Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2011-04-29 | J. Randall Waterfield 37 None n/a No committees listed for Mr. Waterfield. No compensation listed for Mr. Waterfield. |
| 2012-05-23 | J. Randall Waterfield(1)(2)(3)(4) 36 None 2011 (1) Independent board member as determined by the Board of Directors of the Company (2) Audit Committee Member (3) Compensation Committee Member (4) Governance and Nominating Committee Member Compensation: $17,582 in total. |
| 2013-04-30 | Mr. J. Randall Waterfield has served as a director in June 2011. Since 2000, Mr. Waterfield has been the Chairman of Waterfield Technologies, Inc., a software development firm focused on hosted and on-premise custom applications for the financial services, telecommunications and energy sectors. Since 1999, Mr. Waterfield has also served as the Chairman of Waterfield Group, a diversified financial services holding company. Mr. Waterfield is a Chartered Financial Analyst, member of the Board of Directors, Executive Committee and former Chairman of the YPO New York City Chapter, a member of Mensa, and a graduate of Harvard University in 1996. Mr. Waterfield currently also serves on the Board of Directors of Waterfield Enterprises, LLC, TheRateReport.com, and the Culver Military Summer School. Previously, Mr. Waterfield was at Goldman Sachs & Co., where he worked as an institutional asset manager from May 1996 through March 1999, responsible for the small capitalization growth portfolios whose assets totaled $1.0 billion. Additionally, through his efforts at the Waterfield Foundation, Mr. Waterfield supports a variety of charitable organizations with a focus on the environment and Midwestern-based causes. The following table shows the compensation earned by the non-employee directors for the year ended December 31, 2012: J. Randall Waterfield earned $19,950 in fees for his service as a non-employee director in 2012. |
| 2013-08-22 | J. Randall Waterfield, one of our directors, purchased 94,161 shares of Common Stock in the offering. |
| 2014-04-30 | J. Randall Waterfield(1)(2)(3)(4) Age 40 Present Office(s) Held In Our Company None Director Since 2011 Mr. J. Randall Waterfield has served as a director since June 2011. Since 2000, Mr. Waterfield has been the Chairman of Waterfield Technologies, Inc., a software development firm focused on hosted and on-premise custom applications for the financial services, telecommunications and energy sectors. Since 1999, Mr. Waterfield has also served as the Chairman of Waterfield Group, a diversified financial services holding company. Mr. Waterfield is a Chartered Financial Analyst, member of the Board of Directors, Executive Committee and former Chairman of the YPO New York City Chapter, a member of Mensa, and a graduate of Harvard University in 1996. Mr. Waterfield currently also serves on the Board of Directors of Waterfield Enterprises, LLC, TheRateReport.com, and the Culver Military Summer School. Previously, Mr. Waterfield was at Goldman Sachs & Co., where he worked as an institutional asset manager from May 1996 through March 1999, responsible for the small capitalization growth portfolios whose assets totaled $1.0 billion. Additionally, through his efforts at the Waterfield Foundation, Mr. Waterfield supports a variety of charitable organizations with a focus on the environment and Midwestern-based causes. The following table sets forth information concerning the compensation earned by the non-employee directors for the year ended December 31, 2013: Name Fees Earned or Paid in Cash ($) Option Awards ($) Total ($) J. Randall Waterfield 23,600 -0- 23,600 Includes base compensation, committee chair compensation and in-person and telephonic board and committee meeting compensation. |
| 2015-04-29 | J. Randall Waterfield(1)(2)(3)(4) Age 41 Present Office(s) Held In Our Company None Director Since 2011 ... Mr. J. Randall Waterfield has served as a director since June 2011. Mr. Waterfield is a board member of Red Oak Partners, LLC. ... The following table sets forth information concerning the compensation earned by the non-employee directors for the year ended December 31, 2014: ... J. Randall Waterfield 23,900 -0- 23,900 ... (1) Independent board member as determined by the Board of Directors of the Company (2) Audit Committee Member (3) Compensation Committee Member (4) Governance and Nominating Committee Member |
| 2016-04-27 | J. Randall Waterfield(1)(2)(3)(4) 42 None 2011 (1) Independent board member as determined by the Board of Directors of the Company (2) Audit Committee Member (3) Compensation Committee Member (4) Governance and Nominating Committee Member Non-Employee Director Compensation Table J. Randall Waterfield Fees Earned or Paid in Cash ($) 22,000 Option Awards ($) 12,850 Total ($) 34,850 |
| 2017-03-31 | Consists of 146,136 shares held directly by Mr. Waterfield and 3,335 shares issuable upon exercise of options exercisable within 60 days of March 13, 2017. |
