Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | Hugo F. Sonnenschein(3)........... Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Professor in the Department of Economics at the University of Chicago. Prior to July 2000, Mr. Sonnenschein was President of the University of Chicago. Mr. Sonnenschein is a member of the Board of Trustees of the University of Rochester and a member of its investment committee. Mr. Sonnenschein is a member of the National Academy of Sciences, the American Philosophical Society, and a fellow of the American Academy of Arts and Sciences. Mr. Sonnenschein is also a Trustee or Managing General Partner of other investment companies advised by Asset Management and Advisory Corp. |
| 2002-05-03 | Hugo F. Sonnenschein (61) Trustee Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago... The Audit Committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein... Each Fund has a retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein... Compensation Table shows Hugo F. Sonnenschein total compensation before deferral from Closed-End Fund Complex as $152,250. |
| 2003-05-27 | Hugo F. Sonnenschein(3) (62) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... COMPENSATION TABLE ... Hugo F. Sonnenschein......... $138,750 ... MEETINGS AND COMMITTEES ... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. ... Each Fund has an ad hoc retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. |
| 2004-05-18 | Hugo F. Sonnenschein(3) (63) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Brokerage and services committee consists of Linda Hutton Heagy, Hugo F. Sonnenschein and Suzanne H. Woolsey. Compensation Table shows $193,811 total annual compensation. |
| 2005-10-05 | Hugo F. Sonnenschein(3) (64) Trustee + President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2006-05-19 | Hugo F. Sonnenschein(3)*** (65) Trustee + President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2007-05-10 | Hugo F. Sonnenschein(3)+++ (66) Trustee + President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE: Hugo F. Sonnenschein $64,671 ... BOARD COMMITTEES AND MEETINGS: brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. |
| 2008-05-08 | Hugo F. Sonnenschein(3)+++ (67) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Annual compensation $208,601. Brokerage and Services committee member. |
| 2009-05-05 | Hugo F. Sonnenschein (68) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Brokerage and services committee member. Compensation Table shows total compensation including fund expenses $78,523, aggregate pension or retirement benefits $105,000, aggregate estimated annual benefits $228,531. |
| 2010-06-11 | Hugo F. Sonnenschein (69) ... Trustee ... President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Managing General Partner of funds in the Fund Complex. ... The brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. ... Compensation Table: Hugo F. Sonnenschein, Annual Compensation: $105,000. |
| 2011-05-16 | Hugo F. Sonnenschein (70) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2012-06-14 | Hugo F. Sonnenschein. Mr. Sonnenschein is the Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Until July 2000, Mr. Sonnenschein served as President of the University of Chicago. Mr. Sonnenschein is a Trustee of the University of Rochester and a member of its investment committee. He is also a member of the National Academy of Sciences and the American Philosophical Society, and a Fellow of the American Academy of Arts and Sciences. From 1994 to 2010, Mr. Sonnenschein served as Director or Trustee of investment companies in the Van Kampen Funds complex. The Board believes that Mr. Sonnenschein's experiences in academia and in running a university, and his experience as a director of investment companies benefits the Funds. |
| 2013-06-20 | Hugo F. Sonnenschein (1940) Trustee Independent Trustee Distinguished Service Professor and President Emeritus of the University of Chicago. Trustee compensation from the Funds $66,145. |
| 2014-07-18 | Hugo F. Sonnenschein (1940) - Current Trustee and Nominee - President Emeritus and Honorary Trustee of the University of Chicago - Trustee/Managing General Partner of funds in the Fund Complex; Member of the Houston Board - Aggregate Compensation from the Funds: $67,355 - Total Compensation from Fund Complex: $428,700 |
| 2015-07-09 | Hugo F. Sonnenschein - 1940 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Prior to 2000, President of the University of Chicago. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | Hugo F. Sonnenschein(3)........... Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Professor in the Department of Economics at the University of Chicago. Prior to July 2000, Mr. Sonnenschein was President of the University of Chicago. Mr. Sonnenschein is a member of the Board of Trustees of the University of Rochester and a member of its investment committee. Mr. Sonnenschein is a member of the National Academy of Sciences, the American Philosophical Society, and a fellow of the American Academy of Arts and Sciences. Mr. Sonnenschein is also a Trustee or Managing General Partner of other investment companies advised by Asset Management and Advisory Corp. |
| 2002-05-03 | Hugo F. Sonnenschein (61) Trustee Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago... The Audit Committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein... Each Fund has a retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein... Compensation Table shows Hugo F. Sonnenschein total compensation before deferral from Closed-End Fund Complex as $152,250. |
| 2003-05-27 | Hugo F. Sonnenschein(3) (62) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee or Managing General Partner of other funds in the Closed-End Fund Complex. ... COMPENSATION TABLE ... Hugo F. Sonnenschein......... $138,750 ... MEETINGS AND COMMITTEES ... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. ... Each Fund has an ad hoc retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. |
