Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2005-01-31 | Dr. Riordan Roett Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2005-09-02 | Dr. Riordan Roett - Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University |
| 2006-01-11 | Dr. Riordan Roett - Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2007-01-25 | Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2008-02-07 | Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University |
| 2009-01-16 | Dr. Riordan Roett - Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2010-04-01 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2011-04-01 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2012-03-02 | Dr. Roett, The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies |
| 2014-02-25 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2017-03-08 | The Sarita and Don Johnston Professor of Political Science and Director of Latin American Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973). |
| 2018-03-07 | Dr. Riordan Roett Director and Member of Audit, Nominating, Compensation, Pricing and Valuation Committees Since 2003 The Sarita and Don Johnston Professor of Political Science and Director of Latin American Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| Filing Date | Source Excerpt |
|---|---|
| 2005-02-01 | Dr. Riordan Roett Director and Since Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2005-09-02 | Dr. Riordan Roett - Director since 2002; Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University |
| 2006-01-11 | Dr. Riordan Roett - Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2007-01-25 | Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2008-02-07 | Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2009-01-16 | Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2010-01-28 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2011-04-01 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2013-03-27 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2014-03-26 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2016-04-01 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2017-03-31 | The Sarita and Don Johnston Professor of Political Science and Director of Latin American Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973). |
| 2018-03-29 | The Sarita and Don Johnston Professor of Political Science and Director of Latin American Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University |
| Filing Date | Source Excerpt |
|---|---|
| 2004-07-30 | Dr. Riordan Roett Director and Since Professor and Director, 32 The Latin America Equity The Johns Hopkins University Member of 2003 Latin American Studies Fund, Inc. 1710 Massachusetts Ave., NW Audit and Program, Paul H. Nitze Washington, D.C. 20036 Nominating School of Advanced Age: 65 Committees International Studies, The Johns Hopkins University. |
| 2005-07-28 | Dr. Riordan Roett, Director and Member of Audit and Nominating Committees, Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2005-09-02 | Dr. Riordan Roett - Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University |
| 2006-08-08 | Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2007-08-16 | Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2008-08-27 | Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2010-08-24 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2011-08-22 | Dr. Riordan Roett - Professor of Political Science and Director of Western Hemisphere Studies, Johns Hopkins University; expertise in Latin and South American societies and economies. |
| 2013-08-23 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2014-08-27 | Dr. Roett, expertise in Latin and South American societies and economies and academic leadership experience |
| 2015-08-28 | The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. |
| 2016-09-01 | The Sarita and Don Johnston Professor of Political Science and Director of Latin American Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2017-08-29 | Dr. Riordan Roett - Professor of Political Science and Director of Latin American Studies at Johns Hopkins University. |
| Filing Date | Source Excerpt |
|---|---|
| 2007-01-31 | Dr. Riordan RoettThe Johns Hopkins University1740 Massachusetts Ave., NWWashington, DC 20036Birth year: 1938 Director Since 2007 Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. 34 None Only the Independent Directors receive remuneration from the Fund for acting as a Director. Aggregate fees and expenses (including reimbursement for travel and out-of-pocket expenses) of $32,536 were paid to such Directors by the Fund during the calendar year ended December 31, 2005. Fees for the Independent Directors, who also serve as board members of certain other funds sponsored by or affiliated with Legg Mason, are currently set at $60,000 per annum plus a per meeting fee of $2,500 with respect to in-person meetings and $100 for each telephone meeting. |
| 2008-02-07 | Dr. Riordan Roettc/o Chairman of the Fund620 Eighth Avenue 6th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. Aggregate Compensation: $9,573 for fiscal year ended 9/30/07. |
| 2008-12-23 | Dr. Riordan Roettc/o Chairman of the Fund,Legg Mason,620 Eighth Avenue 69th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Aggregate Compensation from the Fund for Fiscal Year Ended 09/30/08: $13,874 |
| 2009-12-31 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/08: $215,000 |
| 2010-12-29 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) Aggregate Compensation: $203,000 |
| 2011-12-29 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) Total Compensation: $213,500 |
| 2013-12-20 | Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 31 None |
| 2016-12-22 | Dr. Riordan Roett Birth year: 1938 Director and Member of Audit, Nominating, Compensation, Pricing and Valuation Committees Since 2007 ... Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/15 ($) 278,000 |
| 2017-12-22 | Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit, Nominating, Compensation, Pricing and Valuation Committees Since 2007 ... Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/16 ($) 281,000 |
| Filing Date | Source Excerpt |
|---|---|
| 2009-03-16 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/08: $215,000 |
| 2011-03-03 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 24 None |
| 2012-03-02 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co. LLC("Legg Mason & Co.")620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) None 3,752 0 191,625 |
