Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2013-03-22 | David H. Gunning Age: 70 Term Expires/Service: 2014; Director since 1987. Committees: Finance Committee (Chair), Nominating and Corporate Governance Committee. Director Compensation Table: David H. Gunning Fees Earned or Paid in Cash $87,500, Stock Awards $89,975, Total $177,475. |
| 2014-03-21 | David H. Gunning, Age 71 Term Expires/Service: 2014 6 Director since 1987 and Lead Director since April 2013. Director Qualifications: Mr. Gunning brings to the Board (and its Compensation and Executive Development and Nominating and Corporate Governance Committees) chief executive officer and senior management experience (with public companies), public company board experience and corporate legal skills. |
| 2015-03-18 | Mr. Gunning is former Vice Chairman of Cliffs Natural Resources. He serves on the Compensation and Executive Development and Nominating and Corporate Governance Committees. Director compensation table shows total compensation of $184,996. |
| 2016-03-21 | Mr. Gunning is the former Vice Chairman of Cliffs Natural Resources, Inc... Mr. Gunning serves on the Compensation and Executive Development Committee and the Nominating and Corporate Governance Committee. |
| 2017-03-20 | David H. Gunning (Lead Director) serves on Audit, Compensation and Executive Development, and Nominating and Corporate Governance Committees. Director Compensation Table shows David H. Gunning received $211,992 in total compensation. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-12 | David H. Gunning Trustee January 1994 2006 Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (since April 2001) |
| 2005-02-04 | David H. Gunning Trustee Since January 2004 2006 Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (since April 2001) |
| 2006-08-18 | David H. Gunning Trustee January 2004 2009 ... COMPLIANCE AND GOVERNANCE COMMITTEE MEMBERS: Butler*, Cohn*, Gunning*, Gutow*, Hegarty* and Sherratt* CONTRACTS REVIEW COMMITTEE MEMBERS: All non-interested Trustees of the Board (Butler, Cohn, Gunning, Gutow, Hegarty, Ives, Perera, Sherratt, Thomsen and Uek) NOMINATION AND COMPENSATION COMMITTEE MEMBERS: All non-interested Trustees of the Board (Butler, Cohn, Gunning, Gutow, Hegarty, Ives, Perera, Sherratt, Thomsen and Uek) PORTFOLIO TRADING AND MARKETING REVIEW COMMITTEE MEMBERS: Cohn*, Gunning*, Gutow*, Hegarty* and Perera* SERVICES CONTRACTS COMMITTEE MEMBERS: Gunning*, Sherratt* and Thomsen* ... Trustee Compensation Table shows David H. Gunning total cash compensation from Trust and Fund Complex is $204,768. |
| 2007-08-17 | David H. Gunning Trustee January 2004 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (until May 2007) |
| 2009-08-26 | David H. Gunning(born 05/30/42) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc., Vice Chairman/Director; Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non Executive Chairman; Southwest Gas Corp., Director; Portman Limited, Director |
| 2010-08-25 | David H. Gunning(68) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc., Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc., Director |
| 2011-08-24 | David H. Gunning (Age 69) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2012-09-20 | David H. Gunning(Age 70) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until 2007) Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2013-08-22 | David H. Gunning (Age 71) Trustee and Chair of Trustees January 2004 2015 Private investor Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2014-08-22 | David H. Gunning (Age 72) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2015-08-21 | David H. Gunning (Age 73) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2016-08-19 | David H. Gunning (Age 74) Trustee and Chair of Trustees January 2004 2018 Private investor |
| 2017-08-24 | David H. Gunning (Age 75) Trustee and Chair of Trustees January 2004 2018 Private investor Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman (until 2013) |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-12 | David H. Gunning - Cleveland-Cliffs Inc., Vice Chairman/Director; Encinitos Ventures, Principal; Lincoln Electric Holdings, Inc., Director; Southwest Gas Corporation, Director |
| 2005-02-04 | David H. Gunning - Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director; Encinitos Ventures (private investment company), Principal; Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2006-08-18 | David H. Gunning; Trustee; Cleveland-Cliffs Inc., Vice Chairman/Director; Encinitos Ventures, Principal; Lincoln Electric Holdings, Inc., Director |
| 2007-09-14 | David H. Gunning; Trustee; Retired; Cleveland-Cliffs Inc., Vice Chairman/Director; Portman Limited, Director; Encinitos Ventures, Principal; Lincoln Electric Holdings, Inc., Director |
| 2008-08-21 | David H. Gunning Trustee January 2004 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007); Portman Limited (mining), Director (since 2005); Encinitos Ventures (private investment company), Principal (1997 to April 2001); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2009-08-26 | David H. Gunning (born 05/30/42) - Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non Executive Chairman; Southwest Gas Corp. (natural gas distribution), Director (until May 2004); Portman Limited (mining), Director (until 2008) |
| 2010-08-25 | Mr. Gunning has substantial executive and board experience at publicly-traded and privately-held companies, including past service as the Vice Chairman and a director of Cleveland-Cliffs Inc. (now Cliffs Natural Resources Inc.), a director of Lincoln Electric Holdings, Inc., and a director of Southwest Gas Corp. He is the former Chairman and Chief Executive Officer of Capitol American Financial Corp. Mr. Gunning is also a former partner and head of the corporate department of Jones Day, a large international law firm. |