| 2004-05-18 | Hugo F. Sonnenschein(3) (63) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Brokerage and services committee consists of Linda Hutton Heagy, Hugo F. Sonnenschein and Suzanne H. Woolsey. Compensation Table shows $193,811 total annual compensation. |
| 2006-05-19 | Hugo F. Sonnenschein(3)*** (65) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE: Hugo F. Sonnenschein $74,118 ... BOARD COMMITTEES AND MEETINGS: Brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. |
| 2007-05-01 | Hugo F. Sonnenschein(3) (66) Trustee Trustee of President Emeritus and Honorary 73 Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2008-05-08 | Hugo F. Sonnenschein(3)+++ (67) Trustee + President Emeritus and Honorary 74 Trustee of the University of Chicago ... The brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. ... Hugo F. Sonnenschein.... (1) 69,608 105,000 208,601 |
| 2009-05-05 | Hugo F. Sonnenschein (68) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester. Compensation Table shows total compensation including fund expenses, retirement benefits and estimated annual benefits totaling $408,054. Brokerage and services committee membership is mentioned. |
| 2010-06-11 | Hugo F. Sonnenschein (69) President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. |
| 2011-05-16 | Hugo F. Sonnenschein (70) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2012-06-14 | Hugo F. Sonnenschein. Mr. Sonnenschein is the Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Until July 2000, Mr. Sonnenschein served as President of the University of Chicago. Mr. Sonnenschein is a Trustee of the University of Rochester and a member of its investment committee. He is also a member of the National Academy of Sciences and the American Philosophical Society, and a Fellow of the American Academy of Arts and Sciences. From 1994 to 2010, Mr. Sonnenschein served as Director or Trustee of investment companies in the Van Kampen Funds complex. The Board believes that Mr. Sonnenschein's experiences in academia and in running a university, and his experience as a director of investment companies benefits the Funds. |
| 2013-06-20 | Hugo F. Sonnenschein (1940) Trustee Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. Compensation: $66,145 from the Funds, $426,700 from the Fund Complex. |
| 2014-07-18 | Hugo F. Sonnenschein (1940) - Current Trustee and Nominee - President Emeritus and Honorary Trustee of the University of Chicago; Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago - Trustee/Managing General Partner of funds in the Fund Complex; Member of the Houston Board; Trustee of the University of Rochester; Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences - Compensation: $428,700 - Number of Funds Overseen: 140 |
| 2015-07-09 | Hugo F. Sonnenschein - 1940 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Prior to 2000, President of the University of Chicago. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | Hugo F. Sonnenschein(3)........... Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Professor in the Department of Economics at the University of Chicago. Prior to July 2000, Mr. Sonnenschein was President of the University of Chicago. Mr. Sonnenschein is a member of the Board of Trustees of the University of Rochester and a member of its investment committee. Mr. Sonnenschein is a member of the National Academy of Sciences, the American Philosophical Society, and a fellow of the American Academy of Arts and Sciences. Mr. Sonnenschein is also a Trustee or Managing General Partner of other investment companies advised by Asset Management and Advisory Corp. |
| 2002-05-03 | Hugo F. Sonnenschein (61) Trustee + Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Service Professor in the Department of Economics at the University of Chicago. Each Fund has an Audit Committee. The Audit Committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. Each Fund has a retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. COMPENSATION TABLE Hugo F. Sonnenschein....... (2) 25,164 90,000 152,250 |
| 2003-05-27 | Hugo F. Sonnenschein(3) (62) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee or Managing General Partner of other funds in the Closed-End Fund Complex. ... COMPENSATION TABLE ... Hugo F. Sonnenschein......... $138,750 ... MEETINGS AND COMMITTEES ... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. ... Each Fund has an ad hoc retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. |
| 2004-05-18 | Hugo F. Sonnenschein(3) (63) Trustee President Emeritus of the University of Chicago. Brokerage and services committee consists of Linda Hutton Heagy, Hugo F. Sonnenschein and Suzanne H. Woolsey. Compensation Table shows $193,811 total compensation. |
| 2005-10-05 | Hugo F. Sonnenschein(3) (64) Trustee + President Emeritus and Honorary 78 Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2006-05-19 | Hugo F. Sonnenschein(3)*** (65) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... Hugo F. Sonnenschein.... $74,118 ... BOARD COMMITTEES AND MEETINGS ... The brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. |
| 2007-05-10 | Hugo F. Sonnenschein(3)+++ (66) Trustee + President Emeritus and Honorary Trustee of the University of Chicago. ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... Hugo F. Sonnenschein.... $64,671 ... BOARD COMMITTEES AND MEETINGS ... The brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. |
| 2008-05-08 | Hugo F. Sonnenschein(3)+++ (67) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Brokerage and services committee member. Total compensation $208,601. |
| 2009-05-05 | Hugo F. Sonnenschein (68) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago. Brokerage and services committee member. Compensation Table shows $78,523 from Fund Complex, $105,000 aggregate pension or retirement benefits, and $228,531 aggregate estimated annual benefits. |
| 2010-06-11 | Hugo F. Sonnenschein (69) President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Member of the brokerage and services committee. |
