ELLIOT STEIN, JR. - Corporate Board Profile

Company	Filing Date	Evidence	Reason
MidCap Financial Investment Corp	2008-06-30	Managing director of Commonwealth Capital Partners (investment fund) as well as various private companies including Cloud Solutions LLC (manufacturer) and Cohere Communications (integrated IP voice and internet solutions company).	He is managing director of companies including Cohere Communications, an integrated IP voice and internet solutions company, indicating technical and software-related expertise.

MidCap Financial Investment Corp

Filing Date	Source Excerpt
2005-08-31	Served as Chairman of Caribbean International News Corporation since 1985. He is also a managing director of Commonwealth Capital Partners as well as various private companies including VTG Holdings Inc., Cloud Solutions LLC, Bargain Shop Holdings, Inc. and Media Brands, Inc. Trustee of Claremont Graduate University and the New School University, member of the Board of Councilors of the Annenberg School of Communications at the University of Southern California and member of the Council on Foreign Relations.
2006-06-26	Elliot Stein, Jr., 57 - Director - Chairman of Caribbean International News Corporation (newspaper) since 1985. He is also a managing director of Commonwealth Capital Partners (investment fund) as well as various private companies including VTG Holdings Inc. (manufacturer), Cloud Solutions LLC (manufacturer) and Bargain Shop Holdings, Inc. (retailer)
2007-07-03	Chairman of Caribbean International News Corporation (newspaper) since 1985. He is also a managing director of Commonwealth Capital Partners (investment fund) as well as various private companies including VTG Holdings Inc. (manufacturer) and Cloud Solutions LLC (manufacturer).
2008-06-30	Managing director of Commonwealth Capital Partners (investment fund) as well as various private companies including Cloud Solutions LLC (manufacturer) and Cohere Communications (integrated IP voice and internet solutions company).
2009-06-19	Managing director of Commonwealth Capital Partners (investment fund) as well as various private companies including Cloud Solutions LLC (manufacturer) and Cohere Communications (integrated IP voice and internet solutions company).
2010-06-18	He currently serves as Lead Independent Director. He has served as Chairman of Caribbean International News Corporation since 1985. He is also a Managing Director of Commonwealth Capital Partners as well as a board member of various private companies including Cloud Solutions LLC, Cohere Communications, RHM Global LLC and Assay Healthcare Solutions.
2011-06-21	Mr. Stein is a Managing Director of Commonwealth Capital Partners and has served as Chairman of Caribbean International News Corporation since 1985. Mr. Stein is also a board member of various private companies including Multi-Pak Holdings, Cohere Communications, RHM Global LLC and Assay Healthcare Solutions.
2012-06-25	Elliot Stein, Jr., 63, Director, Managing Director of Commonwealth Capital Partners, Chairman of Caribbean International News Corporation.
2013-06-20	The following table sets forth, as of the Record Date, the number of shares of the Companys common stock beneficially owned by each of our Directors and our current Executive Officers. ... Elliot Stein, Jr. 17,265 *
2013-06-20	Managing Director of Commonwealth Capital Partners since 1998 and Chairman of Caribbean International News Corporation... Director of Apollo Senior Floating Rate Fund Inc. and Apollo Tactical Income Fund Inc.
2014-06-13	The following table sets forth, as of the Record Date, the number of shares of the Companys common stock beneficially owned by each of our Directors and our current Executive Officers. ... Elliot Stein, Jr. 17,265 *
2014-06-13	Chairman of Senturion Forecasting, LLC and Accertas, LLC and Managing Director of Commonwealth Capital Partners... Mr. Stein is also a board member of various private companies including Multi-Pak Holdings, Cohere Communications and Assay Healthcare Solutions.
2015-06-16	Independent Directors and Nominees: Elliot Stein, Jr.
2015-06-16	Elliot Stein, Jr., 66 Director. Private Investor; Corporate Director/Trustee.
2016-06-16	Mr. Stein has also been a Director of Apollo Senior Floating Rate Fund Inc. since 2011 and a Director of Apollo Tactical Income Fund Inc. since 2013. He served as a Director of Bizzingo, Inc., from 2012 to 2013.
2016-06-16	Independent Directors include Elliot Stein, Jr. with no indication of technical or software background.
2017-06-19	Private Investor; Corporate Director/Trustee.
2018-06-21	Private Investor; Corporate Director/Trustee.
2019-06-19	Mr. Stein has also been a Director of Apollo Senior Floating Rate Fund Inc. since 2011 and a Director of Apollo Tactical Income Fund Inc. since 2013. Mr. Stein has served as Chairman of Acertas LLC and Senturion Forecasting, LLC (consulting firms) since 2013 and Caribbean International News Corporation from 1985 to 2013, and is a board member of various private companies including Multi-Pack Solutions and Cohere Communications. Mr. Stein was a Managing Director of Commonwealth Capital Partners and has served as a Director of VTG Holdings, Bargain Shop Holdings, Inc. and Caryn Health, LLC. Mr. Stein is a Trustee of Claremont Graduate University and the New School University. He is a member of the Council on Foreign Relations. Mr. Stein received a BA from Claremont McKenna College.
2020-06-16	Private Investor; Corporate Director/Trustee.
2021-06-22	Private Investor; Corporate Director/Trustee.
2022-06-23	He currently serves as a Director of Apollo Senior Floating Rate Fund Inc. (closed-end investment fund) since 2011; Director of Apollo Tactical Income Fund Inc. (closed-end investment fund) since 2013; Director of BellRing Brands, Inc.
2023-05-01	Mr. Stein is a private investor and corporate director, serving on various boards and as a trustee of universities.
2024-04-29	Private Investor; Corporate Director/Trustee.

Software Technology Evidence

MidCap Financial Investment Corp