| 2011-08-24 | Mr. Gunning has substantial executive and board experience at publicly-traded and privately-held companies, including past service as the Vice Chairman and a director of Cleveland-Cliffs Inc. (now Cliffs Natural Resources Inc.), a director of Lincoln Electric Holdings, Inc., and a director of Southwest Gas Corp. He is the former Chairman and Chief Executive Officer of Capitol American Financial Corp. Mr. Gunning is also a former partner and head of the corporate department of Jones Day, a large international law firm. |
| 2012-09-20 | Retired; Cleveland-Cliffs Inc., Vice Chairman/Director (until 2007); former partner and head of the corporate department of Jones Day, a large international law firm. |
| 2013-08-22 | Mr. Gunning has substantial executive and board experience at publicly-traded and privately-held companies, including past service as the Vice Chairman and a director of Cleveland-Cliffs Inc. |
| 2015-08-21 | Mr. Gunning has substantial executive and board experience at publicly-traded and privately-held companies, including past service as the Vice Chairman and a director of Cleveland-Cliffs Inc., a director of Lincoln Electronic Holdings, Inc., and a director of Southwest Gas Corp. He is the former Chairman and Chief Executive Officer of Capitol American Financial Corp. |
| 2017-08-24 | Mr. Gunning has substantial executive and board experience at publicly-traded and privately-held companies, including past service as the Vice Chairman and a director of Cleveland-Cliffs Inc. (now Cliffs Natural Resources Inc.), a director of Lincoln Electronic Holdings, Inc., and a director of Southwest Gas Corp. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-05-02 | David H. Gunning is a Nominee and Trustee. He serves on the Compliance and Governance Committee, Contracts Review Committee, Nomination and Compensation Committee, and Portfolio Trading and Marketing Review Committee. |
| 2008-08-21 | David H. Gunning Trustee June 2007 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (until May 2007); Portman Limited (mining), Director (since 2005); Encinitos Ventures (private investment company), Principal (1997 to April 2001); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2009-08-26 | David H. Gunning(born 05/30/42) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2010-08-25 | David H. Gunning(68) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting); Portman Limited (mining), Director (until 2008) |
| 2011-08-24 | David H. Gunning (Age 69) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc., Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman; Portman Limited, Director (until 2008) |
| 2012-09-20 | David H. Gunning (Age 70) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until 2007) Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2013-08-22 | David H. Gunning (Age 71) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2014-08-22 | David H. Gunning (Age 72) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2015-08-21 | David H. Gunning (Age 73) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2016-08-19 | David H. Gunning (Age 74) Trustee and Chair of Trustees January 2004 2018 Private investor |
| 2017-08-24 | David H. Gunning (Age 75) Trustee and Chair of Trustees January 2004 2018 Private investor Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman (until 2013) |
| Filing Date | Source Excerpt |
|---|---|
| 2007-05-02 | David H. Gunning is a Nominee and Trustee. He serves on the Compliance and Governance Committee, Contracts Review Committee, Nomination and Compensation Committee, and Portfolio Trading and Marketing Review Committee. |
| 2008-08-21 | David H. Gunning Trustee June 2007 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (until May 2007); Portman Limited (mining), Director (since 2005); Encinitos Ventures (private investment company), Principal (1997 to April 2001); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2009-08-26 | David H. Gunning(born 05/30/42) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc., Vice Chairman/Director; Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non Executive Chairman; Southwest Gas Corp., Director; Portman Limited, Director |
| 2010-08-25 | David H. Gunning(68) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc., Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc., Director |
| 2011-08-24 | David H. Gunning (Age 69) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2012-09-20 | David H. Gunning (Age 70) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until 2007) Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2013-08-22 | David H. Gunning (Age 71) Trustee and Chair of Trustees January 2004 2015 Private investor Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2014-08-22 | David H. Gunning (Age 72) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2015-08-21 | David H. Gunning (Age 73) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2016-08-19 | David H. Gunning (Age 74) Trustee and Chair of Trustees January 2004 2018 Private investor |
| 2017-08-24 | David H. Gunning (Age 75) Trustee and Chair of Trustees January 2004 2018 Private investor Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman (until 2013) |
| Filing Date | Source Excerpt |
|---|---|