| 2011-05-16 | Hugo F. Sonnenschein (70) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2012-07-03 | Hugo F. Sonnenschein. Mr. Sonnenschein is the Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Until July 2000, Mr. Sonnenschein served as President of the University of Chicago. Mr. Sonnenschein is a Trustee of the University of Rochester and a member of its investment committee. He is also a member of the National Academy of Sciences and the American Philosophical Society, and a Fellow of the American Academy of Arts and Sciences. From 1994 to 2010, Mr. Sonnenschein served as Director or Trustee of investment companies in the Van Kampen Funds complex. The Board believes that Mr. Sonnenschein's experiences in academia and in running a university, and his experience as a director of investment companies benefits the Target Funds. |
| 2013-06-20 | Hugo F. Sonnenschein (1940) Trustee Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. Compensation: $66,145 from the Funds, $426,700 from the Fund Complex. |
| 2014-07-18 | Hugo F. Sonnenschein (1940) - Current Trustee and Nominee - President Emeritus and Honorary Trustee of the University of Chicago - Trustee/Managing General Partner of funds in the Fund Complex; Member of the Houston Board - Aggregate Compensation from Fund Complex: $428,700 |
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | Hugo F. Sonnenschein(3)........... Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Professor in the Department of Economics at the University of Chicago... Mr. Sonnenschein is also a Trustee or Managing General Partner of other investment companies advised by Asset Management and Advisory Corp. |
| 2002-05-03 | Hugo F. Sonnenschein (61) Trustee + Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Service Professor in the Department of Economics at the University of Chicago. Each Fund has an Audit Committee... The Audit Committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. Each Fund has a retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. COMPENSATION TABLE Hugo F. Sonnenschein....... (2) 25,164 90,000 152,250 |
| 2003-05-27 | Hugo F. Sonnenschein(3) (62) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee or Managing General Partner of other funds in the Closed-End Fund Complex. ... COMPENSATION TABLE ... Hugo F. Sonnenschein......... $138,750 ... MEETINGS AND COMMITTEES ... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. ... Each Fund has an ad hoc retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. |
| 2004-05-18 | Hugo F. Sonnenschein(3) (63) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Brokerage and services committee consists of Linda Hutton Heagy, Hugo F. Sonnenschein and Suzanne H. Woolsey. Compensation Table shows $193,811 total compensation. |
| 2005-10-05 | Hugo F. Sonnenschein(3) (64) Trustee + President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... The brokerage and services committee consists of Linda Hutton Heagy, Hugo F. Sonnenschein and Suzanne H. Woolsey. |
| 2008-05-08 | Hugo F. Sonnenschein(3)+++ (67) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Brokerage and services committee member. Total compensation $208,601. |
| 2009-06-09 | Hugo F. Sonnenschein (68) 1126 E. 59th Street Chicago, IL 60637 Trustee Trustee since 1994 President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. The brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. Compensation Table shows Hugo F. Sonnenschein compensation from Fund Complex as $105,000 plus $721 from Fund and $78,523 pension. |
| 2010-06-11 | Hugo F. Sonnenschein (69) ... Trustee ... President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Managing General Partner of funds in the Fund Complex. ... The brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. ... Compensation Table: Hugo F. Sonnenschein - $105,000 annual compensation. |
| 2011-05-16 | Hugo F. Sonnenschein (70) ... Trustee ... President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Managing General Partner of funds in the Fund Complex ... brokerage and services committee ... 143,999 |
| 2013-06-20 | Hugo F. Sonnenschein (1940) Trustee Independent Trustee Distinguished Service Professor and President Emeritus of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee compensation: $66,145 from the Funds. |
| 2014-07-18 | Hugo F. Sonnenschein (1940) - Current Trustee and Nominee - President Emeritus and Honorary Trustee of the University of Chicago - Member of the Houston Board; Member of the Houston Governance Committee - Aggregate Compensation from the Funds: $67,355 |
| 2015-07-09 | Hugo F. Sonnenschein - 1940 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Prior to 2000, President of the University of Chicago. Committees: Governance Committee, Investments Committee, Valuation, Distribution and Proxy Oversight Committee. Compensation received by the Trustees of the Funds as of fiscal year ended February 28, 2015 is shown on Annex B. |
| Filing Date | Source Excerpt |
|---|---|
| 2010-02-26 | Hugo F. Sonnenschein (69) Proposed Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2010-06-21 | Hugo F. Sonnenschein (69) Trustee Since 2010 President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2013-06-17 | Hugo F. Sonnenschein - 1940 Trustee 2010 Distinguished Service Professor and President Emeritus of the University of Chicago. Compensation: $426,700. |
| 2014-06-27 | Hugo F. Sonnenschein - 1940 Trustee 2010 President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago Governance Committee Member |
| 2015-07-09 | Hugo F. Sonnenschein - 1940 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Prior to 2000, President of the University of Chicago. Mr. Sonnenschein is a Trustee of the University of Rochester and a member of its investment committee. He is also a member of the National Academy of Sciences and the American Philosophical Society, and a Fellow of the American Academy of Arts and Sciences. The Governance Committee members include Messrs. Arch, Crockett, Albert R. Dowden (Chair), Jack M. Fields (Vice-Chair), Hugo F. Sonnenschein, Dr. Prema Mathai-Davis and Ms. Woolsey. The Investments Committee members include Messrs. Arch, Bunch (Chair), Crockett, Dammeyer (Vice-Chair), Dowden, Fields (Vice-Chair), Martin L. Flanagan, Sonnenschein (Vice-Chair), Stickel, Philip A. Taylor, Ms. Woolsey and Drs. Mathai-Davis and Soll. The Valuation, Distribution and Proxy Oversight Committee members include Messrs. Dowden, Fields, Sonnenschein (Vice-Chair), and Dr. Mathai-Davis (Chair). |