| 2013-02-27 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 29 None ...The Fund's Audit Committee is composed entirely of all of the Independent Directors: Mses. Colman and Kamerick and Messrs. Cronin, Cucchi, Gelb, Hutchinson, Roett and Salacuse. Mr. Hutchinson serves as the Chair of the Audit Committee and has been determined by the Board to be an "audit committee financial expert."...The Fund's Nominating Committee, the principal function of which is to select and nominate candidates for election as Directors of the Fund, is composed of all of the Independent Directors: Mses. Colman and Kamerick and Messrs. Cronin, Cucchi, Gelb, Hutchinson, Roett and Salacuse...The following table provides information concerning the compensation paid to each Director by the Fund during the fiscal year ended November 30, 2012 and the total compensation paid to each Director during the calendar year ended December 31, 2012...Dr. Riordan Roett $0 $3,205 $211,633 |
| 2018-02-23 | Dr. Riordan Roett Birth year: 1938 Director and Member of Audit, Nominating, Compensation, Pricing and Valuation Committees Since 2007 ... The following table provides information concerning the compensation paid to each Director by the Fund during the fiscal year ended November 30, 2017 ... Dr. Riordan Roett 4,398 0 279,000 |
| Filing Date | Source Excerpt |
|---|---|
| 2007-08-16 | Dr. Riordan Roett The Johns Hopkins University 1740 Massachusetts Ave., NW Washington, D.C. 20036 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. During the fiscal year ended May 31, 2007, each Director who was not a director, officer, partner, co-partner or employee of Legg Mason, or any affiliate thereof, received $6,000 per annum plus $750 per in-person Board meeting and $300 per telephonic Board meeting attended. Officers of the Fund are compensated by Legg Mason. Aggregate fees and expenses (including reimbursement for travel and out-of-pocket expenses) of $15,909 were paid to such Directors by the Fund during the year ended December 31, 2006. The following table provides information concerning the compensation paid to each Director during the fiscal year ended May 31, 2007. Dr. Riordan Roett 4,730 208,000 |
| 2008-08-27 | Dr. Riordan RoettThe Johns Hopkins University1740 Massachusetts Ave., NWWashington, D.C. 20036Birth year: 1938 Director and Member of Audit and Nominating Committees Since2007 Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University. 19,252 |
| 2009-08-12 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1993) 21 None ...The Fund's Audit Committee is composed of all Directors who have been determined not to be "interested persons" of the Fund, LMPFA, Western Asset or their affiliates within the meaning of the 1940 Act, and who are "independent" as defined in the New York Stock Exchange listing standards. Currently, the Audit Committee is composed of Ms. Colman and Messrs. Cronin, Cucchi, Gelb, Hutchinson, Roett and Salacuse...The Fund's Corporate Governance and Nominating Committee (the "Nominating Committee"), the principal function of which is to select and nominate candidates for election as Directors of the Fund, is currently composed of Ms. Colman and Messrs. Cronin, Cucchi, Gelb, Hutchinson, Roett and Salacuse...The following table provides information concerning the compensation paid to each Director by the Fund during the fiscal year ended May 31, 2009 and the total compensation paid to each Director during the calendar year ended December 31, 2008...Dr. Riordan Roett $0 29,639 $215,000 |
| 2010-08-24 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/09: $203,000 |
| 2012-08-27 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 28 None ...The Fund's Audit Committee is composed entirely of all of the Independent Directors: Ms. Colman and Messrs. Cronin, Cucchi, Gelb, Hutchinson, Roett and Salacuse...The Fund's Nominating Committee...is composed of all of the Independent Directors: Ms. Colman and Messrs. Cronin, Cucchi, Gelb, Hutchinson, Roett and Salacuse...The following table provides information concerning the compensation paid to each Director by the Fund during the fiscal year ended May 31, 2012 and the total compensation paid to each Director during the calendar year ended December 31, 2011...Dr. Riordan Roett...$191,625... |
| 2013-08-23 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/12: $211,633 |
| 2015-08-28 | Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 31 None |
| 2016-09-01 | Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit, Nominating, Compensation and Pricing and Valuation Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Latin American Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 29 None |
| 2018-08-28 | Dr. Riordan Roett Birth year: 1938 Director and Member of Audit, Nominating, Compensation and Pricing and Valuation Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Latin American Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 25 None |
| Filing Date | Source Excerpt |
|---|---|
| 2010-01-28 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) Aggregate Compensation from the Fund for Fiscal Year Ended 10/31/09: $6,493 Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/08: $215,000 |
| 2013-01-25 | Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 29 None ...The following table provides information concerning the compensation paid to each Director by the Fund during the fiscal year ended October 31, 2012 and the total compensation paid to each Director during the calendar year ended December 31, 2012...Dr. Riordan Roett 3,368 211,633 |
| 2014-01-27 | Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 31 None ... The following table provides information concerning the compensation paid to each Director by the Fund during the fiscal year ended October 31, 2013 and the total compensation paid to each Director during the calendar year ended December 31, 2013. ... Dr. Riordan Roett $3,093 $210,381 |
| 2015-02-03 | Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) Aggregate Compensation from the Fund for Fiscal Year Ended 10/31/14: $3,093 Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/14: $231,674 |
| 2016-01-29 | Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 31 None |
| 2017-01-27 | Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit, Nominating, Compensation, Pricing and Valuation Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) |
| 2018-01-23 | Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit, Nominating, Compensation, Pricing and Valuation Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 25 None |
| 2019-01-15 | Dr. Riordan Roett retired from the Board of Directors, effective December 31, 2018. Compensation paid to each Director during the calendar year ended December 31, 2018 was $275,000. |
Data sourced from SEC filings. Last updated: 2026-02-03