FRED J. RICCIARDI

Corporate Board Profile

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PIONEER HIGH INCOME FUND, INC.

Filing Date	Source Excerpt
2015-08-03	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012); Director, BNY International Financing Corp. (financial services) (2002 -- 2012)
2016-07-28	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012)
2017-03-28	Executive Vice President, BNY Mellon (financial and investment company services) (1969–2012); Director, BNY International Financing Corp. (financial services) (2002–2012); Director, Mellon Overseas Investment Corp. (financial services) (2009–2012)
2017-08-04	Consultant (investment company services) (2012 - present); Executive Vice President, BNY Mellon (financial and investment company services) (1969 - 2012)
2018-07-27	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012)
2019-08-05	Executive Vice President, BNY Mellon (financial and investment company services) (1969 - 2012); Director, Financial Models (technology) (2005-2007)
2020-08-04	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012); Director, Financial Models (technology) (2005-2007)
2021-07-29	Consultant (investment company services) (2012 -- present); Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012)
2023-07-26	Executive Vice President, BNY Mellon (financial and investment company services) (1969 – 2012); Director, Financial Models (technology) (2005-2007)
2024-08-21	Fred J. Ricciardi (77) - Private investor; Consultant; Executive Vice President, BNY Mellon; financial and investment company experience.

PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.

Filing Date	Source Excerpt
2015-08-03	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012)
2016-07-28	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012)
2017-03-28	Fred J. Ricciardi (69) Consultant (investment company services); Executive VP, BNY Mellon; Director, BNY International Financing Corp.; Director, Mellon Overseas Investment Corp.
2017-08-04	Consultant (investment company services) (2012 - present); Executive Vice President, BNY Mellon (financial and investment company services) (1969 - 2012); Director, BNY International Financing Corp. (financial services) (2002 - 2012); Director, Mellon Overseas Investment Corp. (financial services) (2009 - 2012)
2018-07-27	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012)
2019-08-05	Executive Vice President, BNY Mellon (financial and investment company services) (1969 - 2012); Director, Financial Models (technology) (2005-2007)
2020-08-04	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012); Director, Financial Models (technology) (2005-2007)
2021-07-29	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012); Director, Financial Models (technology) (2005-2007)
2023-07-26	Executive Vice President, BNY Mellon (financial and investment company services) (1969 – 2012)
2024-08-22	Private investor (2020 – present); Consultant (investment company services) (2012 – 2020); Executive Vice President, BNY Mellon (financial and investment company services) (1969 – 2012)

PIONEER MUNICIPAL HIGH INCOME FUND, INC.

Filing Date	Source Excerpt
2015-08-03	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012); Director, BNY International Financing Corp. (financial services) (2002 -- 2012)
2016-07-28	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012)
2017-03-28	Fred J. Ricciardi (69) Trustee Nominee Trusteesince2014 Consultant (investment company services) (2012–present); Executive Vice President, BNY Mellon (financial and investment company services) (1969–2012); Director, BNY International Financing Corp. (financial services) (2002–2012); Director, Mellon Overseas Investment Corp. (financial services) (2009–2012)
2017-08-04	Consultant (investment company services) (2012 - present); Executive Vice President, BNY Mellon (financial and investment company services) (1969 - 2012); Director, BNY International Financing Corp. (financial services) (2002 - 2012); Director, Mellon Overseas Investment Corp. (financial services) (2009 - 2012)
2018-07-27	Consultant (investment company services); Executive Vice President, BNY Mellon (financial and investment company services); Director, BNY International Financing Corp.; Director, Mellon Overseas Investment Corp.
2019-08-05	Executive Vice President, BNY Mellon (financial and investment company services) (1969 - 2012); Director, Financial Models (technology) (2005-2007)
2020-08-04	Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012); Director, Financial Models (technology) (2005-2007)
2021-07-29	Consultant (investment company services) (2012 -- present); Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012); Director, Financial Models (technology) (2005-2007)
2022-07-29	Fred J. Ricciardi (75) Independent Director ... Executive Vice President, BNY Mellon (financial and investment company services) (1969 -- 2012).
2023-07-26	Private investor (2020 – present); Consultant (investment company services) (2012 – 2020); Executive Vice President, BNY Mellon (financial and investment company services) (1969 – 2012); Director, BNY International Financing Corp. (financial services) (2002 – 2012); Director, Mellon Overseas Investment Corp. (financial services) (2009 – 2012); Director, Financial Models (technology) (2005-2007); Director, BNY Hamilton Funds, Ireland (offshore investment companies) (2004-2007); Chairman/Director, AIB/BNY Securities Services, Ltd., Ireland (financial services) (1999-2006); Chairman, BNY Alternative Investment Services, Inc. (financial services) (2005-2007)
2024-08-22	Private investor (2020 – present); Consultant (investment company services) (2012 – 2020); Executive Vice President, BNY Mellon (financial and investment company services) (1969 – 2012); Director, Financial Models (technology) (2005-2007); Director, BNY Hamilton Funds, Ireland (offshore investment companies) (2004-2007)

SWISS HELVETIA FUND, INC.

Filing Date	Source Excerpt
2017-05-12	Fred J. Ricciardi Age: 69 Director (2017); and Member of the Governance/ Nominating Committee (2017) ... Mr. Ricciardi and Ms. Hoysradt, who are nominees to serve as Class I and Class III Directors, respectively, did not serve on the Board during 2016 and did not receive any compensation from the Fund.

Data sourced from SEC filings. Last updated: 2026-02-03