E. HAN KIM - Corporate Board Profile

JAPAN SMALLER CAPITALIZATION FUND INC

Filing Date	Source Excerpt
2010-10-21	Mr. E. Han Kim has been nominated by the Board to serve as a Class I Director for a term expiring at the Annual Meeting of Shareholders to be held in 2013 and until his successor is duly elected and qualifies. The nominee, who is not currently a Director of the Fund, has indicated an intention to serve if elected and has consented to being named in this Proxy Statement.
2011-10-13	E. Han Kim (65)* Ross School of Business University of Michigan 701 Tappan Street Ann Arbor, Michigan 48109 Class I Director Director since 2010 Professor of Business Administration, Ross Business School, University of Michigan, since 1984; Advisor to CEO of Taubman Company since 2009; Advisor to CEO of POSCO from 2008 to 2009. Mr. Kim is a director of Korea Equity Fund, Inc. for which NAM-U.S.A. acts as manager and NAM acts as investment adviser and is a member of the Audit, Nominating, and Governance and Compliance Committees of Korea Equity Fund, Inc. and of the Fund. The following table sets forth for the periods indicated compensation (not including expense reimbursements) paid by the Fund to its Directors and the aggregate compensation paid to the Directors by all U.S. registered investment companies managed by NAM-U.S.A. or advised by NAM: E. Han Kim $1,000 None $5,500
2012-10-12	E. Han Kim (65)* ... Class I Director ... Director since 2010 ... Mr. Kim is a member of the Audit, Nominating, and Governance and Compliance Committees ... The Fund pays each Independent Director such Director’s actual out-of-pocket expenses relating to attendance at meetings. Such fees and expenses aggregated $113,650 for the fiscal year ended February 29, 2012. ... The following table sets forth for the periods indicated compensation (not including expense reimbursements) paid by the Fund to its Directors ... E. Han Kim $22,000.
2013-10-11	Mr. Kim is a director of Korea Equity Fund, Inc., for which Nomura Asset Management U.S.A. Inc. ("NAM-U.S.A.") serves as manager and Nomura Asset Management Co., Ltd. ("NAM") acts as investment adviser. Mr. Kim is a member of the Audit, Nominating, and Governance and Compliance Committees of Korea Equity Fund, Inc. and the Fund.
2014-10-17	E. Han Kim (68)* ... Class I Director ... Director since 2010 ... Each Class I Director is also a director of Korea Equity Fund, Inc., for which NAM-U.S.A. serves as manager and NAM acts as investment adviser, and is a member of the Audit, Nominating,and Governance and Compliance Committees of Korea Equity Fund, Inc. and the Fund ... The following table sets forth for the periods indicated compensation (not including expense reimbursements) paid by the Fund to its Directors ... E. Han Kim ... 21,500.
2015-10-15	E. Han Kim (69)* Worldwide Plaza 309 West 49th Street New York, New York 10019-7316 Class I Director Director since 2010 Everett E. Berg Professor of Business Administration and Director of Mitsui Financial Research Center at Ross Business School, University of Michigan since 1980; Advisor to CEO of Taubman Company since 2009; Non-executive Chair of the Board of Korea Telecom (KT) from 2009-2014. * Each Class I Director is also a director of Korea Equity Fund, Inc., for which NAM-U.S.A. serves as manager and NAM acts as investment adviser, and is a member of the Audit, Nominating,and Governance and Compliance Committees of Korea Equity Fund, Inc. and the Fund. For the fiscal year ended February 28, 2015, the Fund paid each Independent Director an annual fee of $12,000 plus $1,500 per meeting attended or $1,000 per telephone meeting attended, together with such Director’s actual expenses related to attendance at meetings. Such fees and expenses for Independent Directors for the fiscal year ended February 28, 2015 totaled $99,110.
2016-10-13	E. Han Kim (70)* Worldwide Plaza 309 West 49th Street New York, New York 10019-7316 Class I Director Director since 2010 Everett E. Berg Professor of Business Administration and Director of Mitsui Financial Research Center at Ross Business School, University of Michigan since 1980; Advisor to CEO of Taubman-Asia from 2009-2016; Non-executive Chair of the Board of Korea Telecom (KT) from 2009-2014. Each Class I Director is also a Director of Korea Equity Fund, Inc., for which NAM-U.S.A. acts as manager and Nomura Asset Management Co., Ltd. ("NAM") acts as investment adviser, and is a member of the Audit, Nominating, and Governance and Compliance Committees of Korea Equity Fund, Inc. and the Fund.
2017-10-13	E. Han Kim is a Class I Director since 2010. Each Class I Director is a member of the Audit, Nominating, and Governance and Compliance Committees of the Fund.
2018-10-05	E. Han Kim (72)* Worldwide Plaza 309 West 49th Street New York, New York 10019-7316 Class I Director Director since 2010 Everett E. Berg Professor of Business Administration and Director of Mitsui Financial Research Center at Ross Business School, University of Michigan since 1980; Advisor to CEO of Taubman Asia from 2009-2016; Non-executive Chair of the Board of Korea Telecom (KT) from 2009-2014. Each Class I Director is a member of the Audit, Nominating, and Governance and Compliance Committees of the Fund. For the fiscal year ended February 28, 2018, the Fund paid each Independent Director an annual fee of $17,000 plus $2,000 per in-person meeting attended, together with such Director’s actual expenses related to attendance at meetings. In addition, the Fund paid each Independent Director $1,000 per telephone meeting attended. Such fees and expenses for Independent Directors for the fiscal year ended February 28, 2018 totaled $130,525. The following table sets forth for the periods indicated compensation (not including expense reimbursements) paid by the Fund to its Directors and the aggregate compensation paid to the Directors by all U.S. registered investment companies managed by NAM-U.S.A. or advised by NAM: E. Han Kim 26,000 None 43,500
2019-10-11	E. Han Kim (73)* Worldwide Plaza 309 West 49th Street New York, New York 10019-7316 Director 2010 Everett E. Berg Professor of Business Administration and Director of Mitsui Financial Research Center at Ross Business School, University of Michigan since 1980; Advisor to CEO of Taubman Asia from 2009-2016; Non-executive Chair of the Board of Korea Telecom (KT) from 2009-2014. Each Director is a member of the Audit, Nominating, and Governance and Compliance Committees of the Fund.
2020-10-13	E. Han Kim (74)* Worldwide Plaza 309 West 49th Street New York, New York 10019-7316 Director 2010 Everett E. Berg Professor of Business Administration at Ross Business School, University of Michigan since 1980; Director of Mitsui Financial Research Center from 1990-2020; Advisor to CEO of Taubman Asia from 2009-2016. One registered investment company consisting of one portfolio None * Each Director is a member of the Audit, Nominating, and Governance and Compliance Committees of the Fund.