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | Hugo F. Sonnenschein(3)........... Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Professor in the Department of Economics at the University of Chicago. Prior to July 2000, Mr. Sonnenschein was President of the University of Chicago. Mr. Sonnenschein is a member of the Board of Trustees of the University of Rochester and a member of its investment committee. Mr. Sonnenschein is a member of the National Academy of Sciences, the American Philosophical Society, and a fellow of the American Academy of Arts and Sciences. Mr. Sonnenschein is also a Trustee or Managing General Partner of other investment companies advised by Asset Management and Advisory Corp. |
| 2002-05-03 | Hugo F. Sonnenschein (61) Trustee Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago... The Audit Committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein... Each Fund has a retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein... Compensation Table shows Hugo F. Sonnenschein total compensation before deferral from Closed-End Fund Complex as $152,250. |
| 2003-05-27 | Hugo F. Sonnenschein(3) (62) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Audit committee member. Retirement plan committee member. Compensation table shows total compensation $138,750. |
| 2004-05-18 | Hugo F. Sonnenschein(3) (63) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Brokerage and services committee consists of Linda Hutton Heagy, Hugo F. Sonnenschein and Suzanne H. Woolsey. Compensation Table shows $193,811 total compensation. |
| 2005-10-05 | Hugo F. Sonnenschein(3) (64) Trustee + President Emeritus and Honorary 78 1126 E. 59th Street Trustee of the University of Chicago Chicago, IL 60637 and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. NAME, AGE AND ADDRESS OTHER DIRECTORSHIPS OF TRUSTEE HELD BY TRUSTEE Hugo F. Sonnenschein(3) (64) Trustee/Director/Managing General Partner of funds in the Fund Complex. Director of Winston Laboratories, Inc. REMUNERATION OF TRUSTEES The compensation of Trustees and executive officers that are affiliated persons (as defined in 1940 Act) of Asset Management or Van Kampen is paid by the respective entity. The funds in the Fund Complex, including the Funds, pay the non-affiliated Trustees an annual retainer and meeting fees. Each fund in the Fund Complex (except the Van Kampen Exchange Fund) provides a deferred compensation plan to its non-affiliated Trustees that allows such Trustees to defer receipt of compensation and earn a return on such deferred amounts based upon the return of the common shares of the funds in the Fund Complex as selected by the respective non-affiliated Trustees. Each fund in the Fund Complex (except the Van Kampen Exchange Fund) also provides a retirement plan to its non-affiliated Trustees that provides non-affiliated Trustees with compensation after retirement, provided that certain eligibility requirements are met as more fully described below. Each non-affiliated Trustee generally can elect to defer receipt of all or a portion of the compensation earned by such non-affiliated Trustee until retirement. Amounts deferred are retained by the respective fund and earn a rate of return determined by reference to the return on the common shares of such fund or other funds in the Fund Complex as selected by the respective non-affiliated Trustee, with the same economic effect as if such non-affiliated Trustee had invested in one or more funds in the Fund Complex, including the Funds. To the extent permitted by the 1940 Act, each Fund may invest in securities of those funds selected by the non-affiliated Trustees in order to match the deferred compensation obligation. The deferred compensation plan is not funded and obligations thereunder represent general unsecured claims against the general assets of the respective Fund. Each Fund has adopted a retirement plan. Under the retirement plan, a non-affiliated Trustee who is receiving Trustee's compensation from a Fund prior to such non-affiliated Trustee's retirement, has at least 10 years of service (including years of service prior to adoption of the retirement plan) for such Fund and retires at or after attaining the age of 60, is eligible to receive a retirement benefit each year for ten years following such Trustee's retirement from such Fund. Non-affiliated Trustees retiring prior to the age of 60 or with fewer than 10 years but more than 5 years of service may receive reduced retirement benefits from a Fund. Each Trustee has served as a member of each Fund's Board of Trustees since the year of such Trustee's appointment or election as set forth on Annex C to this Proxy Statement. COMPENSATION TABLE FUND COMPLEX ---------------------------------------------------------- TOTAL COMPENSATION AGGREGATE AGGREGATE PENSION OR AGGREGATE ESTIMATED BEFORE COMPENSATION RETIREMENT BENEFITS ANNUAL BENEFITS DEFERRAL FROM FROM EACH ACCRUED AS PART OF UPON FUND NAME(1) FUND(2) EXPENSES(3) RETIREMENT(4) COMPLEX(5) ------- ------------ -------------------- ------------------- ------------- INDEPENDENT TRUSTEES Hugo F. Sonnenschein.... (2) 64,476........ 147,500 208,000 BOARD COMMITTEES AND MEETINGS Each Fund's Board of Trustees has three standing committees (an audit committee, a brokerage and services committee and a governance committee). Each committee is comprised solely of "Independent Trustees", which is defined for purposes herein as trustees who: (1) are not "interested persons" of the Fund as defined by the 1940 Act and (2) are "independent" of the respective Fund as defined by the New York Stock Exchange, American Stock Exchange and Chicago Stock Exchange listing standards. Each Board's brokerage and services committee consists of Linda Hutton Heagy, Hugo F. Sonnenschein and Suzanne H. Woolsey. |
