Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2002-02-08 | DONALD F. CRUMRINE (1)(2) Director, Chief Class II Director Chairman of the Board 2 -- Age: 54 ... DONALD F. CRUMRINE $0 $0 (2) Director, Chief Financial Officer, Chief Accounting Officer, Vice President and Secretary |
| 2003-02-21 | DONALD F. CRUMRINE (1)(2) Director, Class II Director Chairman of the Board 3 -- 301 E. Colorado Boulevard Chairman of PFD - since 1991 and previously held other Suite 720 the Board and PFO - since 1992 officerships of Flaherty & Pasadena, CA 91101 Chief Executive Crumrine; Director of Age: 55 Officer Flaherty & Crumrine The following table sets forth certain information regarding the compensation of each Fund's Directors for the fiscal year ended November 30, 2002. DONALD F. CRUMRINE $0 $0 (2) Director, Chairman of the Board and Chief Executive Officer |
| 2005-02-17 | DONALD F. CRUMRINE (1),(3) Director, Chairman of the Board and Chief Executive Officer 301 E. Colorado Boulevard PFD - since inception 4 Director, Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated Suite 720 Chairman of the Board and Chief Executive Officer Pasadena, CA 91101 PFO - since inception Age: 57 DONALD F. CRUMRINE $0 $0(4) |
| 2007-02-16 | DONALD F. CRUMRINE (2), (3) Director, Class II Director Chairman of the Board 4 Flaherty & 301 E. Colorado Boulevard Chairman of PFD - since inception and Director of Crumrine/Claymore Suite 720 the Board and PFO - since inception Flaherty & Crumrine Preferred Securities Pasadena, CA 91101 Chief Executive Incorporated Income Fund Age: 59 Officer Incorporated and Flaherty & Crumrine/Claymore Total Return Fund Incorporated |
| 2008-04-18 | The names of each Director and Principal Officer of the Adviser is set forth below. The address of each Director and Principal Officer of the Adviser is 301 E. Colorado Boulevard, Suite 720, Pasadena, California 91101. NAME POSITION Donald F. Crumrine Director and Chairman of the Board |
| 2009-02-24 | DONALD F. CRUMRINE (1), (2) Director, CLASS II DIRECTOR Chairman of the Board 4 None 301 E. Colorado Boulevard Chairman of PFD - since inception and Director of Suite 720 the Board and PFO - since inception Flaherty & Crumrine Pasadena, CA 91101 Chief Executive CLASS III DIRECTOR Age: 61 Officer FFC - since inception FLC - since inception ... Donald F. Crumrine $ 0 $ 0 (4) Director, Chairman of the Board and Chief Executive Officer |
| 2010-02-25 | Donald F. Crumrine Age: 62 Director, Chairman of the Board and Chief Executive Officer Chairman of the Board and Director of Flaherty & Crumrine Compensation Table: $0 total compensation |
| 2011-02-24 | Donald F. Crumrine 301 E. Colorado Boulevard Suite 720 Pasadena, CA 91101 Age: 63 Director, Chairman of the Board and Chief Executive Officer Class II Director PFD since inception PFO since inception Class III Director FFC since inception FLC since inception Chairman of the Board and Director of Flaherty & Crumrine Compensation Table: $0 |
| 2012-03-06 | Donald F. Crumrine - Mr. Crumrine has been the Chairman of the Boards of PFD and PFO since 2002 and Chairman of the Boards of FFC and FLC since each Fund’s inception. Mr. Crumrine has over 35 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred portfolios and associated hedges. Mr. Crumrine is actively involved in the day-to-day management of all Flaherty & Crumrine client portfolios, including those of the Funds, and directs client service and marketing efforts at Flaherty & Crumrine. The following table sets forth certain information regarding the compensation of each Fund’s Directors for the fiscal year ended November 30, 2011. No executive officer or person affiliated with a Fund received compensation from a Fund during the fiscal year ended November 30, 2011 in excess of $60,000. Directors and executive officers of the Funds do not receive pension or retirement benefits from the Funds. The following table sets forth certain information regarding the compensation of each Fund’s Directors for the fiscal year ended November 30, 2011. No executive officer or person affiliated with a Fund received compensation from a Fund during the fiscal year ended November 30, 2011 in excess of $60,000. Directors and executive officers of the Funds do not receive pension or retirement benefits from the Funds. COMPENSATION TABLE Name of Person and Position Aggregate Compensation from each Fund Total Compensation from the Funds and Fund Complex Paid to Directors* Donald F. Crumrine $0 $0 (4) Director, Chairman of the Board and Chief Executive Officer |
| 2013-03-07 | Donald F. Crumrine - Director, Chairman of the Board and Chief Executive Officer. Age: 65. Chairman of the Boards of PFD and PFO since 2002 and Chairman of the Boards of FFC and FLC since each Fund's inception. Mr. Crumrine is considered an interested person because of his affiliation with Flaherty & Crumrine. Total compensation: $0. |