| 2007-05-02 | Messrs. Robert E. Butler, David H. Gunning, William R. Gutow, Michael Hegarty, J. Atwood Ives, Robert J. Manning, Lawrence T. Perera, Robert C. Pozen, J. Dale Sherratt and Robert W. Uek, Dr. Lawrence H. Cohn and Ms. Laurie J. Thomsen (each a "Nominee" and collectively, the "Nominees"), each of whom has agreed to serve, have been nominated for election as trustees of each Fund. |
| 2008-08-21 | David H. Gunning Trustee June 2007 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (until May 2007); Portman Limited (mining), Director (since 2005); Encinitos Ventures (private investment company), Principal (1997 to April 2001); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2009-08-26 | David H. Gunning(born 05/30/42) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2010-08-25 | David H. Gunning(68) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc., Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc., Director |
| 2011-08-24 | David H. Gunning (Age 69) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2012-09-20 | David H. Gunning (Age 70) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until 2007) Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2013-08-22 | David H. Gunning (Age 71) Trustee and Chair of Trustees January 2004 2015 Private investor Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2014-08-22 | David H. Gunning (Age 72) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2015-08-21 | David H. Gunning (Age 73) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2016-08-19 | David H. Gunning (Age 74) Trustee and Chair of Trustees January 2004 2018 Private investor |
| 2017-08-24 | David H. Gunning (Age 75) Trustee and Chair of Trustees January 2004 2018 Private investor Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman (until 2013) |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-12 | David H. Gunning Trustee January 1994 2006 Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (since April 2001) |
| 2005-02-04 | David H. Gunning (born 05/30/42) Trustee Since January 2004 2006 Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (since April 2001); Encinitos Ventures (private investment company), Principal (1997 to April 2001); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2007-08-17 | David H. Gunning Trustee January 2004 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (until May 2007); Portman Limited (mining), Director (since 2005); Encinitos Ventures (private investment company), Principal (1997 to April 2001); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2009-08-13 | David H. Gunning (born 05/30/42) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc., Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non Executive Chairman; Southwest Gas Corp., Director (until May 2004); Portman Limited, Director (until 2008). Committees: Compliance and Governance Committee, Contracts Review Committee, Nomination and Compensation Committee. Trustee Fees From Trust $11,941, Total Cash Compensation From Trust and Fund Complex $256,886. |
| 2010-08-25 | David H. Gunning(68) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2011-08-24 | David H. Gunning (Age 69) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc., Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman; Portman Limited, Director (until 2008) |
| 2012-09-20 | David H. Gunning(Age 70) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until 2007) Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2013-08-22 | David H. Gunning (Age 71) Trustee and Chair of Trustees January 2004 2015 Private investor Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2014-08-22 | David H. Gunning (Age 72) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2015-08-21 | David H. Gunning (Age 73) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2016-08-19 | David H. Gunning (Age 74) Trustee and Chair of Trustees January 2004 2018 Private investor |
| 2017-08-24 | David H. Gunning (Age 75) Trustee and Chair of Trustees January 2004 2018 Private investor Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman (until 2013) |
| Filing Date | Source Excerpt |
|---|---|
| 2007-05-02 | David H. Gunning, Vice Chairman, Cleveland-Cliffs Inc.; Nominee Trustee; member of Compliance and Governance Committee, Contracts Review Committee, Nomination and Compensation Committee, Portfolio Trading and Marketing Review Committee. |
| 2008-08-21 | David H. Gunning Trustee June 2007 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (until May 2007); Portman Limited (mining), Director (since 2005); Encinitos Ventures (private investment company), Principal (1997 to April 2001); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2009-08-26 | David H. Gunning(born 05/30/42) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2010-08-25 | David H. Gunning(68) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting); Portman Limited (mining), Director (until 2008) |
| 2011-08-24 | David H. Gunning (Age 69) Trustee and Chair of Trustees since January 2004. Committees: Compliance and Governance Committee, Contracts Review Committee, Nomination and Compensation Committee, Services Contracts Committee. |
| 2012-09-20 | David H. Gunning (Age 70) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until 2007) Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2013-08-22 | David H. Gunning (Age 71) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2014-08-22 | David H. Gunning (Age 72) Trustee and Chair of Trustees January 2004 2015 Private investor Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman |
| 2015-08-21 | David H. Gunning (Age 73) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2016-08-19 | David H. Gunning (Age 74) Trustee and Chair of Trustees January 2004 2018 Private investor |
