E. WAYNE NORDBERG - Corporate Board Profile

ANNALY CAPITAL MANAGEMENT INC

Filing Date	Source Excerpt
2012-04-12	E. Wayne Nordberg, age 73, was elected on May 27, 2005 to serve as a director. ... The members of our compensation committee are Jonathan D. Green, E. Wayne Nordberg and Donnell A. Segalas. ... The members of our audit committee are Kevin P. Brady, Jonathan D. Green, Michael Haylon and E. Wayne Nordberg. ... The members of our nominating/corporate governance committee are Kevin P. Brady, Michael Haylon, E. Wayne Nordberg and Donnell A. Segalas. ... Director compensation for E. Wayne Nordberg for 2011 was $104,000.
2013-04-10	E. Wayne Nordberg, age 74, was elected on May 27, 2005 to serve as a director and is Chair of the compensation committee. He serves on Audit and Nominating/Corporate Governance committees. Director compensation for 2012 was $106,000.
2014-04-09	E. Wayne Nordberg was elected in May 2005 to serve as a director and is chair of the nominating/corporate governance committee. Since 2008 he has served as Chairman of Hollow Brook Wealth Management LLC, a SEC registered investment advisor, which manages or advises $1.7 billion of investment assets, including the Lafayette College Endowment Fund. From January 2003 to November 2008, Mr. Nordberg served as a senior director of Ingalls & Snyder LLC, an NYSE member and registered investment advisor. From 1998 to June 2002, Mr. Nordberg served as Vice Chairman of the board of KBW Asset Management, Inc., an affiliate of Keefe, Bruyette, & Woods, Inc., a registered investment advisor. From 1988 to 1998, he served in various capacities for Lord, Abbett & Co., a mutual fund company, including partner and director of their family of funds. Mr. Nordberg received his B.A. from Lafayette College, where he is a trustee emeritus. He is a member of the Financial Analysts Federation and The New York Society of Security Analysts and is a trustee of the Atlantic Salmon Federation, The American Museum of Fly Fishing, The Anglers’ Club of New York, Glynwood Center and Yellowstone Park Foundation. Mr. Nordberg also serves on the Investment Committee of The Jackson Laboratory and the National Wildlife Federation Endowment Fund. Mr. Nordberg is also a director of PetroQuest Energy, Inc.and Reaves Utility Income Fund, both NYSE-listed companies.
2015-04-09	E. Wayne Nordberg was elected in May 2004 to serve as a Director and is Chair of the Nominating/Corporate Governance Committee.
2016-04-12	E. Wayne Nordberg Age 77 Chairman Committees: NCG (Chair), Compensation Compensation: $254,000
2017-04-11	E. Wayne Nordberg, 78, Chairman, Hollow Brook Wealth Management, LLC, Independent, Committees: NCG (Chair), Compensation, Compensation paid: $257,000
2018-04-10	E. Wayne Nordberg, 79, Chairman, Committees: Audit, Compensation, NCG. Director Compensation Table shows total compensation of $257,000.

Filing Date

Source Excerpt

2012-04-12

E. Wayne Nordberg, age 73, was elected on May 27, 2005 to serve as a director. ... The members of our compensation committee are Jonathan D. Green, E. Wayne Nordberg and Donnell A. Segalas. ... The members of our audit committee are Kevin P. Brady, Jonathan D. Green, Michael Haylon and E. Wayne Nordberg. ... The members of our nominating/corporate governance committee are Kevin P. Brady, Michael Haylon, E. Wayne Nordberg and Donnell A. Segalas. ... Director compensation for E. Wayne Nordberg for 2011 was $104,000.

2013-04-10

E. Wayne Nordberg, age 74, was elected on May 27, 2005 to serve as a director and is Chair of the compensation committee. He serves on Audit and Nominating/Corporate Governance committees. Director compensation for 2012 was $106,000.

2014-04-09

E. Wayne Nordberg was elected in May 2005 to serve as a director and is chair of the nominating/corporate governance committee. Since 2008 he has served as Chairman of Hollow Brook Wealth Management LLC, a SEC registered investment advisor, which manages or advises $1.7 billion of investment assets, including the Lafayette College Endowment Fund. From January 2003 to November 2008, Mr. Nordberg served as a senior director of Ingalls & Snyder LLC, an NYSE member and registered investment advisor. From 1998 to June 2002, Mr. Nordberg served as Vice Chairman of the board of KBW Asset Management, Inc., an affiliate of Keefe, Bruyette, & Woods, Inc., a registered investment advisor. From 1988 to 1998, he served in various capacities for Lord, Abbett & Co., a mutual fund company, including partner and director of their family of funds. Mr. Nordberg received his B.A. from Lafayette College, where he is a trustee emeritus. He is a member of the Financial Analysts Federation and The New York Society of Security Analysts and is a trustee of the Atlantic Salmon Federation, The American Museum of Fly Fishing, The Anglers’ Club of New York, Glynwood Center and Yellowstone Park Foundation. Mr. Nordberg also serves on the Investment Committee of The Jackson Laboratory and the National Wildlife Federation Endowment Fund. Mr. Nordberg is also a director of PetroQuest Energy, Inc.and Reaves Utility Income Fund, both NYSE-listed companies.

2015-04-09

E. Wayne Nordberg was elected in May 2004 to serve as a Director and is Chair of the Nominating/Corporate Governance Committee.