| 2014-03-21 | Donald F. Crumrine - Director, Chairman of the Board and Chief Executive Officer - Interested Director - Age: 66 - Total compensation $0 |
| 2015-03-09 | Donald F. Crumrine - Mr. Crumrine has been the Chairman of the Boards of PFD and PFO since 2002 and Chairman of the Boards of FFC, FLC and DFP since each Funds inception. Mr. Crumrine has over 37 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. Mr. Crumrine is a portfolio manager of the Funds, and also assists in client service and marketing efforts at Flaherty & Crumrine. |
| Filing Date | Source Excerpt |
|---|---|
| 2002-02-08 | DONALD F. CRUMRINE (1)(2) Director, Chief Class II Director Chairman of the Board 2 -- 301 E. Colorado Boulevard Financial PFD - since 1991 and Director of Suite 720 Officer, Chief PFO - since 1992 Flaherty &~Crumrine. Pasadena, CA 91101 Accounting Officer, Age: 54 Vice President and Secretary |
| 2003-02-21 | DONALD F. CRUMRINE (1)(2) Director, Class II Director Chairman of the Board 3 -- 301 E. Colorado Boulevard Chairman of PFD - since 1991 and previously held other Suite 720 the Board and PFO - since 1992 officerships of Flaherty & Pasadena, CA 91101 Chief Executive Crumrine; Director of Age: 55 Officer Flaherty & Crumrine |
| 2004-02-06 | DONALD F. CRUMRINE Director, Chairman of the Board and Chief Executive Officer PFD - since 1991 PFO - since 1992 Age: 56 Chairman of the Board and Director of Flaherty & Crumrine ... COMPENSATION TABLE ... DONALD F. CRUMRINE $0 $0 |
| 2005-02-17 | DONALD F. CRUMRINE (1),(3) Director, Chairman of the Board and Chief Executive Officer 301 E. Colorado Boulevard the Board and PFD - since inception Chairman of the Board and Director of Flaherty & Crumrine Suite 720 Chief Executive Crumrine Pasadena, CA 91101 Officer PFO - since inception Age: 57 Each Director of each Fund who is not a director, officer or employee of Flaherty & Crumrine or any of their affiliates receives a fee of $9,000 per annum plus $500 for each in-person meeting attended, and $150 for each telephone meeting attended. The aggregate remuneration paid to the Directors of each Fund for the fiscal year ended November 30, 2004 is set forth below: DONALD F. CRUMRINE $0 $0(4) |
| 2007-02-16 | DONALD F. CRUMRINE (2), (3) Director, Class II Director Chairman of the Board 4 Flaherty & 301 E. Colorado Boulevard Chairman of PFD - since inception and Director of Crumrine/Claymore Suite 720 the Board and PFO - since inception Flaherty & Crumrine Preferred Securities Pasadena, CA 91101 Chief Executive Incorporated Income Fund Age: 59 Officer Incorporated and Flaherty & Crumrine/Claymore Total Return Fund Incorporated |
| 2008-02-19 | DONALD F. CRUMRINE (1), (2) Director, CLASS II DIRECTOR Chairman of the Board 4 None 301 E. Colorado Boulevard Chairman of PFD - since inception and Director of Suite 720 the Board and PFO - since inception Flaherty & Crumrine Pasadena, CA 91101 Chief Executive CLASS III DIRECTOR Age: 60 Officer FFC - since inception FLC - since inception |
| 2008-04-18 | Donald F. Crumrine Director and Chairman of the Board |
| 2009-02-25 | DONALD F. CRUMRINE (1), (2) Director, CLASS II DIRECTOR Chairman of the Board 4 None 301 E. Colorado Boulevard Chairman of PFD - since inception and Director of Suite 720 the Board and PFO - since inception Flaherty & Crumrine Pasadena, CA 91101 Chief Executive CLASS III DIRECTOR Age: 61 Officer FFC - since inception FLC - since inception |
| 2010-02-25 | Donald F. Crumrine Age: 62 Director, Chairman of the Board and Chief Executive Officer Class II Director PFD since inception Class III Director FFC and FLC since inception Chairman of the Board and Director of Flaherty & Crumrine Total compensation: $0 |
| 2011-02-24 | Donald F. Crumrine 301 E. Colorado Boulevard Suite 720 Pasadena, CA 91101 Age: 63 Director, Chairman of the Board and Chief Executive Officer Class II Director PFD – since inception PFO – since inception Class III Director FFC – since inception FLC – since inception Chairman of the Board and Director of Flaherty & Crumrine COMPENSATION TABLE: Donald F. Crumrine Director, Chairman of the Board and Chief Executive Officer $0 $0 (4) |
| 2012-03-06 | Donald F. Crumrine - Mr. Crumrine has been the Chairman of the Boards of PFD and PFO since 2002 and Chairman of the Boards of FFC and FLC since each Fund’s inception. Mr. Crumrine has over 35 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred portfolios and associated hedges. Mr. Crumrine is actively involved in the day-to-day management of all Flaherty & Crumrine client portfolios, including those of the Funds, and directs client service and marketing efforts at Flaherty & Crumrine. Each Director of each Fund who is not a director, officer or employee of Flaherty & Crumrine or any of its affiliates receives from each Fund a fee of $9,000 per annum plus $750 for each in-person Board of Directors or Audit Committee meeting attended, $500 for each in-person Nominating Committee meeting attended, and $250 for each telephone meeting attended. The aggregate remuneration paid to the Directors of each Fund for the fiscal year ended November 30, 2011 is set forth below: Donald F. Crumrine $0. |