| 2006-05-19 | Hugo F. Sonnenschein(3)*** (65) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... Hugo F. Sonnenschein.... $74,118 ... BOARD COMMITTEES AND MEETINGS ... The brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. |
| 2007-05-10 | Hugo F. Sonnenschein(3)+++ (66) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... Brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. ... Compensation Table: Hugo F. Sonnenschein $64,671. |
| 2008-05-08 | Hugo F. Sonnenschein(3)+++ (67) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Brokerage and services committee member. Total compensation $208,601. |
| 2009-05-05 | Hugo F. Sonnenschein (68) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Brokerage and services committee member. Compensation Table shows total compensation including fund expenses $78,523, aggregate pension or retirement benefits $105,000, aggregate estimated annual benefits $228,531. |
| 2010-06-11 | Hugo F. Sonnenschein (69) ... Trustee ... President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Managing General Partner of funds in the Fund Complex. ... Member of the brokerage and services committee ... Brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. ... Compensation Table: Hugo F. Sonnenschein, Annual Compensation $105,000. |
| 2011-05-16 | Hugo F. Sonnenschein (70) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2012-07-03 | Hugo F. Sonnenschein. Mr. Sonnenschein is the Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Until July 2000, Mr. Sonnenschein served as President of the University of Chicago. Mr. Sonnenschein is a Trustee of the University of Rochester and a member of its investment committee. He is also a member of the National Academy of Sciences and the American Philosophical Society, and a Fellow of the American Academy of Arts and Sciences. From 1994 to 2010, Mr. Sonnenschein served as Director or Trustee of investment companies in the Van Kampen Funds complex. The Board believes that Mr. Sonnenschein's experiences in academia and in running a university, and his experience as a director of investment companies benefits PIA. |
| 2013-06-20 | Hugo F. Sonnenschein (1940) Trustee Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2014-07-18 | Hugo F. Sonnenschein (1940) - Current Trustee and Nominee - President Emeritus and Honorary Trustee of the University of Chicago; Adam Smith Distinguished Service Professor in Economics - Trustee/Managing General Partner of funds in the Fund Complex; Member of the Houston Board; Trustee of University of Rochester; Member of National Academy of Sciences, American Philosophical Society, American Academy of Arts and Sciences - Aggregate Compensation from Fund Complex: $428,700 |
| 2015-07-09 | Hugo F. Sonnenschein - 1940 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Trustee of the University of Rochester; Member of the National Academy of Sciences, the American Philosophical Society; Fellow of the American Academy of Arts and Sciences. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | Hugo F. Sonnenschein(3)........... Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Professor in the Department of Economics at the University of Chicago. Prior to July 2000, Mr. Sonnenschein was President of the University of Chicago. Mr. Sonnenschein is a member of the Board of Trustees of the University of Rochester and a member of its investment committee. Mr. Sonnenschein is a member of the National Academy of Sciences, the American Philosophical Society, and a fellow of the American Academy of Arts and Sciences. Mr. Sonnenschein is also a Trustee or Managing General Partner of other investment companies advised by Asset Management and Advisory Corp. |
| 2002-05-03 | Hugo F. Sonnenschein (61) Trustee Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Service Professor in the Department of Economics at the University of Chicago. The Audit Committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. Each committee member is "independent" as defined by either the New York Stock Exchange or American Stock Exchange listing standard applicable to the respective Fund. Each Fund has a retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. The retirement plan committee is responsible for reviewing the terms of each Fund's retirement plan and reviews any administrative matters with respect thereto. The retirement plan committee does not meet on a regular basis and had no meetings during each Fund's last fiscal year, but does meet on an ad hoc basis as necessary to administer the retirement plan. The compensation table shows Hugo F. Sonnenschein with total compensation before deferral from the Closed-End Fund Complex of $152,250. |
| 2003-05-27 | Hugo F. Sonnenschein(3) (62) Trustee President Emeritus and Honorary Trustee of the University of Chicago... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein... Each Fund has an ad hoc retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein... COMPENSATION TABLE... Hugo F. Sonnenschein......... $138,750 |
| 2004-05-18 | Hugo F. Sonnenschein(3) (63) Trustee President Emeritus of University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Brokerage and services committee member. Total compensation $193,811. |
| 2005-10-05 | Hugo F. Sonnenschein(3) (64) Trustee + President Emeritus and Honorary 78 Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2006-05-19 | Hugo F. Sonnenschein(3)*** (65) Trustee + President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2007-05-10 | Hugo F. Sonnenschein(3)+++ (66) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... Brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. ... COMPENSATION TABLE: Hugo F. Sonnenschein $64,671. |
| 2008-05-08 | Hugo F. Sonnenschein(3)+++ (67) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Brokerage and services committee member. Total compensation $208,601. |
| 2009-05-05 | Hugo F. Sonnenschein (68) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Brokerage and services committee member. Compensation Table shows total compensation including fund expenses $78,523, aggregate pension or retirement benefits $105,000, aggregate estimated annual benefits $228,531. |