2016-04-12

E. Wayne Nordberg Age 77 Chairman Committees: NCG (Chair), Compensation Compensation: $254,000

2017-04-11

E. Wayne Nordberg, 78, Chairman, Hollow Brook Wealth Management, LLC, Independent, Committees: NCG (Chair), Compensation, Compensation paid: $257,000

2018-04-10

E. Wayne Nordberg, 79, Chairman, Committees: Audit, Compensation, NCG. Director Compensation Table shows total compensation of $257,000.

REAVES UTILITY INCOME FUND

Filing Date	Source Excerpt
2012-03-15	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Associates, LLC, a private investment management firm serving family offices, foundations, charities and pensions.
2013-03-15	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions.
2014-03-18	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm... The Board, in its judgment of Mr. Nordberg’s extensive experience in senior management positions with a variety of portfolio management firms and as a board director for a variety of companies, believes that Mr. Nordberg contributes a tenured perspective to the Board.
2015-03-13	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions. He has over 50 years of experience in investment research and portfolio management. Mr. Nordberg also currently serves as a Director of Annaly Capital Management, Inc., the largest mortgage real estate investment trust listed on the New York Stock Exchange.
2016-03-31	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions. He has over 50 years of experience in investment research and portfolio management.
2017-03-31	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm... The Board, in its judgment of Mr. Nordberg’s extensive experience in senior management positions with a variety of portfolio management firms and as a board director for a variety of companies, believes that Mr. Nordberg contributes a tenured perspective to the Board.
2018-03-05	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions. He has over 50 years of experience in investment research and portfolio management.
2019-03-01	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions.
2020-02-24	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions. He has over 50 years of experience in investment research and portfolio management.
2021-02-22	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions. He has over 50 years of experience in investment research and portfolio management.
2022-02-14	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions and is a Director/Trustee for Riley Exploration Permian. He has over 50 years of experience in investment research and portfolio management.
2023-02-15	Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions and is a Director/Trustee for Riley Exploration Permian.
2024-02-16	Mr. Nordberg is currently the Chairman and Co-Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm... The Board, in its judgment of Mr. Nordberg’s extensive experience in senior management positions with a variety of portfolio management firms and as a board director for a variety of companies, believes that Mr. Nordberg contributes a tenured perspective to the Board.
2025-02-14	Mr. Nordberg is currently the Chairman and Co-Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions and is a Director/Trustee for Riley Exploration Permian. He has over 50 years of experience in investment research and portfolio management.

Riley Exploration Permian, Inc.

Filing Date	Source Excerpt
2022-01-28	E. Wayne Nordberg, 83 Independent Director Since: February 2021 Committees: Compensation (Chair), Audit, Nominating and Corporate Governance E. Wayne Nordberg was appointed as an independent director on the Board of Riley Permian upon the closing of our merger with REP LLC in February 2021. Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC...
2023-03-22	E. Wayne Nordberg, 84 Independent Director Since: February 2021 Committees: Compensation (Chair), Audit, Nominating and Corporate Governance E. Wayne Nordberg was appointed as an independent director on the Board of Riley Permian upon the closing of our merger with REP LLC in February 2021. Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions, and has served in such position since 1995. He has over 50 years of experience in investment research and portfolio management. From 2003 to 2007, Mr. Nordberg was a Senior Director at Ingalls & Snyder LLC, a privately owned registered investment advisor. He also formerly served on the Board of Directors of Lord, Abbett & Co., a mutual fund family, from 1988 to 1998. Mr. Nordberg also serves as an independent director of The Reeves Utility Income Fund, a $1 billion closed end investment trust listed on the NYSE, specializing in energy companies.
2024-04-22	E. Wayne Nordberg, 85 Independent Director Since: February 2021 Committees: Compensation (Chair), Audit, Nominating and Corporate Governance E. Wayne Nordberg was appointed as an independent director on the Board of Riley Permian upon the closing of our merger with REP LLC in February 2021.

Filing Date

Source Excerpt

2022-01-28

E. Wayne Nordberg, 83 Independent Director Since: February 2021 Committees: Compensation (Chair), Audit, Nominating and Corporate Governance E. Wayne Nordberg was appointed as an independent director on the Board of Riley Permian upon the closing of our merger with REP LLC in February 2021. Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC...

2023-03-22

E. Wayne Nordberg, 84 Independent Director Since: February 2021 Committees: Compensation (Chair), Audit, Nominating and Corporate Governance E. Wayne Nordberg was appointed as an independent director on the Board of Riley Permian upon the closing of our merger with REP LLC in February 2021. Mr. Nordberg is currently the Chairman and Chief Investment Officer of Hollow Brook Wealth Management, LLC, a private investment management firm serving family offices, foundations, charities and pensions, and has served in such position since 1995. He has over 50 years of experience in investment research and portfolio management. From 2003 to 2007, Mr. Nordberg was a Senior Director at Ingalls & Snyder LLC, a privately owned registered investment advisor. He also formerly served on the Board of Directors of Lord, Abbett & Co., a mutual fund family, from 1988 to 1998. Mr. Nordberg also serves as an independent director of The Reeves Utility Income Fund, a $1 billion closed end investment trust listed on the NYSE, specializing in energy companies.

2024-04-22

E. Wayne Nordberg, 85 Independent Director Since: February 2021 Committees: Compensation (Chair), Audit, Nominating and Corporate Governance E. Wayne Nordberg was appointed as an independent director on the Board of Riley Permian upon the closing of our merger with REP LLC in February 2021.