Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2001-11-07 | James F. Higgins, Trustee/Director since June 2000; Chairman of the Individual Investor Group of Morgan Stanley; Director of Morgan Stanley Trust, Morgan Stanley Distributors and Dean Witter Realty Inc.; previously President and COO of various Morgan Stanley divisions. |
| 2002-11-12 | James F. Higgins (54) Director or Trustee of the Morgan Stanley Funds and TCW/DW Term Trusts; Senior Advisor of Morgan Stanley; previously President and COO of Private Client Group and Individual Securities at Morgan Stanley. |
| 2003-11-13 | Director or Trustee of the Retail Funds and TCW/DW Term Trust 2003 (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley; previously President and COO of the Private Client Group of Morgan Stanley and President and COO of Individual Securities of Morgan Stanley. |
| 2004-11-12 | Director or Trustee of the Retail Funds (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley; Director of the Distributor and Dean Witter Realty Inc.; previously President and COO of Morgan Stanley Private Client Group and Individual Securities. |
| 2005-11-14 | Director or Trustee of the Retail Funds (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley; Director of AXA Financial, Inc. and The Equitable Life Assurance Society of the United States. |
| 2007-11-05 | Senior Advisor of Morgan Stanley; Director of AXA Financial, Inc. and The Equitable Life Assurance Society of the United States. |
| 2008-10-30 | Director or Trustee of the Retail Funds and Institutional Funds; Senior Advisor of Morgan Stanley; Director of AXA Financial, Inc. and The Equitable Life Assurance Society of the United States. |
| 2009-11-04 | Director or Trustee of the Retail Funds (since June 2000) and Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000). |
| Filing Date | Source Excerpt |
|---|---|
| 2001-08-16 | Chairman of the Private Client Group of Morgan Stanley; Director of MSDW Trust and Dean Witter Realty Inc.; Director or Trustee of the Morgan Stanley Funds and the TCW/DW Term Trusts; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley |
| 2002-08-28 | Director or Trustee of the Morgan Stanley Funds and the TCW/DW Term Trusts; Senior Advisor of Morgan Stanley; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley, President and Chief Operating Officer of Individual Securities of Morgan Stanley. |
| 2003-09-12 | James F. Higgins (55) Director or Trustee of the Retail Funds and TCW/DW Term Trust 2003 (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley and President and Chief Operating Officer of Individual Securities of Morgan Stanley. |
| 2004-09-14 | James F. Higgins (56) Director or Trustee of the Retail Funds (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000); Director of the Distributor and Dean Witter Realty Inc.; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley (May 1999-August 2000), and President and Chief Operating Officer of Individual Securities of Morgan Stanley (February 1997-May 1999). |
| 2005-09-21 | James F. Higgins (57) Director or Trustee of the Retail Funds (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000); Director of the Distributor and Dean Witter Realty Inc.; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley (May 1999-August 2000), and President and Chief Operating Officer of Individual Securities of Morgan Stanley (February 1997-May 1999). |
| 2006-09-13 | Director or Trustee of the Retail Funds (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000). |
| 2007-09-11 | Senior Advisor of Morgan Stanley; Director of AXA Financial, Inc. and The Equitable Life Assurance Society of the United States. |
| 2008-08-29 | Director or Trustee of the Retail Funds (since June 2000) and Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000); Director of AXA Financial, Inc. and The Equitable Life Assurance Society of the United States (financial services). |
| 2009-09-14 | Director or Trustee of the Retail Funds (since June 2000) and Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000). |
| Filing Date | Source Excerpt |
|---|---|
| 2001-08-16 | Chairman of the Private Client Group of Morgan Stanley; Director of MSDW Trust and Dean Witter Realty Inc.; Director or Trustee of the Morgan Stanley Funds and the TCW/DW Term Trusts; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley |
| 2002-08-28 | James F. Higgins (54) Director or Trustee of the Morgan Stanley Funds and the TCW/DW Term Trusts (since June 2000); Senior Advisor of Morgan Stanley (since August 2000); Director of the Distributor and Dean Witter Realty Inc.; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley (May 1999-August 2000), President and Chief Operating Officer of Individual Securities of Morgan Stanley (February 1997-May 1999). |
