Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2009-11-19 | James Chadwick (36) ... Independent Director Nominee ... Estimated Aggregate Compensation From the Fund: $10,288 ... Audit Committee ... Nominating and Corporate Governance Committee |
| 2010-08-10 | James Chadwick (37) Independent Director $10,288 compensation. Member of Audit Committee and Nominating and Corporate Governance Committee. |
| 2011-10-27 | James Chadwick (38) Independent Director. Managing Director of Main Street Investment Partners, LLC. Compensation: $25,500 |
| 2012-10-30 | The Audit Committee currently consists of Messrs. Chadwick, Harris and Walden. None of the members of the Audit Committee has any relationship to the Fund that may interfere with the exercise of his independence from management of the Fund, and each is independent as defined under the listing standards of the New York Stock Exchange ("NYSE") applicable to closed-end funds. During the fiscal year ended December 31, 2011, the Board's Audit Committee met once. The Nominating and Corporate Governance Committee currently consists of Messrs. Chadwick, Harris and Walden. None of the members is an "interested person" for purposes of the 1940 Act, and each is independent as defined under listing standards of the NYSE applicable to closed-end funds. During the fiscal year ended December 31, 2011, the Board's Nominating and Corporate Governance Committee met once. The Valuation Committee consists of the Board's three Independent Directors, Messrs. Harris, Chadwick and Walden. Mr. Harris serves as the Chairman of the Valuation Committee. The Valuation Committee met once during the fiscal year ended December 31, 2011. Each Independent Director receives an annual retainer equal to $25,000 for serving as a Director and attending the quarterly meetings of the Board, paid quarterly in advance, plus $1,000 for each special Board meeting attended in person (or $500 if attended by telephone). The table below details the amount of compensation the Fund's Directors received from the Fund during the fiscal year ended December 31, 2011. James Chadwick $25,500. |
| 2014-02-18 | The Board of Directors has nominated James Chadwick... Mr. Chadwick has been a Director of SPE since 2009... Independent Director... The Audit Committee currently consists of Messrs. Chadwick, Harris and Walden... Mr. Walden is the Chairman of the Audit Committee... The Nominating and Corporate Governance Committee currently consists of Messrs. Chadwick, Harris and Walden. Mr. Chadwick serves as the Chairman of the Nominating and Corporate Governance Committee... The Valuation Committee consists of the Board’s three Independent Directors, Messrs. Harris, Chadwick and Walden... Mr. Chadwick received $32,000 in compensation. |
| Filing Date | Source Excerpt |
|---|---|
| 2016-04-01 | Mr. James Chadwick began working with Ancora Advisors LLC in 2014. His primary responsibilities are Portfolio Management and Research for the firms Alternative Investments. ... The Compensation Committee currently consists of Laurie C. Moore (Chair), Gov. Frank Keating, Arnaud Ajdler and James Chadwick. |
| 2017-03-29 | James Chadwick, 43, Director The Nominating and Corporate Governance Committee currently consists of Clifford Press (Chair), Thomas Apel, and James Chadwick. Director Compensation Table: James Chadwick Fees Earned or Paid in Cash ($) 102,000, Bonus ($) 60,000, Stock Awards ($) 4,000, Total ($) 166,000. |
| 2018-04-23 | James Chadwick, 44, Director |
| 2019-04-30 | James Chadwick, 44, Director. The Nominating and Corporate Governance Committee currently consists of Thomas G. Apel (Chair), James Chadwick and C. Allen Bradley, Jr. The Compensation Committee members are Glenn C. Christenson (Chair), Arnaud Ajdler, and James Chadwick. Mr. Chadwick received $76,000 in fees and $60,000 in stock awards, plus $1,000 in other compensation, totaling $137,000. |
Data sourced from SEC filings. Last updated: 2026-02-03