DAVID R. BOCK

Corporate Board Profile

Tech Score: 12/100

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Software Technology Evidence

8 mention(s) identify DAVID R. BOCK as having software/technology expertise.

Company Filing Date Evidence Reason
PIONEER HIGH INCOME FUND, INC. 2006-08-08 Senior Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2001-present); Managing Partner, Federal City Capital Advisors (boutique merchant bank) (2002 to 2004); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002) Has experience as Senior Vice President and Chief Financial Officer at I-trax, Inc., an internet-based company, and was Executive Vice President and CFO at Pedestal Inc., an internet-based mortgage trading company, indicating familiarity with software and technical environments.
PIONEER HIGH INCOME FUND, INC. 2010-07-30 Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002) He was Executive Vice President and Chief Financial Officer of Pedestal Inc., an internet-based mortgage trading company, indicating experience in a technology company likely involving software.
PIONEER HIGH INCOME FUND, INC. 2013-08-02 Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002) He was Executive Vice President and Chief Financial Officer at Pedestal Inc., an internet-based mortgage trading company, indicating experience in a software-related company.
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. 2006-08-08 Senior Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2001-present); Managing Partner, Federal City Capital Advisors (boutique merchant bank) (2002 to 2004); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002) He is Senior Vice President and Chief Financial Officer of I-trax, Inc., an internet-based health care services company, and was Executive Vice President and Chief Financial Officer of Pedestal Inc., an internet-based mortgage trading company, indicating experience in technology-related companies.
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. 2010-07-30 Interim Chief Executive Officer, Oxford Analytica, Inc. (privately-held research and consulting company) (2010-present); Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997-2004 and 2008-present); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002) Has executive experience as CFO and Chief Financial Officer of companies including I-trax, Inc. and Pedestal Inc., the latter being an internet-based mortgage trading company, indicating familiarity with software and technology.
PIONEER MUNICIPAL HIGH INCOME FUND, INC. 2006-08-08 Senior Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2001-present); Managing Partner, Federal City Capital Advisors (boutique merchant bank) (2002 to 2004); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002) He is Senior Vice President and Chief Financial Officer of I-trax, Inc., an internet-based health care services company, and was Executive Vice President and Chief Financial Officer of Pedestal Inc., an internet-based mortgage trading company, indicating experience in technology-related companies.
PIONEER MUNICIPAL HIGH INCOME FUND, INC. 2013-08-02 Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002) He was Executive Vice President and Chief Financial Officer at Pedestal Inc., an internet-based mortgage trading company, indicating experience in a software-related technical role.
PIONEER MUNICIPAL HIGH INCOME FUND, INC. 2016-07-28 Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002) He served as Executive Vice President and Chief Financial Officer of I-trax, Inc., a publicly traded health care services company, and Executive Vice President and Chief Financial Officer of Pedestal Inc., an internet-based mortgage trading company, indicating experience in internet-based technology companies.

NEW YORK MORTGAGE TRUST, INC.

Filing Date Source Excerpt
2007-04-27 Mr. Bock received a B.A. in Philosophy from the University of Washington and M.Phil. in Economics from Oxford University, where he was a Rhodes Scholar.
2008-04-29 Mr. Bock was Chief Financial Officer of I-Trax, Inc., a healthcare company, and Managing Director at Lehman Brothers, with no indication of programming or software engineering skills.
2009-04-28 Mr. Bock was Chief Financial Officer of I-Trax, Inc., a publicly traded (AMEX) healthcare company, from 2004 to 2006. From 2000 to 2002, Mr. Bock also served as Executive Vice President and Chief Financial Officer of Pedestal Inc., an online mortgage-backed securities trading platform.
2012-04-04 Mr. Bock received a B.A. in philosophy from the University of Washington and an advanced degree in economics from Oxford University.
2013-03-26 Mr. Bock has a B.A. in philosophy from the University of Washington and an advanced degree in economics from Oxford University.
2014-04-01 Mr. Bock began his professional career with McKinsey & Co. following completion of an advanced degree in economics from Oxford University, where he was a Rhodes Scholar. He received a B.A. in philosophy from the University of Washington.
2015-03-31 Mr. Bock is a Managing Partner of Federal City Capital Advisors... Mr. Bock has a background in international economics and finance, capital markets and organizational development... He received a B.A. in philosophy from the University of Washington.
2016-03-31 Mr. Bock has a background in international economics and finance, capital markets and organizational development, with a degree in economics from Oxford University and a B.A. in philosophy from the University of Washington.
2017-03-28 Mr. Bock has a background in international economics and finance, capital markets and organizational development, having served as a Managing Director of Lehman Brothers and in various executive roles at the World Bank.
2018-04-20 Mr. Bock has a background in international economics and finance, capital markets and organizational development, having served as a Managing Director of Lehman Brothers and in various executive roles at the World Bank.
2019-04-29 Mr. Bock is a Managing Partner of Federal City Capital Advisors and has a background in international economics and finance, with a degree in philosophy from the University of Washington.
2020-04-29 Mr. Bock began his professional career with McKinsey & Co. following completion of an advanced degree in economics from Oxford University, where he was a Rhodes Scholar.
2021-04-28 David R. Bock has served as a member of our Board of Directors since January 2012. Mr. Bock was a Managing Partner of Federal City Capital Advisors, a Washington, DC-based business and financial advisory services company from 2004 to 2019. Mr. Bock has a background in international economics and finance, capital markets and organizational development, having served as a Managing Director of Lehman Brothers and in various executive roles at the World Bank, including as the chief of staff for the World Bank’s lending operations. Mr. Bock was the Chief Financial Officer of I-Trax, Inc., a publicly traded healthcare company prior to its sale to Walgreen’s in 2008, and previously the Chief Financial Officer of Pedestal Inc., an online mortgage trading platform. Mr. Bock served as interim Chief Executive Officer of Oxford Analytica in 2010. Mr. Bock began his professional career with McKinsey & Co. following completion of an advanced degree in economics from Oxford University, where he was a Rhodes Scholar. He received a B.A. in philosophy from the University of Washington.

