FRANK C. PULEO - Corporate Board Profile

MidCap Financial Investment Corp

Filing Date	Source Excerpt
2008-06-30	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters.
2009-06-19	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters.
2010-06-18	Mr. Puleo currently serves as a Director of Commercial Industrial Finance Corp., a credit asset manager, Capital Markets Engineering & Trading Holdings, LLC, a trade processing software and financial engineering company, SLM Corp., a student loan company, and Syncora Capital Assurance, Inc., a monoline financial guaranty and insurance company. Previously Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters.
2011-06-21	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm) where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters. Mr. Puleo became a partner of Milbank, Tweed, Hadley & McCloy LLP in 1978 and Co-Chair of the firm’s Global Finance Group in 1995 until retiring at the end of 2006.
2012-06-25	Frank C. Puleo, 66, Director, Former partner at Milbank, Tweed, Hadley & McCloy LLP.
2013-06-20	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters... Mr. Puleo served as a Lecturer at Columbia University School of Law.
2013-06-20	The following table sets forth, as of the Record Date, the number of shares of the Companys common stock beneficially owned by each of our Directors and our current Executive Officers. ... Frank C. Puleo 10,468 *
2014-06-13	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions... Mr. Puleo served as a Lecturer at Columbia University School of Law from 1997 to 2001.
2014-06-13	The following table sets forth, as of the Record Date, the number of shares of the Companys common stock beneficially owned by each of our Directors and our current Executive Officers. ... Frank C. Puleo 13,555 *
2015-06-16	Independent Directors and Nominees: Frank C. Puleo
2015-06-16	Frank C. Puleo, 69 Director. Partner at Milbank, Tweed, Hadley & McCloy LLP; legal and finance expertise.
2016-06-16	Independent Directors include Frank C. Puleo with no indication of technical or software background.
2016-06-16	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm). Mr. Puleo became a partner of Milbank, Tweed, Hadley & McCloy LLP in 1978 and Co-Chair of the firm’s Global Finance Group in 1995 until retiring at the end of 2006.
2017-06-19	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm).
2018-06-21	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm).
2020-06-16	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm).
2021-06-22	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm).
2022-06-23	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm). Mr. Puleo became a partner of Milbank in 1978 and Co-Chair of the firm’s Global Finance Group in 1995 until retiring at the end of 2006.
2023-05-01	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters.

SLM Corp

Filing Date	Source Excerpt
2015-04-29	Frank C. Puleo 69 Director since March 20, 2008 Attorney Mr. Puleo's background as a corporate and finance lawyer enables him to bring analytical, legal and financial insight to the Board of Directors in the areas of financial services, capital markets transactions and corporate governance. Board Committees Audit Committee Nominations, Governance and Compensation Committee 2014 Director Compensation Table Frank C. Puleo Fees Earned or Paid in Cash($): 122,500 Stock Awards($): 49,998 All Other Compensation($): 60,060 Total($): 232,558
2016-04-28	Frank C. Puleo 70 Director since March 20, 2008 Professional Highlights: Attorney Other Professional and Leadership Experience: Director, Sallie Mae Bank Mr. Puleo's background as a corporate and finance lawyer enables him to bring analytical, legal and financial insight to the Board of Directors in the areas of financial services, capital markets transactions and corporate governance. The following table sets forth the membership and number of meetings held for each committee of the Board of Directors during 2015. AuditCommittee Nominations,Governanceand CompensationCommittee 2015 Director Compensation Table Frank C. Puleo 50,000 70,000 — 39 120,039
2017-04-27	Frank C. Puleo 71 Director since March 20, 2008 Professional Highlights: Attorney Board Committee Membership: Nominations, Governance and Compensation Committee (Chair), Risk Committee 2016 Director Compensation Table: Fees Earned or Paid in Cash $100,000, Stock Awards $70,000, All Other Compensation $39, Total $170,039
2018-04-27	Frank C. Puleo 72 Director since March 2008 Professional Highlights: Attorney 2006 to 2016 ... Mr. Puleo's background as a corporate and finance attorney enables him to bring analytical, legal, and financial insight to the Board of Directors in the areas of financial services, capital markets transactions, and corporate governance. ... Frank C. Puleo Nominations, Governance and Compensation Committee (Chair), Risk Committee ... 2017 DIRECTOR COMPENSATION TABLE Frank C. Puleo Fees Earned or Paid in Cash $100,000 Stock Awards $79,997 All Other Compensation $25 Total $180,022
2019-04-26	Frank C. Puleo Professional Highlights: Attorney; Co-Chair, Global Finance Group, Milbank, Tweed, Hadley & McCloy LLP; Director, Sallie Mae Bank; Director, South Street Securities Holdings Inc.; Director, Syncora Guaranty, Inc.; Director, Syncora Capital Assurance, Inc.; Director, CIFC Corporation; Director, Apollo Investment Corporation Qualifications: Mr. Puleo's background as a corporate and finance attorney enables him to bring analytical, legal, and financial insight to the Board of Directors in the areas of financial services, capital markets transactions, and corporate governance. Age: 73 Director since: March 2008 Board Committees: Nominations, Governance and Compensation (Chair), Risk 2018 Director Compensation: $195,007
2020-04-28	Frank C. Puleo Attorney (Independent) (Risk Committee Chair) ...2019 DIRECTOR COMPENSATION TABLE Frank C. Puleo Fees Earned or Paid in Cash($): 105,000 Stock Awards($): 99,999 All Other Compensation($): 14 Total($): 205,013
2021-04-22	Frank C. Puleo Attorney (Independent) (Risk Committee Chair) Director fees are paid quarterly in arrears. The non-employee directors elected to our Board of Directors at the 2020 Annual Meeting each received a restricted stock award on June 18, 2020, which vests in full upon the 2021 Annual Meeting. 2020 DIRECTOR COMPENSATION TABLE Frank C. Puleo Fees Earned or Paid in Cash($): 105,000 Stock Awards($): 99,993 Option Awards($): 14 All Other Compensation($): 205,007