| 2013-03-07 | Donald F. Crumrine - Director, Chairman of the Board and Chief Executive Officer, Age: 65. Mr. Crumrine has been Chairman of the Boards since inception and is an interested person of the Funds. Compensation Table shows $0 total compensation from the Funds. |
| 2014-03-21 | Donald F. Crumrine - Director, Chairman of the Board and Chief Executive Officer, Interested Director, Age: 66, Chairman of the Boards of PFD and PFO since 2002 and FFC, FLC and DFP since inception. Co-founder of Flaherty & Crumrine. Total compensation $0. |
| 2015-03-09 | Donald F. Crumrine - Mr. Crumrine has been the Chairman of the Boards of PFD and PFO since 2002 and Chairman of the Boards of FFC, FLC and DFP since each Funds inception. Mr. Crumrine has over 37 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. Mr. Crumrine is a portfolio manager of the Funds, and also assists in client service and marketing efforts at Flaherty & Crumrine. Director, Chairman of the Board and Chief Executive Officer |
| Filing Date | Source Excerpt |
|---|---|
| 2004-02-17 | DONALD F. CRUMRINE Director, Chairman of the Board and Chief Executive Officer Chairman of the Board and Director of Flaherty & Crumrine |
| 2005-02-17 | DONALD F. CRUMRINE Director, Chairman of the Board and Chief Executive Officer Chairman of the Board and Director of Flaherty & Crumrine. |
| 2006-02-21 | Chairman of the Board and Director of Flaherty & Crumrine Incorporated |
| 2007-02-16 | Donald F. Crumrine (2), (3) Director, Chairman of the Board and Chief Executive Officer Class III Director FFC - since inception FLC - since inception Chairman of the Board and Director of Flaherty & Crumrine Incorporated |
| 2008-02-19 | Donald F. Crumrine - Chairman of the Board and Director of Flaherty & Crumrine |
| 2009-02-25 | Donald F. Crumrine - Chairman of the Board and Director of Flaherty & Crumrine |
| 2010-02-25 | Donald F. Crumrine - Chairman of the Board and Chief Executive Officer of Flaherty & Crumrine |
| 2011-02-24 | Mr. Crumrine has over 35 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, focusing on managing preferred portfolios and associated hedges. |
| 2012-03-06 | Mr. Crumrine has over 35 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred portfolios and associated hedges. |
| 2013-03-07 | Mr. Crumrine has over 36 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. |
| 2014-03-21 | Mr. Crumrine has over 36 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983 and is actively involved in the day-to-day management of client portfolios. |
| 2015-03-09 | Mr. Crumrine has over 37 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-02-17 | Donald F. Crumrine - Chairman of the Board and Director of Flaherty & Crumrine; considered an interested person due to affiliation with the Adviser. |
| 2005-02-17 | DONALD F. CRUMRINE Director, Chairman of the Board and Chief Executive Officer Chairman of the Board and Director of Flaherty & Crumrine. |
| 2006-02-21 | Chairman of the Board and Director of Flaherty & Crumrine Incorporated |
| 2007-02-16 | Donald F. Crumrine Director, Chairman of the Board and Chief Executive Officer Chairman of the Board and Director of Flaherty & Crumrine Incorporated |
| 2008-02-19 | Donald F. Crumrine - Chairman of the Board and Director of Flaherty & Crumrine |
| 2009-02-25 | Donald F. Crumrine - Chairman of the Board and Director of Flaherty & Crumrine |
| 2010-02-25 | Chairman of the Board and Chief Executive Officer of Flaherty & Crumrine |
| 2011-02-24 | Mr. Crumrine has over 35 years of experience managing portfolios of preferred securities and co-founded Flaherty & Crumrine. |
| 2012-03-06 | Mr. Crumrine has over 35 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred portfolios and associated hedges. |
| 2013-03-07 | Mr. Crumrine has over 36 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. |
| 2014-03-21 | Mr. Crumrine has over 36 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. Mr. Crumrine is actively involved in the day-to-day management of all Flaherty & Crumrine client portfolios, including those of the Funds, and directs client service and marketing efforts at Flaherty & Crumrine. |
| 2015-03-09 | Mr. Crumrine has over 37 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. Mr. Crumrine is a portfolio manager of the Funds, and also assists in client service and marketing efforts at Flaherty & Crumrine. |
Data sourced from SEC filings. Last updated: 2026-02-03