain the Executive Vice President and Chief Financial Officer of the Company. ... Messrs. Grum and Penberthy will also serve as members of the Adviser’s Investment Committee.

2020-11-13 Daniel P. Penberthy – As Executive Vice President and Chief Financial Officer of the Adviser, Mr. Penberthy is responsible, along with Mr. Grum, for the day to day management of the Company’s investment portfolio and also serves on the Investment Committee. Mr. Penberthy is also the Chief Compliance Officer of the Adviser. Mr. Penberthy has served as Treasurer of the Company since August 1997. Since January 2002, Mr. Penberthy has served as the Company’s Executive Vice President, and he has continued to serve as the Chief Financial Officer of the Company since 1997.

Data sourced from SEC filings. Last updated: 2025-07-01