PIONEER HIGH INCOME FUND, INC.

Filing Date Source Excerpt
2005-07-11 Senior Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2001-present); Managing Partner, Federal City Capital Advisors (boutique merchant bank); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2006-08-08 Senior Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2001-present); Managing Partner, Federal City Capital Advisors (boutique merchant bank) (2002 to 2004); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2007-08-02 Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-present); and Partner, Federal City Capital Advisors (boutique merchant bank) (1997 to 2004)
2008-07-30 Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 to 2007); Partner, Federal City Capital Advisors (boutique merchant bank)(1997 to 2004 and 2008 to present); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2009-08-11 Managing Partner, Federal City Capital Advisors (boutique merchant bank) (1997 to 2004 and 2008 - present); and Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007)
2009-08-11 Managing Partner, Federal City Capital Advisors (boutique merchant bank) (1997 to 2004 and 2008 - present); and Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007)
2010-07-30 Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2011-07-22 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997-2004 and 2008-present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately-held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2012-07-30 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997-2004 and 2008-present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2013-08-02 Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002)
2014-08-06 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 - 2004 and 2008 - present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 - 2002)
2015-08-03 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 -- 2004 and 2008 -- present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002)
2016-07-28 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 -- 2004 and 2008 -- present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002)
2017-03-28 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997–2004 and 2008–present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004–2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000–2002); Private Consultant (1995–1997); Managing Director, Lehman Brothers (1992–1995); Executive, The World Bank (1979–1992)
2017-08-04 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 - 2004 and 2008 - present); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 - 2002)
2018-07-27 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 -- 2004 and 2008 -- present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002)

PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.

Filing Date Source Excerpt
2005-07-11 Senior Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2001-present); Managing Partner, Federal City Capital Advisors (boutique merchant bank); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2006-08-08 Senior Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2001-present); Managing Partner, Federal City Capital Advisors (boutique merchant bank) (2002 to 2004); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2007-08-02 Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-present); and Partner, Federal City Capital Advisors (boutique merchant bank) (1997 to 2004)
2008-07-30 Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 to 2007); Partner, Federal City Capital Advisors (boutique merchant bank)(1997 to 2004 and 2008 to present); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2009-08-11 Managing Partner, Federal City Capital Advisors (boutique merchant bank) (1997 to 2004 and 2008 - present); and Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007)
2009-08-11 Managing Partner, Federal City Capital Advisors (boutique merchant bank) (1997 to 2004 and 2008 - present); and Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007)
2010-07-30 Interim Chief Executive Officer, Oxford Analytica, Inc. (privately-held research and consulting company) (2010-present); Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997-2004 and 2008-present); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2011-07-22 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997-2004 and 2008-present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately-held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2012-07-30 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997-2004 and 2008-present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2013-08-02 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 -- 2004 and 2008 -- present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002)
2014-08-06 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 - 2004 and 2008 - present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 - 2002)
2015-08-03 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 -- 2004 and 2008 -- present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007)
2016-07-28 Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002); Private Consultant (1995 -- 1997); Managing Director, Lehman Brothers (1992 -- 1995); Executive, The World Bank (1979 -- 1992)
2017-03-28 David R. Bock (72) Managing Partner, Federal City Capital Advisors; Interim CEO, Oxford Analytica, Inc.; Executive VP and CFO, I-trax, Inc. (health care services company); Executive VP and CFO, Pedestal Inc. (internet-based mortgage trading company); Managing Director, Lehman Brothers; Executive, The World Bank.
2017-08-04 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 - 2004 and 2008 - present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 - 2002)
2018-07-27 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 -- 2004 and 2008 -- present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002)

PIONEER MUNICIPAL HIGH INCOME FUND, INC.

