FRANK C. PULEO - Corporate Board Profile

MidCap Financial Investment Corp

Filing Date	Source Excerpt
2008-06-30	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters.
2009-06-19	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters.
2010-06-18	Mr. Puleo currently serves as a Director of Commercial Industrial Finance Corp., a credit asset manager, Capital Markets Engineering & Trading Holdings, LLC, a trade processing software and financial engineering company, SLM Corp., a student loan company, and Syncora Capital Assurance, Inc., a monoline financial guaranty and insurance company. Previously Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters.
2011-06-21	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm) where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters. Mr. Puleo became a partner of Milbank, Tweed, Hadley & McCloy LLP in 1978 and Co-Chair of the firm’s Global Finance Group in 1995 until retiring at the end of 2006.
2012-06-25	Frank C. Puleo, 66, Director, Former partner at Milbank, Tweed, Hadley & McCloy LLP.
2013-06-20	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters... Mr. Puleo served as a Lecturer at Columbia University School of Law.
2013-06-20	The following table sets forth, as of the Record Date, the number of shares of the Companys common stock beneficially owned by each of our Directors and our current Executive Officers. ... Frank C. Puleo 10,468 *
2014-06-13	The following table sets forth, as of the Record Date, the number of shares of the Companys common stock beneficially owned by each of our Directors and our current Executive Officers. ... Frank C. Puleo 13,555 *
2014-06-13	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions... Mr. Puleo served as a Lecturer at Columbia University School of Law from 1997 to 2001.
2015-06-16	Independent Directors and Nominees: Frank C. Puleo
2015-06-16	Frank C. Puleo, 69 Director. Partner at Milbank, Tweed, Hadley & McCloy LLP; legal and finance expertise.
2016-06-16	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm). Mr. Puleo became a partner of Milbank, Tweed, Hadley & McCloy LLP in 1978 and Co-Chair of the firm’s Global Finance Group in 1995 until retiring at the end of 2006.
2016-06-16	Independent Directors include Frank C. Puleo with no indication of technical or software background.
2017-06-19	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm).
2018-06-21	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm).
2020-06-16	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm).
2021-06-22	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm).
2022-06-23	Mr. Puleo was a Partner at Milbank, Tweed, Hadley & McCloy LLP (law firm). Mr. Puleo became a partner of Milbank in 1978 and Co-Chair of the firm’s Global Finance Group in 1995 until retiring at the end of 2006.
2023-05-01	Mr. Puleo was a partner at Milbank, Tweed, Hadley & McCloy LLP where he advised clients on structured finance transactions, bank and bank holding company regulatory and securities law matters.