DONALD F. CRUMRINE

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FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Filing Date Source Excerpt
2002-02-08 DONALD F. CRUMRINE (1)(2) Director, Chief Class II Director Chairman of the Board 2 -- Age: 54 ... DONALD F. CRUMRINE $0 $0 (2) Director, Chief Financial Officer, Chief Accounting Officer, Vice President and Secretary
2003-02-21 DONALD F. CRUMRINE (1)(2) Director, Class II Director Chairman of the Board 3 -- 301 E. Colorado Boulevard Chairman of PFD - since 1991 and previously held other Suite 720 the Board and PFO - since 1992 officerships of Flaherty & Pasadena, CA 91101 Chief Executive Crumrine; Director of Age: 55 Officer Flaherty & Crumrine The following table sets forth certain information regarding the compensation of each Fund's Directors for the fiscal year ended November 30, 2002. DONALD F. CRUMRINE $0 $0 (2) Director, Chairman of the Board and Chief Executive Officer
2005-02-17 DONALD F. CRUMRINE (1),(3) Director, Chairman of the Board and Chief Executive Officer 301 E. Colorado Boulevard PFD - since inception 4 Director, Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated Suite 720 Chairman of the Board and Chief Executive Officer Pasadena, CA 91101 PFO - since inception Age: 57 DONALD F. CRUMRINE $0 $0(4)
2007-02-16 DONALD F. CRUMRINE (2), (3) Director, Class II Director Chairman of the Board 4 Flaherty & 301 E. Colorado Boulevard Chairman of PFD - since inception and Director of Crumrine/Claymore Suite 720 the Board and PFO - since inception Flaherty & Crumrine Preferred Securities Pasadena, CA 91101 Chief Executive Incorporated Income Fund Age: 59 Officer Incorporated and Flaherty & Crumrine/Claymore Total Return Fund Incorporated
2008-04-18 The names of each Director and Principal Officer of the Adviser is set forth below. The address of each Director and Principal Officer of the Adviser is 301 E. Colorado Boulevard, Suite 720, Pasadena, California 91101. NAME POSITION Donald F. Crumrine Director and Chairman of the Board
2009-02-24 DONALD F. CRUMRINE (1), (2) Director, CLASS II DIRECTOR Chairman of the Board 4 None 301 E. Colorado Boulevard Chairman of PFD - since inception and Director of Suite 720 the Board and PFO - since inception Flaherty & Crumrine Pasadena, CA 91101 Chief Executive CLASS III DIRECTOR Age: 61 Officer FFC - since inception FLC - since inception ... Donald F. Crumrine $ 0 $ 0 (4) Director, Chairman of the Board and Chief Executive Officer
2010-02-25 Donald F. Crumrine Age: 62 Director, Chairman of the Board and Chief Executive Officer Chairman of the Board and Director of Flaherty & Crumrine Compensation Table: $0 total compensation
2011-02-24 Donald F. Crumrine 301 E. Colorado Boulevard Suite 720 Pasadena, CA 91101 Age: 63 Director, Chairman of the Board and Chief Executive Officer Class II Director PFD since inception PFO since inception Class III Director FFC since inception FLC since inception Chairman of the Board and Director of Flaherty & Crumrine Compensation Table: $0
2012-03-06 Donald F. Crumrine - Mr. Crumrine has been the Chairman of the Boards of PFD and PFO since 2002 and Chairman of the Boards of FFC and FLC since each Fund’s inception. Mr. Crumrine has over 35 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred portfolios and associated hedges. Mr. Crumrine is actively involved in the day-to-day management of all Flaherty & Crumrine client portfolios, including those of the Funds, and directs client service and marketing efforts at Flaherty & Crumrine. The following table sets forth certain information regarding the compensation of each Fund’s Directors for the fiscal year ended November 30, 2011. No executive officer or person affiliated with a Fund received compensation from a Fund during the fiscal year ended November 30, 2011 in excess of $60,000. Directors and executive officers of the Funds do not receive pension or retirement benefits from the Funds. The following table sets forth certain information regarding the compensation of each Fund’s Directors for the fiscal year ended November 30, 2011. No executive officer or person affiliated with a Fund received compensation from a Fund during the fiscal year ended November 30, 2011 in excess of $60,000. Directors and executive officers of the Funds do not receive pension or retirement benefits from the Funds. COMPENSATION TABLE Name of Person and Position Aggregate Compensation from each Fund Total Compensation from the Funds and Fund Complex Paid to Directors* Donald F. Crumrine $0 $0 (4) Director, Chairman of the Board and Chief Executive Officer
2013-03-07 Donald F. Crumrine - Director, Chairman of the Board and Chief Executive Officer. Age: 65. Chairman of the Boards of PFD and PFO since 2002 and Chairman of the Boards of FFC and FLC since each Fund's inception. Mr. Crumrine is considered an interested person because of his affiliation with Flaherty & Crumrine. Total compensation: $0.
2014-03-21 Donald F. Crumrine - Director, Chairman of the Board and Chief Executive Officer - Interested Director - Age: 66 - Total compensation $0
2015-03-09 Donald F. Crumrine - Mr. Crumrine has been the Chairman of the Boards of PFD and PFO since 2002 and Chairman of the Boards of FFC, FLC and DFP since each Fund’s inception. Mr. Crumrine has over 37 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. Mr. Crumrine is a portfolio manager of the Funds, and also assists in client service and marketing efforts at Flaherty & Crumrine.

Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC

Filing Date Source Excerpt
2002-02-08 DONALD F. CRUMRINE Director, Chief Financial Officer, Chief Accounting Officer, Vice President and Secretary Chairman of the Board and Director of Flaherty & Crumrine.
2003-02-21 DONALD F. CRUMRINE (1)(2) Director, Class II Director Chairman of the Board 3 -- and previously held other officerships of Flaherty & Crumrine; Director of Flaherty & Crumrine
2004-02-06 DONALD F. CRUMRINE Director, Chairman of the Board and Chief Executive Officer Chairman of the Board and Director of Flaherty & Crumrine
2005-02-17 Donald F. Crumrine - Chairman of the Board and Director of Flaherty & Crumrine.
2006-02-21 Donald F. Crumrine - Chairman of the Board and CEO of Flaherty & Crumrine Incorporated; no indication of software or programming background.
2007-02-16 Donald F. Crumrine - Chairman of the Board and Director of Flaherty & Crumrine Incorporated
2008-02-19 Donald F. Crumrine - Chairman of the Board and Director of Flaherty & Crumrine
2008-04-18 The names of each Director and Principal Officer of the Adviser is set forth below. The address of each Director and Principal Officer of the Adviser is 301 E. Colorado Boulevard, Suite 720, Pasadena, California 91101. NAME POSITION Donald F. Crumrine Director and Chairman of the Board
2009-02-25 Donald F. Crumrine - Chairman of the Board and Director of Flaherty & Crumrine
2010-02-25 Chairman of the Board and Director of Flaherty & Crumrine
2011-02-24 Mr. Crumrine has over 35 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, focusing on managing preferred portfolios and associated hedges.
2012-03-06 Mr. Crumrine has over 35 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred portfolios and associated hedges.
2013-03-07 Mr. Crumrine has over 36 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges.
2014-03-21 Mr. Crumrine has over 36 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges.
2015-03-09 Mr. Crumrine has over 37 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. Mr. Crumrine is a portfolio manager of the Funds, and also assists in client service and marketing efforts at Flaherty & Crumrine.

Data sourced from SEC filings. Last updated: 2025-12-06