| 2010-06-11 | Hugo F. Sonnenschein (69) President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Member of the brokerage and services committee. |
| 2011-05-16 | Hugo F. Sonnenschein (70) ... Trustee ... President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Managing General Partner of funds in the Fund Complex ... brokerage and services committee ... 143,999 |
| 2012-07-03 | Hugo F. Sonnenschein. Independent Trustee. Trustee of the Funds. Member of the Governance Committee. Compensation: $7,074 from the Acquiring Fund, $412,200 from Fund Complex. |
| 2013-06-20 | Hugo F. Sonnenschein (1940) Trustee Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2014-07-18 | Hugo F. Sonnenschein (1940) - Current Trustee and Nominee - President Emeritus and Honorary Trustee of the University of Chicago - Trustee/Managing General Partner of funds in the Fund Complex; Member of the Houston Board - Aggregate Compensation from Fund Complex: $428,700 |
| 2015-07-09 | Hugo F. Sonnenschein - 1940 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Prior to 2000, President of the University of Chicago. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | Hugo F. Sonnenschein(3)........... Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Professor in the Department of Economics at the University of Chicago. Prior to July 2000, Mr. Sonnenschein was President of the University of Chicago. Mr. Sonnenschein is a member of the Board of Trustees of the University of Rochester and a member of its investment committee. Mr. Sonnenschein is a member of the National Academy of Sciences, the American Philosophical Society, and a fellow of the American Academy of Arts and Sciences. Mr. Sonnenschein is also a Trustee or Managing General Partner of other investment companies advised by Asset Management and Advisory Corp. |
| 2002-05-03 | Hugo F. Sonnenschein (61) Trustee Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago... The Audit Committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein... Each Fund has a retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein... COMPENSATION TABLE shows Hugo F. Sonnenschein total compensation before deferral from Closed-End Fund Complex as $152,250. |
| 2003-05-27 | Hugo F. Sonnenschein(3) (62) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. ... Each Fund has an ad hoc retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. ... COMPENSATION TABLE ... Hugo F. Sonnenschein......... $138,750 ... MEETINGS AND COMMITTEES ... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. ... Each Fund has an ad hoc retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. |
| 2004-05-18 | Hugo F. Sonnenschein(3) (63) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Brokerage and services committee member. Total compensation $193,811. |
| 2005-10-05 | Hugo F. Sonnenschein(3) (64) Trustee + President Emeritus and Honorary 78 Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2006-05-19 | Hugo F. Sonnenschein(3)*** (65) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... Hugo F. Sonnenschein.... $74,118 ... BOARD COMMITTEES AND MEETINGS ... The brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. |
| 2007-05-10 | Hugo F. Sonnenschein(3)+++ (66) Trustee + President Emeritus and Honorary Trustee of the University of Chicago. ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... Hugo F. Sonnenschein.... $64,671 ... BOARD COMMITTEES AND MEETINGS ... The brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. |
| 2008-05-08 | Hugo F. Sonnenschein(3)+++ (67) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Brokerage and services committee member. Total compensation $208,601. |
| 2009-05-05 | Hugo F. Sonnenschein (68) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. Compensation Table: $78,523 Fund Complex Compensation + $105,000 Aggregate Pension or Retirement Benefits + $228,531 Aggregate Estimated Annual Benefits. Board Committees: Brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. |
| 2010-06-11 | Hugo F. Sonnenschein (69) President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Member of the brokerage and services committee. |
| 2011-05-16 | Hugo F. Sonnenschein (70) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2012-06-14 | Hugo F. Sonnenschein. Mr. Sonnenschein is the Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Until July 2000, Mr. Sonnenschein served as President of the University of Chicago. Mr. Sonnenschein is a Trustee of the University of Rochester and a member of its investment committee. He is also a member of the National Academy of Sciences and the American Philosophical Society, and a Fellow of the American Academy of Arts and Sciences. From 1994 to 2010, Mr. Sonnenschein served as Director or Trustee of investment companies in the Van Kampen Funds complex. The Board believes that Mr. Sonnenschein's experiences in academia and in running a university, and his experience as a director of investment companies benefits the Funds. |
| 2013-06-20 | Hugo F. Sonnenschein (1940) Trustee Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2014-07-18 | Hugo F. Sonnenschein (1940) Current Trustee and Nominee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Prior to 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex; Member of the Houston Board; Trustee of the University of Rochester and a member of its investment committee; Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences |
| 2015-07-09 | Hugo F. Sonnenschein - 1940 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Prior to 2000, President of the University of Chicago. The Board believes that Mr. Sonnenschein's experience in academia and in running a university, and his experience as a director of investment companies benefits the Funds. |
| Filing Date | Source Excerpt |
|---|---|