| 2003-09-12 | James F. Higgins (55) Director or Trustee of the Retail Funds and TCW/DW Term Trust 2003 (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000); Director of the Distributor and Dean Witter Realty Inc.; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley (May 1999-August 2000), and President and Chief Operating Officer of Individual Securities of Morgan Stanley (February 1997-May 1999). |
| 2004-09-14 | James F. Higgins (56) Director or Trustee of the Retail Funds (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000); Director of the Distributor and Dean Witter Realty Inc.; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley (May 1999-August 2000), and President and Chief Operating Officer of Individual Securities of Morgan Stanley (February 1997-May 1999). |
| 2005-09-21 | James F. Higgins (57) Director or Trustee of the Retail Funds (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000); Director of the Distributor and Dean Witter Realty Inc.; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley (May 1999-August 2000), and President and Chief Operating Officer of Individual Securities of Morgan Stanley (February 1997-May 1999). |
| 2006-09-13 | Director or Trustee of the Retail Funds (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000). |
| 2007-09-11 | Senior Advisor of Morgan Stanley; Director of AXA Financial, Inc. and The Equitable Life Assurance Society of the United States. |
| 2008-08-29 | Director or Trustee of the Retail Funds (since June 2000) and Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000). |
| 2009-09-14 | Director or Trustee of the Retail Funds (since June 2000) and Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000). |
| Filing Date | Source Excerpt |
|---|---|
| 2003-04-21 | Senior Advisor to Morgan Stanley; Director of Morgan Stanley Distributors Inc. and Dean Witter Realty Inc.; Director of AXA Financial, Inc. and The Equitable Life Assurance Society of the United States (financial services); Director or Trustee of the Retail Funds and the TCW/DW Term Trust 2003; Formerly, President and Chief Operating Officer of the Private Client Group of Morgan Stanley and President and Chief Operating Officer of Individual Securities of Morgan Stanley. |
| 2004-05-13 | Director or Trustee of the Retail Funds (since June 2000) and various U.S. registered investment companies managed by MSIM (since July 2003); Senior Advisor of Morgan Stanley (since August 2000); Director of Morgan Stanley Distributors Inc. and Dean Witter Realty Inc.; previously President and Chief Operating Officer of the Private Client Group of Morgan Stanley (May 1999-August 2000), and President and Chief Operating Officer of Individual Securities of Morgan Stanley (February 1997-May 1999). |
| 2005-05-19 | Director or Trustee of the Retail Funds (since June 2000) and various U.S. registered investment companies managed by MSIM (since July 2003); Senior Advisor of Morgan Stanley (since August 2000); Director of AXA Financial, Inc. and The Equitable Life Assurance Society of the United States (financial services). |
| 2006-05-18 | Director or Trustee of the Retail Funds (since June 2000) and the Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000); Director of Dean Witter Realty Inc. |
| 2007-05-11 | Director of AXA Financial, Inc. and The Equitable Life Assurance Society of the United States (financial services). |
| 2008-05-13 | Director or Trustee of the funds advised by Morgan Stanley Investment Advisors (the Retail Funds) and various U.S. registered investment companies managed by the Adviser; Senior Advisor of Morgan Stanley. |
| 2009-05-07 | Director or Trustee of the Retail Funds (since June 2000) and Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000). |
| 2010-05-19 | Director or Trustee of the Retail Funds (since June 2000) and Institutional Funds (since July 2003); Senior Advisor of Morgan Stanley (since August 2000). |
| 2011-05-20 | Senior Advisor of Morgan Stanley; Director or Trustee of the Retail Funds and Institutional Funds; serves on boards of other financial services companies. |
| 2012-06-19 | Director or Trustee of various Morgan Stanley Funds; Senior Advisor of Morgan Stanley. |
| 2013-05-10 | Director or Trustee of various Morgan Stanley Funds (since June 2000); Senior Advisor of Morgan Stanley (since August 2000) |
| 2014-05-05 | Director or Trustee of various Morgan Stanley Funds (since June 2000); Senior Advisor of Morgan Stanley (since August 2000). |
| 2015-05-08 | Director or Trustee of various Morgan Stanley Funds (since June 2000); Senior Advisor of Morgan Stanley (since August 2000) |
| 2016-05-09 | Director or Trustee of various Morgan Stanley Funds (since June 2000); Senior Advisor of Morgan Stanley (since August 2000). |
Data sourced from SEC filings. Last updated: 2025-08-30