JAMES ALEXANDER

Corporate Board Profile

Tech Score: 0/100

Marygold Companies, Inc.

Filing Date	Source Excerpt
2023-10-06	James Alexander 61 Director James Alexander was recently appointed as a Director on the Board of Directors in 2023. Audit Committee Audit: Derek Mullins, Chair; James Alexander, Member; and Erin Grogan, Member The primary purpose of the Audit Committee is to assist our Board of Directors in overseeing and monitoring (i) the integrity of the financial statements and other financial information provided to our stockholders, the public, any stock exchange and others, (ii) our compliance with legal and regulatory requirements, (iii) the qualifications, independence and performance of our independent auditor, (iv) the performance of our internal audit function and our system of internal controls, and (v) such other matters as are assigned to the Audit Committee pursuant to our audit committee charter or as mandated under applicable laws, rules and regulations. Independent Director Cash Compensation during Fiscal Year End June 30, 2023 James S. Alexander 2023 6,000
2024-09-23	James Alexander was appointed as a director in 2023. Mr. Alexander has held executive and senior sales roles within the capital markets division of money center and regional banks for the last 30 years. He served as Senior Director at Key Banc Capital Markets from 2015-2023 and was responsible for growing the firm’s corporate bond credit business as well as expanding its entry into the structured product trading sector with new tier one client relationships. Prior to joining Key Banc, James was a director in the Capital Markets Division at Wells Fargo Securities and a Principal in the Capital Markets Division at Bank of America Securities. James is a respected leader with deep industry knowledge that has enabled him to evaluate and act upon market opportunities and navigate changing economic cycles. James is also a cultural innovator and community leader as he was a co-founder of All Jokes Aside Comedy Club in Chicago which became one of the most influential entertainment destinations in the country devoted to comedians of color. He also dedicates his time to improving the lives of young people through education by serving on the board of directors of The Edward G. Irvin Foundation, where he has served as Chairman of the Scholarship Committee for the last thirteen years. James graduated with a Bachelor of Arts degree in Marketing from Morehouse College and earned a Master of Business Administration degree in Finance from Northwestern University, Kellogg School of Management.

Filing Date

Source Excerpt

2023-10-06

James Alexander 61 Director James Alexander was recently appointed as a Director on the Board of Directors in 2023. Audit Committee Audit: Derek Mullins, Chair; James Alexander, Member; and Erin Grogan, Member The primary purpose of the Audit Committee is to assist our Board of Directors in overseeing and monitoring (i) the integrity of the financial statements and other financial information provided to our stockholders, the public, any stock exchange and others, (ii) our compliance with legal and regulatory requirements, (iii) the qualifications, independence and performance of our independent auditor, (iv) the performance of our internal audit function and our system of internal controls, and (v) such other matters as are assigned to the Audit Committee pursuant to our audit committee charter or as mandated under applicable laws, rules and regulations. Independent Director Cash Compensation during Fiscal Year End June 30, 2023 James S. Alexander 2023 6,000

2024-09-23

James Alexander was appointed as a director in 2023. Mr. Alexander has held executive and senior sales roles within the capital markets division of money center and regional banks for the last 30 years. He served as Senior Director at Key Banc Capital Markets from 2015-2023 and was responsible for growing the firm’s corporate bond credit business as well as expanding its entry into the structured product trading sector with new tier one client relationships. Prior to joining Key Banc, James was a director in the Capital Markets Division at Wells Fargo Securities and a Principal in the Capital Markets Division at Bank of America Securities. James is a respected leader with deep industry knowledge that has enabled him to evaluate and act upon market opportunities and navigate changing economic cycles. James is also a cultural innovator and community leader as he was a co-founder of All Jokes Aside Comedy Club in Chicago which became one of the most influential entertainment destinations in the country devoted to comedians of color. He also dedicates his time to improving the lives of young people through education by serving on the board of directors of The Edward G. Irvin Foundation, where he has served as Chairman of the Scholarship Committee for the last thirteen years. James graduated with a Bachelor of Arts degree in Marketing from Morehouse College and earned a Master of Business Administration degree in Finance from Northwestern University, Kellogg School of Management.

Data sourced from SEC filings. Last updated: 2026-02-08