| 2010-02-26 | Hugo F. Sonnenschein (69) Proposed Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2010-06-21 | Hugo F. Sonnenschein (69) Trustee Since 2010 President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2011-06-06 | Hugo F. Sonnenschein - 1940 Trustee/Director 2010 President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2012-07-03 | Hugo F. Sonnenschein - 1940 Trustee 2010 Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Mr. Sonnenschein is a Trustee of the University of Rochester and a member of its investment committee. He is also a member of the National Academy of Sciences and the American Philosophical Society, and a Fellow of the American Academy of Arts and Sciences. |
| 2013-06-17 | Hugo F. Sonnenschein - 1940 Trustee 2010 Distinguished Service Professor and President Emeritus of the University of Chicago. Compensation: $426,700. Committees: Governance Committee, Investments Committee, Valuation, Distribution and Proxy Oversight Committee. |
| 2014-06-27 | Hugo F. Sonnenschein - 1940 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2015-07-09 | Hugo F. Sonnenschein - 1940 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Prior to 2000, President of the University of Chicago. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | Hugo F. Sonnenschein(3)........... Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Professor in the Department of Economics at the University of Chicago. Prior to July 2000, Mr. Sonnenschein was President of the University of Chicago. Mr. Sonnenschein is a member of the Board of Trustees of the University of Rochester and a member of its investment committee. Mr. Sonnenschein is a member of the National Academy of Sciences, the American Philosophical Society, and a fellow of the American Academy of Arts and Sciences. Mr. Sonnenschein is also a Trustee or Managing General Partner of other investment companies advised by Asset Management and Advisory Corp. |
| 2002-05-03 | Hugo F. Sonnenschein (61) Trustee Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago... The Audit Committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein... Each Fund has a retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein... Compensation Table shows Hugo F. Sonnenschein total compensation before deferral from Closed-End Fund Complex as $152,250. |
| 2003-05-27 | Hugo F. Sonnenschein(3) (62) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee or Managing General Partner of other funds in the Closed-End Fund Complex. ... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. ... Each Fund has an ad hoc retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. ... COMPENSATION TABLE ... Hugo F. Sonnenschein......... $138,750 ... MEETINGS AND COMMITTEES ... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. |
| 2004-05-18 | Hugo F. Sonnenschein(3) (63) Trustee President Emeritus of the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Brokerage and services committee member. Total compensation $193,811. |
| 2005-10-05 | Hugo F. Sonnenschein(3) (64) Trustee + President Emeritus and Honorary 78 Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. |
| 2006-05-19 | Hugo F. Sonnenschein(3)*** (65) Trustee + President Emeritus and Honorary 67
1126 E. 59th Street Trustee of the University of Chicago
Chicago, IL 60637 and the Adam Smith Distinguished
Service Professor in the Department
of Economics at the University of
Chicago. Prior to July 2000,
President of the University of
Chicago. Trustee of the University of
Rochester and a member of its
investment committee. Member of the
National Academy of Sciences, the
American Philosophical Society and a
fellow of the American Academy of
Arts and Sciences.
REMUNERATION OF TRUSTEES
The compensation of Trustees and executive officers that are affiliated
persons (as defined in 1940 Act) of Asset Management or Van Kampen is paid by
the respective affiliated entity. The funds in the Fund Complex, including the
Funds, pay the non-affiliated Trustees an annual retainer and meeting fees for
services to funds in the Fund Complex.
Each fund in the Fund Complex (except the Van Kampen Exchange Fund) provides a
deferred compensation plan to its non-affiliated Trustees that allows such
Trustees to defer receipt of compensation and earn a return on such deferred
amounts based upon the return of the common shares of the funds in the Fund
Complex as selected by the respective non-affiliated Trustees. Each fund in the
Fund Complex (except the Van Kampen Exchange Fund) also provides a retirement
plan to its non-affiliated Trustees that provides non-affiliated Trustees with
compensation after retirement, provided that certain eligibility requirements
are met as more fully described below.
Each non-affiliated Trustee generally can elect to defer receipt of all or a
portion of the compensation earned by such non-affiliated Trustee until
retirement. Amounts deferred are retained by the respective fund and earn a rate
of return determined by reference to the return on the common shares of such
fund or other funds in the Fund Complex as selected by the respective
non-affiliated Trustee, with the same economic effect as if such non-affiliated
Trustee had invested in one or more funds in the Fund Complex, including the
Funds. To the extent permitted by the 1940 Act, each Fund may invest in
securities of those funds selected by the non-affiliated Trustees in order to
match the deferred compensation obligation. The deferred compensation plan is
not funded and obligations thereunder represent general unsecured claims against
the general assets of the respective Fund.
Each Fund has adopted a retirement plan. Under the retirement plan, a
non-affiliated Trustee who is receiving Trustee's compensation from a Fund prior
to such non-affiliated Trustee's retirement, has at least 10 years of service
(including years of service prior to adoption of the retirement plan) for such
Fund and retires at or after attaining the age of 60, is eligible to receive a
retirement benefit each year for ten years following such Trustee's retirement
from such Fund. Non-affiliated Trustees retiring prior to the age of 60 or with
fewer than 10 years but more than 5 years of service may receive reduced
retirement benefits from a Fund. Each Trustee has served as a member of each
Fund's Board of Trustees since the year of such Trustee's appointment or
election as set forth on Annex C to this Proxy Statement.