Filing Date Source Excerpt
2005-07-11 Senior Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2001-present); Managing Partner, Federal City Capital Advisors (boutique merchant bank); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2006-08-08 Senior Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2001-present); Managing Partner, Federal City Capital Advisors (boutique merchant bank) (2002 to 2004); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2007-08-02 Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-present); and Partner, Federal City Capital Advisors (boutique merchant bank) (1997 to 2004)
2008-07-30 Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 to 2007); Partner, Federal City Capital Advisors (boutique merchant bank)(1997 to 2004 and 2008 to present); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2009-08-11 Managing Partner, Federal City Capital Advisors (boutique merchant bank) (1997 to 2004 and 2008 - present); and Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007)
2009-08-11 Managing Partner, Federal City Capital Advisors (boutique merchant bank) (1997 to 2004 and 2008 - present); and Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007)
2010-07-30 Interim Chief Executive Officer, Oxford Analytica, Inc.; Managing Partner, Federal City Capital Advisors; Executive Vice President and Chief Financial Officer, I-trax, Inc.; Executive Vice President and Chief Financial Officer, Pedestal Inc.
2011-07-22 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997-2004 and 2008-present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately-held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2012-07-30 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997-2004 and 2008-present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004-2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000-2002)
2013-08-02 Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002)
2014-08-06 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 - 2004 and 2008 - present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 - 2002)
2015-08-03 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 -- 2004 and 2008 -- present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002)
2016-07-28 Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 -- 2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 -- 2002)
2017-03-28 David R. Bock (72) Trustee Nominee Trusteesince2005 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997–2004 and 2008–present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004–2007); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000–2002); Private Consultant (1995–1997); Managing Director, Lehman Brothers (1992–1995); Executive, The World Bank (1979–1992)
2017-08-04 Managing Partner, Federal City Capital Advisors (corporate advisory services company) (1997 - 2004 and 2008 - present); Interim Chief Executive Officer, Oxford Analytica, Inc. (privately held research and consulting company) (2010); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company) (2004 - 2007); and Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company) (2000 - 2002)
2018-07-27 Managing Partner, Federal City Capital Advisors (corporate advisory services company); Executive Vice President and Chief Financial Officer, I-trax, Inc. (publicly traded health care services company); Executive Vice President and Chief Financial Officer, Pedestal Inc. (internet-based mortgage trading company); Managing Director, Lehman Brothers; Executive, The World Bank.

SWISS HELVETIA FUND, INC.

Filing Date Source Excerpt
2011-05-02 David R. Bock Age: 66 Director (2010); Member of the Governance/ Nominating Committee (2010) and Pricing Committee (2010) Compensation: $0
2012-05-04 David R. Bock, Age: 68, Director (2010); Member of the Governance/Nominating Committee (2010) and Pricing Committee (2010); Compensation: $58,846
2013-05-03 David R. Bock Age: 69 Director (2010); and Member of the Governance/ Nominating Committee (2010), the Pricing Committee (2010) and the Audit Committee (2012)
2014-05-01 David R. Bock Age: 70 Director (2010); and Member of the Governance/ Nominating Committee (2010), the Pricing Committee (2010) and the Audit Committee (2012) ... 62,589
2015-05-04 David R. Bock Age: 71 Director (2010); and Member of the Governance/ Nominating Committee (2010), the Pricing Committee (2010) and the Audit Committee (2012) ... During the year ended December 31, 2014, the Directors received from the Fund individual remuneration (exclusive of reimbursed expenses), as follows: David R. Bock $98,571
2016-05-04 David R. Bock Age: 72 Director (2010); Member (2012) and Chair (2015) of the Audit Committee; and Member of the Governance/ Nominating Committee (2010) and the Pricing Committee (2010) ... During the year ended December 31, 2015, the Directors who will continue to serve on the Board after the Meeting received from the Fund individual remuneration (exclusive of reimbursed expenses), as follows: David R. Bock, Chair of the Audit Committee $63,987

Data sourced from SEC filings. Last updated: 2026-02-03