HELMUT FALK, JR. - Corporate Board Profile

Mosaic ImmunoEngineering Inc.

Filing Date	Source Excerpt
2001-09-12	Helmut Falk, Jr. 45 Director December 1997 Audit Committee Donald R. Bernier Lowell W. Giffhorn Carlton M. Johnson, Jr. Helmut Falk, Jr. David H. Pohl
2003-09-17	Helmut Falk, Jr. 47 Director (2) December 1997 HELMUT FALK, JR. Since 1992, Dr. Falk has been the Director of Anesthesia for the Johnson Memorial Hospital in Franklin, Indiana. Dr. Falk received his D.O. from the College of Osteopathic Medicine of the Pacific in 1987 and his B.S. in Biology from the University of California, Irvine in 1983. Dr. Falk is the son of the late Helmut Falk, who was the sole shareholder of nanoTronics and the Chairman and CEO of Patriot until his death in July 1995. Dr. Falk is also an heir to the Helmut Falk Estate, which is the beneficial owner of the Company's shares held by the Helmut Falk Family Trust.
2005-03-14	Helmut Falk, Jr. 48 Director (2) December 1997 ... (2) Member of the Compensation Committee.
2006-04-05	The Board has nominated the following individuals for election to the Board: (i) David H. Pohl, (ii) Carlton M. Johnson, Jr., (iii) Helmut Falk, Jr., (iv) Gloria Felcyn and (v) James Turley. ... Helmut Falk, Jr. 48 Director (since December 1997)
2007-04-02	Helmut Falk, Jr. From 1992 until 2000, Dr. Falk served as the Director of Anesthesia of, and served on the medical executive committee for, The Johnson Memorial Hospital in Franklin, Indiana. Since 2000, Dr. Falk has worked at St. Francis Hospital in Mooresville, Indiana as a staff anesthesiologist and has been Chairman of its Pharmacy and Therapeutics Committee. Dr. Falk received his D.O. degree from the College of Osteopathic Medicine of the Pacific in 1987 and his B.S. in Biology from the University of California, Irvine in 1983. Dr. Falk is the son of the late Helmut Falk, who was the sole shareholder of nanoTronics and the Chairman and CEO of the Company until his death in July 1995. Dr. Falk is also an heir to the Helmut Falk Estate, which is the beneficial owner of the Company’s shares held by the Helmut Falk Family Trust.
2007-09-27	Helmut Falk, Jr. Director (since December 1997) ... Director Compensation For Fiscal Year Ended May 31, 2007 ... Helmut Falk, Jr. $36,000 Fees Earned or Paid in Cash, $109,118 Option Awards, Total $145,118.
2008-09-22	Helmut Falk, Jr. From 1992 until 2000, Dr. Falk served as the Director of Anesthesia of, and served on the medical executive committee for, The Johnson Memorial Hospital in Franklin, Indiana. Since 2000, Dr. Falk has worked at St. Francis Hospital in Mooresville, Indiana as a staff anesthesiologist and has been Chairman of its Pharmacy and Therapeutics Committee. ... The Compensation Committee consists of three non-employee directors, each of whom is independent as defined under the NASDAQ listing standards and by the SEC. The Compensation Committee approves the compensation for any executive officer who also serves as a director, and acts on such other matters relating to their compensation, as it deems appropriate. ... Compensation Committee Interlocks and Insider Participation. Mr. Carlton M. Johnson, Jr., Ms. Gloria Felcyn and Mr. Helmut Falk, Jr. served on the Compensation Committee during 2008. ... Director Compensation For Fiscal Year Ended May 31, 2008: Helmut Falk, Jr. Fees Earned or Paid in Cash $36,000, Option Awards $0, All Other Compensation $0, Total Compensation $36,000.
2009-12-08	Helmut Falk, Jr. has worked at St. Francis Hospital in Mooresville, Indiana and currently serves as the Chairman of the Anesthesia Department. ... Compensation Committee is currently comprised of Carlton M. Johnson, Jr. (Chair), Gloria H. Felcyn, and Helmut Falk Jr. ... Director Compensation For Fiscal Year Ended May 31, 2009: Helmut Falk, Jr. Fees Earned or Paid in Cash $36,000.