Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2001-06-28 | James E. Bacon (2/27/31) ... Business consultant ... Independent Trustee ... Audit Committee ... Nominating and Governance Committee ... Compensation Table ... James E. Bacon $3,971 $4,228 $3,026 $1,489 $912 $45,500 |
| 2002-06-11 | James E. Bacon Trustee - Term - Indefinite Treasurer, Cathedral of St. John 17 333 West Wacker Drive - Length of Service - the Divine (New York City) Chicago, IL 60606 Since Inception 1997-present; formerly, Director of Lone Star Industries, Inc. (1992-1999); previously, Director and Executive Vice President of U.S. Trust Corporation and Trustee of United States Trust Company of New York. The following table shows, for each Trustee who is not affiliated with Nuveen or NIAC, (1) the aggregate compensation paid by each Fund for its fiscal year ended March 31, 2002, (2) pension or retirement benefits accrued as part of Fund expenses, (3) estimated annual benefits upon retirement, and (4) the total compensation paid by the funds advised by NIAC and the funds advised by NSLAM during the calendar year 2001. James E. Bacon $ 3,672 $ 3,895 $ 2,851 $ 1,483 $ 974 $ 0 $ 0 $ 44,500 The Audit Committee of the Board of Trustees of each Fund is responsible for assisting the Board in monitoring (1) the quality and integrity of each Fund's financial statements, (2) each Fund's compliance with regulatory requirements, and (3) the independence and performance of each Fund's independent and internal auditors. Based on such review, it is authorized to make recommendations to the Board of Trustees. The audit committee has adopted a written charter. A copy of the written charter is attached as Appendix B to this proxy statement. The audit committee of each Fund held two meetings during the fiscal year ended March 31, 2002. The members of the Audit Committee are: James E. Bacon William E. Bennett Jack B. Evans William L. Kissick Thomas E. Leafstrand Nomination of those Trustees who are not Interested Persons of a Fund is committed to a nominating and governance committee composed of the Trustees who are not Interested Persons of that Fund. Members of each Fund's nominating and governance committee are James E. Bacon, William E. Bennett, Jack B. Evans, William L. Kissick, Thomas E. Leafstrand and Sheila W. Wellington. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-06-28 | James E. Bacon (2/27/31) ... Business consultant ... Independent Trustee ... Audit Committee ... Nominating and Governance Committee ... Compensation Table ... James E. Bacon $3,971 $4,228 $3,026 $1,489 $912 $45,500 |
| 2002-06-11 | James E. Bacon Trustee - Term - Indefinite Treasurer, Cathedral of St. John 17 333 West Wacker Drive - Length of Service - the Divine (New York City) Chicago, IL 60606 Since Inception 1997-present; formerly, Director of Lone Star Industries, Inc. (1992-1999); previously, Director and Executive Vice President of U.S. Trust Corporation and Trustee of United States Trust Company of New York. ... The Audit Committee of the Board of Trustees of each Fund is responsible for assisting the Board in monitoring (1) the quality and integrity of each Fund's financial statements, (2) each Fund's compliance with regulatory requirements, and (3) the independence and performance of each Fund's independent and internal auditors. Based on such review, it is authorized to make recommendations to the Board of Trustees. The audit committee has adopted a written charter. A copy of the written charter is attached as Appendix B to this proxy statement. The audit committee of each Fund held two meetings during the fiscal year ended March 31, 2002. ... The members of the Audit Committee are: James E. Bacon William E. Bennett Jack B. Evans William L. Kissick Thomas E. Leafstrand ... The following table shows, for each Trustee who is not affiliated with Nuveen or NIAC, (1) the aggregate compensation paid by each Fund for its fiscal year ended March 31, 2002, (2) pension or retirement benefits accrued as part of Fund expenses, (3) estimated annual benefits upon retirement, and (4) the total compensation paid by the funds advised by NIAC and the funds advised by NSLAM during the calendar year 2001. ... James E. Bacon $ 3,672 $ 3,895 $ 2,851 $ 1,483 $ 974 $ 0 $ 0 $ 44,500 ... Each Fund's Board of Trustees has an audit committee currently composed of James E. Bacon, William E. Bennett, Jack B. Evans, William L. Kissick and Thomas E. Leafstrand, Trustees of the Funds who are not Interested Persons of the Funds and who are "independent" as that term is defined in Section 303.01(B)(2)(a) and (3) of the New York Stock Exchange's listing standards. |
| Filing Date | Source Excerpt |
|---|---|
| 2002-07-03 | Treasurer, Cathedral of St. John the Divine (New York City) 1997-present; formerly, Director of Lone Star Industries, Inc. (1992-1999); previously, Director and Executive Vice President of U.S. Trust Corporation and Trustee of United States Trust Company of New York. |
| 2003-02-07 | Treasurer, Cathedral of St. John the Divine (New York City) 1997-present; formerly, Director of Lone Star Industries, Inc. (1992-1999); previously, Director and Executive Vice President of U.S. Trust Corporation and Trustee of United States Trust Company of New York. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-06-28 | James E. Bacon (2/27/31) ... Business consultant ... Trustees who are not affiliated with Nuveen or NIAC ("Independent Trustees") receive a $35,000 annual retainer ... The table below shows ... James E. Bacon ... compensation from each Fund ... $3,971, $4,228, $3,026, $1,489, $912 ... Total compensation $45,500 ... Audit committee member ... Nominating and governance committee member. |
| 2002-06-11 | James E. Bacon Trustee - Term - Indefinite Treasurer, Cathedral of St. John 17 333 West Wacker Drive - Length of Service - the Divine (New York City) Chicago, IL 60606 Since Inception 1997-present; formerly, Director of Lone Star Industries, Inc. (1992-1999); previously, Director and Executive Vice President of U.S. Trust Corporation and Trustee of United States Trust Company of New York. The following table shows, for each Trustee who is not affiliated with Nuveen or NIAC, (1) the aggregate compensation paid by each Fund for its fiscal year ended March 31, 2002, (2) pension or retirement benefits accrued as part of Fund expenses, (3) estimated annual benefits upon retirement, and (4) the total compensation paid by the funds advised by NIAC and the funds advised by NSLAM during the calendar year 2001. James E. Bacon $ 3,672 $ 3,895 $ 2,851 $ 1,483 $ 974 $ 0 $ 0 $ 44,500 Each Fund's audit committee reviews the work and any recommendations of that Fund's independent auditors. Based on such review, it is authorized to make recommendations to the Board of Trustees. The audit committee has adopted a written charter. A copy of the written charter is attached as Appendix B to this proxy statement. The audit committee of each Fund held two meetings during the fiscal year ended March 31, 2002. Nomination of those Trustees who are not Interested Persons of a Fund is committed to a nominating and governance committee composed of the Trustees who are not Interested Persons of that Fund. Members of each Fund's nominating and governance committee are James E. Bacon, William E. Bennett, Jack B. Evans, William L. Kissick, Thomas E. Leafstrand and Sheila W. Wellington. |
Data sourced from SEC filings. Last updated: 2026-02-03