EDWARD M. SWAN, JR. - Corporate Board Profile

VIRTUS INVESTMENT PARTNERS, INC.

Filing Date	Source Excerpt
2009-04-10	Mr. Swan served as President of FIS Group. He is member of the Audit Committee and member of the Governance Committee.
2010-04-06	Edward M. Swan, Jr. (68), Class III. Mr. Swan served as President of FIS Group, an asset management firm, from 2002 until his retirement in 2007. ... Mr. Swan brings to our Board demonstrated management ability, knowledge of financial and operational issues facing financial and investment services organizations, and extensive knowledge of the asset management industry. ... The Audit Committee currently consists of Messrs. Baio (Chair), Holt and Swan. ... The Compensation Committee currently consists of Ms. Coffey (Chair) and Messrs. Baio and Treanor. ... The following table provides information concerning the compensation of each of the Company's directors (excluding directors who are named executive officers) in 2009. ... Edward M. Swan, Jr. Fees Earned or Paid in Cash: $55,000, Stock Awards: $76,094, Total: $131,094.
2011-03-16	Mr. Swan served as President of FIS Group, an asset management firm, from 2002 until his retirement in 2007. Prior to that he taught investment management courses at Florida A&M's Graduate School of Business and Industry from 2000 to 2002. He also served as Managing Director of MFS Asset Management from 1997 to 2000, Vice President of UBS Asset Management from 1996 to 1997 and Managing Director of Mitchell Hutchins Asset Management from 1988 to 1996. In addition, he was Senior Vice President of WR Lazard & Co., a municipal bond underwriter and investment manager, from 1985 to 1988, Senior Vice President of Franklin Management Co., an investment manager, from 1984 to 1985, and Senior Investment Analyst at Prudential Insurance Co., a life insurance company, from 1975 to 1984. Mr. Swan earned a CFA designation in 1981 and holds an MBA from The Wharton School of the University of Pennsylvania. Mr. Swan brings to our Board demonstrated management ability, asset management sales and marketing expertise, an understanding of financial and operational issues facing financial and investment services organizations and extensive knowledge of the asset management industry.
2012-04-02	The following table provides information concerning the compensation of each of the Companys directors who received compensation for his/her services as a director in 2011. Edward M. Swan, Jr. Fees Earned or Paid in Cash: 72,708 Stock Awards: 55,000 Total: 127,708
2013-04-08	Mr. Swan served as President of FIS Group, an asset management firm, from 2002 until his retirement in 2007. Prior to that, he taught investment management courses at Florida A&M University's Graduate School of Business and Industry from 2000 to 2002. He also served as Managing Director of MFS Asset Management from 1997 to 2000, Vice President of UBS Asset Management from 1996 to 1997 and Managing Director of Mitchell Hutchins Asset Management from 1988 to 1996. In addition, he was Senior Vice President of WR Lazard & Co., a municipal bond underwriter and investment manager, from 1985 to 1988, Senior Vice President of Franklin Management Co., an investment manager, from 1984 to 1985, and Senior Investment Analyst at Prudential Insurance Co., a life insurance company, from 1975 to 1984. Mr. Swan earned a chartered financial analyst designation in 1981 from the CFA Institute and holds an MBA from The Wharton School of the University of Pennsylvania. Mr. Swan served as a captain in the U.S. Air Force and brings to our Board demonstrated management ability, asset management sales and marketing expertise, an understanding of financial and operational issues facing financial and investment services organizations, and extensive knowledge of the asset management industry.
2014-04-03	Mr. Swan served as President of FIS Group, an asset management firm, from 2002 until his retirement in 2007. The table shows his total compensation as $160,928.
2015-04-17	EDWARD M. SWAN, JR. (73), Class III. Mr. Swan served as President of FIS Group, an asset management firm, from 2002 until his retirement in 2007. ... Mr. Swan served as a captain in the U.S. Air Force and brings to our Board demonstrated management ability, asset management sales and marketing expertise, an understanding of financial and operational issues facing financial and investment services organizations, and extensive knowledge of the asset management industry.
2016-04-13	In February 2016, the Board considered the independence of our directors and determined that ... Mr. Swan meets the criteria for independence ... The table below provides the current membership for each of the Board committees: Edward M. Swan, Jr. is member of Audit and Compensation Committees. Director Compensation Table shows Edward M. Swan, Jr. received $86,250 in cash fees and $86,148 in stock awards for a total of $172,398 in 2015.