| 2017-04-21 | J. Randall Waterfield(1)(2)(3)(4) 43 None 2011 (1) Independent board member as determined by the Board of Directors of the Company (2) Audit Committee Member (3) Compensation Committee Member (4) Governance and Nominating Committee Member The following table sets forth information concerning the compensation earned by the non-employee directors for the year ended December 31, 2016: J. Randall Waterfield 23,950 -0- 23,950 Mr. Waterfield brings to our board extensive business leadership experience as chairman of a diversified financial services holding company and chairman of a software development firm; strong strategic and financial expertise; and knowledge of the Company’s compensation arrangements, strategy and industry through board and committee service. |
| 2018-04-09 | J. Randall Waterfield(1)(2)(3)(4) 44 None 2011 ... (1) Independent board member as determined by the Board of Directors of the Company (2) Audit Committee Member (3) Compensation Committee Member (4) Governance and Nominating Committee Member ... The following table sets forth information concerning the compensation earned by the non-employee directors for the year ended December 31, 2017: ... J. Randall Waterfield 29,600 -0- 29,600 |
| 2019-04-29 | J. Randall Waterfield has served as a director since June 2011. Mr. Waterfield is a board member of Red Oak Partners, LLC. Since 2000, Mr. Waterfield has been the Chairman of WTI, a software development firm focused on hosted and on-premise custom applications for the financial services, telecommunications and energy sectors. Since 1999, Mr. Waterfield has also served as the Chairman of Waterfield Group, a diversified financial services holding company. Mr. Waterfield is a Chartered Financial Analyst, the 2017-2018 Chairman of YPO, a member of Mensa and a graduate of Harvard University in 1996. Mr. Waterfield currently also serves on the Board of Directors of Waterfield Enterprises, LLC, Action Labor, and SMTC Corporation. Previously, Mr. Waterfield was at Goldman Sachs & Co. LLC, where he worked as an institutional asset manager from May 1996 through March 1999, primarily responsible for the small capitalization growth portfolios. Additionally, through his efforts at the Waterfield Foundation, Mr. Waterfield supports a variety of charitable organizations with a focus on the environment and Midwestern-based causes. Mr. Waterfield brings to our board extensive business leadership experience as chairman of a diversified financial services holding company and chairman of a software development firm; strong strategic and financial expertise; and knowledge of the Company's compensation arrangements, strategy and industry through board and committee service. The following table sets forth certain information concerning the director nominees. J. Randall Waterfield(1)(2)(3)(4) 45 None 2011 (1) Independent board member as determined by the Board of Directors of the Company (2) Audit Committee Member (3) Compensation Committee Member (4) Governance and Nominating Committee Member. The following table sets forth information concerning the compensation earned by the non-employee directors for the year ended December 31, 2018: J. Randall Waterfield 29,200 28,640 54,856 112,696. |
| Filing Date | Source Excerpt |
|---|---|
| 2024-08-12 | J. Randall Waterfield has served as a director of the Company since August 2023. |
| Filing Date | Source Excerpt |
|---|---|
| 2011-09-21 | J. Randall Waterfield was appointed to the Board of Directors effective September 6, 2011 pursuant to an agreement entered into on August 29, 2011 by the Company and Red Oak Partners, LLC. In August 2011, the Board created a new Strategic Committee and a new Nominating and Corporate Governance Committee. In connection with this new policy, the Board appointed David Sandberg and J. Randall Waterfield to each of the Company’s four committees. The Compensation Committee currently consists of Messrs. Waterfield (Chairman), Fink, Sandberg, and Reynolds. The Audit Committee now consists of Mr. Reynolds (the Chairman), Mr. Sandberg, Mr. Waterfield, and Mr. Fink. The Strategic Committee currently consists of Messrs. Sandberg (Chairman), Fink, Waterfield, and Reynolds. The Nominating and Corporate Governance Committee consists of Messrs. Sandberg (Chairman), Fink, Waterfield, and Reynolds. The Company and Mr. Waterfield agreed to compensation arrangements including annual fees and meeting fees, but his total annual cash compensation shall not exceed $25,000. However, he was appointed after the fiscal year ended October 31, 2010, so no compensation is listed for him. |
| 2012-07-12 | J. Randall Waterfield was appointed to the Board of Directors effective September 6, 2011 pursuant to an agreement entered into on August 29, 2011 by the Company and Red Oak Partners, LLC. The Audit Committee was composed of Messrs. Reynolds (Chairman), Fink, Sandberg and Waterfield. The Compensation Committee currently consists of Messrs. Waterfield (Chairman), Fink, Reynolds, and Sandberg. The Strategic Committee currently consists of Messrs. Sandberg (Chairman), Fink, Waterfield, and Reynolds. The Nominating and Corporate Governance Committee currently consists of Messrs. Fink (Chairman), Sandberg, Waterfield and Reynolds. Director Compensation for Fiscal Year 2011 table shows Randall Waterfield received $2,500 in fees and $0 in option awards, totaling $2,500. |
Data sourced from SEC filings. Last updated: 2026-02-03