Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2002-04-25 | Ikuo Mori (53)* Chairman and CEO, Daiwa Securities America, Inc., since 2001; Executive Officer, Daiwa Securities Group Inc., since 2001; President and COO, Daiwa Securities America Inc., from 1996 to 2001; Senior Executive Vice President, International Equities Head of Global Prime Brokerage, Daiwa Securities America Inc., from 1993 to 1996. |
| 2003-04-22 | Ikuo Mori (54)* Chairman and CEO, Daiwa TF: TF: -- None Daiwa Securities America 2001 None Inc. SGF: SGF: Financial Square 2001 None 32 Old Slip New York, NY 10005 |
| 2004-04-30 | Ikuo Mori (55)* Chairman and CEO, Daiwa TF: TF: -- None Daiwa Securities America Inc. Securities America, Inc., since 2001 None Financial Square 2001; Executive Officer, Daiwa 32 Old Slip Securities Group Inc., since 2001; SGF: SGF: New York, NY 10005 President and COO, Daiwa 2001 None Securities America Inc., from 1996 to 2001. * Directors so noted are deemed by the Funds' counsel to be "interested persons" (as defined in the U.S. Investment Company Act of 1940, as amended (the "1940 Act")). Mr. Mori is deemed an interested person of each Fund because of his affiliation with Daiwa Securities America Inc., an affiliate of each Fund's investment adviser, Daiwa SB Investments (H.K.) Ltd. for The Thai Capital Fund and Daiwa SB Investments (Singapore) Ltd. for The Singapore Fund. Mr. Kimura is an interested person because of his affiliation with The Japan Equity Fund's former investment adviser (Daiwa Securities Trust Company ("DSTC")), which is an affiliate of The Japan Equity Fund's current investment manager and investment adviser and the administrator and custodian of the Funds. |
| 2005-05-09 | Ikuo Mori (56)* Chairman and CEO, Daiwa Securities America, Inc., since 2001; Executive Officer, Daiwa Securities Group Inc., since 2001; President and COO, Daiwa Securities America Inc., from 1996 to 2001. TF: TF: -- None 2001 None SGF: SGF: 2001 None * Directors so noted are deemed by the Funds' counsel to be "interested persons" (as defined in the U.S. Investment Company Act of 1940, as amended (the "1940 Act")). Mr. Mori is deemed an interested person of each Fund because of his affiliation with Daiwa Securities America Inc., an affiliate of each Fund's investment adviser, Daiwa SB Investments (H.K.) Ltd. for The Thai Capital Fund and Daiwa SB Investments (Singapore) Ltd. for The Singapore Fund. |
Data sourced from SEC filings. Last updated: 2025-12-06