| 2017-08-24 | David H. Gunning (Age 75) Trustee and Chair of Trustees since January 2004; Private investor; member of Contracts Review Committee, Nomination and Compensation Committee, Portfolio Trading and Marketing Review Committee; total compensation $417,238. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-12 | David H. Gunning Trustee January 1994 2006 Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (since April 2001) |
| 2005-02-04 | David H. Gunning Trustee Since January 2004 2006 Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (since April 2001) |
| 2006-08-18 | David H. Gunning Trustee January 2004 2009 Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (since April 2001) |
| 2007-08-17 | David H. Gunning Trustee January 2004 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (until May 2007) |
| 2008-08-21 | David H. Gunning Trustee January 2004 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (until May 2007); Portman Limited (mining), Director (since 2005); Encinitos Ventures (private investment company), Principal (1997 to April 2001); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2009-08-26 | David H. Gunning(born 05/30/42) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2010-08-25 | David H. Gunning(68) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting); Portman Limited (mining), Director (until 2008) |
| 2011-08-24 | David H. Gunning (Age 69) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2012-09-20 | David H. Gunning(Age 70) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until 2007) Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2013-08-22 | David H. Gunning (Age 71) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2014-08-22 | David H. Gunning (Age 72) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2015-08-21 | David H. Gunning (Age 73) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2016-08-19 | David H. Gunning (Age 74) Trustee and Chair of Trustees January 2004 2018 Private investor |
| 2017-08-24 | David H. Gunning (Age 75) Trustee and Chair of Trustees January 2004 2018 Private investor Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman (until 2013) |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-12 | David H. Gunning Trustee January 1994 2006 Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (since April 2001) |
| 2005-02-04 | David H. Gunning (born 05/30/42) Trustee Since January 2004 2006 Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (since April 2001); Encinitos Ventures (private investment company), Principal (1997 to April 2001); Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director |
| 2006-08-18 | David H. Gunning Trustee January 2004 2009 ... COMPLIANCE AND GOVERNANCE 7 Oversees the development and implementation of the Trust's regulatory and fiduciary compliance policies... CONTRACTS REVIEW 5 Requests, reviews and considers the information deemed reasonably necessary to evaluate the terms of the investment advisory and principal underwriting agreements... NOMINATION AND 1 Recommends qualified candidates to the Board in the event that a position is vacated or created... PORTFOLIO TRADING AND 7 Oversees the policies, procedures, and practices of the Trust with respect to brokerage transactions involving portfolio securities... SERVICES CONTRACTS 2** Reviews and evaluates the contractual arrangements of the Trust relating to transfer agency, administrative services, custody, pricing and bookkeeping services and lending of portfolio securities... The table below shows the cash compensation paid to the Trustees by each Trust for the fiscal year ended on the date noted... David H. Gunning MFS Charter Income Trust $ 7,076.00 $204,768 ... (3) "Interested person" of the trust within the meaning of the Investment Company Act of 1940 (referred to as the 1940 Act), which is the principal federal law governing investment companies like the fund, as a result of position with MFS. |
| 2007-08-17 | David H. Gunning Trustee January 2004 2009 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/ Director (until May 2007) |
| 2009-08-26 | David H. Gunning(born 05/30/42) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2010-08-25 | David H. Gunning(68) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc., Vice Chairman/Director (until May 2007); Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Portman Limited, Director (until 2008) |
| 2011-08-24 | David H. Gunning (Age 69) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until May 2007) |
| 2012-09-20 | David H. Gunning (Age 70) Trustee and Chair of Trustees January 2004 2012 Retired; Cleveland-Cliffs Inc. (mining products and service provider), Vice Chairman/Director (until 2007) Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2013-08-22 | David H. Gunning (Age 71) Trustee and Chair of Trustees January 2004 2015 Private investor Lincoln Electric Holdings, Inc. (welding equipment manufacturer), Director; Development Alternatives, Inc. (consulting), Director/Non-Executive Chairman; Portman Limited (mining), Director (until 2008) |
| 2014-08-22 | David H. Gunning (Age 72) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2015-08-21 | David H. Gunning (Age 73) Trustee and Chair of Trustees January 2004 2015 Private investor |
| 2016-08-19 | David H. Gunning (Age 74) Trustee and Chair of Trustees January 2004 2018 Private investor |
| 2017-08-24 | David H. Gunning (Age 75) Trustee and Chair of Trustees January 2004 2018 Private investor Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman (until 2013) |
Data sourced from SEC filings. Last updated: 2025-12-06