COMPENSATION TABLE
FUND COMPLEX
----------------------------------------------------------
TOTAL
COMPENSATION
AGGREGATE AGGREGATE PENSION OR AGGREGATE ESTIMATED BEFORE
COMPENSATION RETIREMENT BENEFITS ANNUAL BENEFITS DEFERRAL FROM
FROM EACH ACCRUED AS PART OF UPON FUND
NAME(1) FUND(2) EXPENSES(3) RETIREMENT(4) COMPLEX(5)
------- ------------ -------------------- ------------------- -------------
|
| 2007-05-10 | Hugo F. Sonnenschein(3)+++ (66) Trustee + President Emeritus and Honorary Trustee of the University of Chicago ... Each Board's brokerage and services committee consists of Mesdames Heagy and Woolsey and Mr. Sonnenschein. ... Hugo F. Sonnenschein.... $64,671 |
| 2008-05-08 | Hugo F. Sonnenschein(3)+++ (67) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Brokerage and services committee member. Total compensation $208,601. |
| 2009-05-05 | Hugo F. Sonnenschein (68) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Brokerage and services committee member. Compensation Table shows $78,523 from Fund Complex, $105,000 pension, $228,531 estimated annual benefits. |
| 2010-06-11 | Hugo F. Sonnenschein (69) ... Trustee ... President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. ... Trustee/Managing General Partner of funds in the Fund Complex. |
| 2011-05-16 | Hugo F. Sonnenschein (70) 1126 E. 59th Street Chicago, IL 60637 Trustee President Emeritus and Honorary Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2012-06-14 | Hugo F. Sonnenschein. Mr. Sonnenschein is the Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Until July 2000, Mr. Sonnenschein served as President of the University of Chicago. Mr. Sonnenschein is a Trustee of the University of Rochester and a member of its investment committee. He is also a member of the National Academy of Sciences and the American Philosophical Society, and a Fellow of the American Academy of Arts and Sciences. From 1994 to 2010, Mr. Sonnenschein served as Director or Trustee of investment companies in the Van Kampen Funds complex. The Board believes that Mr. Sonnenschein's experiences in academia and in running a university, and his experience as a director of investment companies benefits the Funds. |
| 2013-06-20 | Hugo F. Sonnenschein (1940) Trustee Distinguished Service Professor and President Emeritus of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. Prior to July 2000, President of the University of Chicago. Trustee/Managing General Partner of funds in the Fund Complex. Trustee of the University of Rochester and a member of its investment committee. Member of the National Academy of Sciences, the American Philosophical Society and a fellow of the American Academy of Arts and Sciences. |
| 2014-07-18 | Hugo F. Sonnenschein (1940) - Current Trustee and Nominee - President Emeritus and Honorary Trustee of the University of Chicago - Trustee/Managing General Partner of funds in the Fund Complex; Member of the Houston Board - Aggregate Compensation from Fund Complex: $428,700 |
| 2015-07-09 | Hugo F. Sonnenschein - 1940, Trustee; President Emeritus and Honorary Trustee of the University of Chicago; Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago; Trustee of the University of Rochester; Member of the National Academy of Sciences, the American Philosophical Society; Fellow of the American Academy of Arts and Sciences. |
| Filing Date | Source Excerpt | ||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2001-05-15 | Hugo F. Sonnenschein(3)........... Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Professor in the Department of Economics at the University of Chicago... Mr. Sonnenschein is also a Trustee or Managing General Partner of other investment companies advised by Asset Management and Advisory Corp. | ||||||||||||||||||||||||||||||||||
| 2002-05-03 | Hugo F. Sonnenschein (61) Trustee + Mr. Sonnenschein is President Emeritus and Honorary Trustee of the University of Chicago and the Hutchinson Distinguished Service Professor in the Department of Economics at the University of Chicago. ... The Audit Committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. ... Each Fund has a retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. ... Hugo F. Sonnenschein....... (2) 25,164 90,000 152,250 | ||||||||||||||||||||||||||||||||||
| 2003-05-27 | Hugo F. Sonnenschein(3) (62) Trustee President Emeritus and Honorary Trustee of the University of Chicago ... Trustee or Managing General Partner of other funds in the Closed-End Fund Complex. ... COMPENSATION TABLE ... Hugo F. Sonnenschein......... (3) $26,282 $90,000 $138,750 ... MEETINGS AND COMMITTEES ... The audit committee currently consists of Messrs. Arch, Dammeyer, Kerr, Myers and Sonnenschein. ... Each Fund has an ad hoc retirement plan committee which currently consists of Messrs. Arch, Dammeyer and Sonnenschein. | ||||||||||||||||||||||||||||||||||
| 2004-05-18 | Hugo F. Sonnenschein(3) (63) Trustee President Emeritus and Honorary Trustee of the University of Chicago. Trustee/Director/Managing General Partner of funds in the Fund Complex. Brokerage and services committee consists of Linda Hutton Heagy, Hugo F. Sonnenschein and Suzanne H. Woolsey. Compensation Table shows Hugo F. Sonnenschein total annual compensation $193,811. | ||||||||||||||||||||||||||||||||||
| 2005-10-05 | Hugo F. Sonnenschein(3) (64) Trustee + President Emeritus and Honorary 78 Trustee of the University of Chicago and the Adam Smith Distinguished Service Professor in the Department of Economics at the University of Chicago. | ||||||||||||||||||||||||||||||||||
| 2006-05-19 | Hugo F. Sonnenschein(3)*** (65) Trustee + President Emeritus and Honorary
Trustee of the University of Chicago
and the Adam Smith Distinguished
Service Professor in the Department
of Economics at the University of
Chicago. Prior to July 2000,
President of the University of
Chicago. Trustee of the University of
Rochester and a member of its
investment committee. Member of the
National Academy of Sciences, the
American Philosophical Society and a
fellow of the American Academy of
Arts and Sciences.
...
Each Board's brokerage and services committee consists of Mesdames Heagy and
Woolsey and Mr. Sonnenschein. The brokerage and services committee reviews
each Fund's allocation of brokerage transactions and soft-dollar practices and
reviews the transfer agency and shareholder servicing arrangements.
...
COMPENSATION TABLE
Invesco Value Municipal Income Trust
Data sourced from SEC filings. Last updated: 2026-02-03 |