JAMES M. HAVEL - Corporate Board Profile

ENTERPRISE FINANCIAL SERVICES CORP

Filing Date	Source Excerpt
2016-03-16	James M. Havel was appointed to the Board on March 6, 2014. In 2015, the Audit Committee consisted of Directors Van Trease (Committee Chairperson), Arnold, Guest, Downey, and Havel.
2017-03-15	James M. Havel was appointed to the Board on March 6, 2014. Mr. Havel is currently an independent consultant. ... In 2016, the Audit Committee consisted of Directors Van Trease (Chairperson), Arnold, Guest, Downey, and Havel. ... The Risk Committee consisted of Directors Arnold (Chairman), Downey, Guest, Havel, Heeter, and three directors of our bank subsidiary. ... The following table sets forth compensation paid to each of the Company’s non-employee directors during 2016. ... James M. Havel $2,048 Fees Earned or Paid in Cash, $37,452 Stock Awards, Total $39,500.
2018-03-14	In 2017, the Audit Committee consisted of Directors Van Trease (Committee Chairperson), Arnold, Downey, Guest, Havel, Kent, and Schmidt. Director Downey retired from the Board in May 2017 and Director Guest retired from the Committee in February 2017. Mr. Arnold retired from the Committee in February 2018. Mr. Normile, was appointed to the Board and the Audit Committee in November 2017 and was determined to meet the NASDAQ independence standards as well as the additional requirements applicable to Audit Committee members. The Audit Committee met six times in 2017. The Nominating and Corporate Governance Committee members for 2017 were Directors Heeter (Committee Chairperson), Guest, Havel, Holmes and Murphy. Director Murphy retired from the Board in May 2017. The committee met five times in 2017. In 2017, non-employee directors received a $30,000 annual retainer, with Mr. Eulich receiving an $85,000 retainer for his service as chairperson of the Board and Executive Committee. Annual retainers are paid in July of each year for the upcoming 12 month period. Additionally, members receive $1,250 per board meeting attended. For committee service, the Chairpersons received an additional retainer as follows: Audit Committee - $10,000, Compensation Committee - $8,000, Risk Committee - $8,000 and Nominating and Governance Committee - $6,000. Non-Chairperson committee members receive $1,000 per committee meeting attended. Directors also receive attendance fees and retainers for service on the Bank's Board of Directors and for representing the holding company board on other committees and advisory boards. In 2017, Mr. Arnold and Mr. Eulich received cash fees of $19,500 and $14,500, respectively, for their services on the Bank's board of directors. Ms. Schmitz and Mr. Guest received a stipend of $950 and $10,200, respectively, for their service on Advisory Boards. Directors elect whether to receive their holding company board compensation in 100% common stock or 50% cash / 50% common stock. Shares are granted and issued on the cash payment date and are calculated using the grant date fair value. Such shares are not subject to vesting requirements. The shares are issued under the stockholder approved Stock Plan for Non-Management Directors. James M. Havel received total annual compensation of $42,250 in 2017.
2019-04-17	James M. Havel served as Executive Vice President and Chief Financial Officer of Express Scripts Holding Company (NASDAQ: ESRX), a Fortune 25 Pharmacy Benefits Management Company from October 2017 through his retirement effective January 2019. Prior to 2017 and continuing after his retirement from Express Scripts, Mr. Havel is an independent consultant with Havel Associates, LLC. From April 2016 through November 2016, Mr. Havel served as Chief Operating Officer of Vatterott Education Centers, a privately-held post-secondary trade school. From January 2015 through March 2016, Mr. Havel served as a financial executive with Express Scripts Holding Company. Beginning in April 2011 through December 2014, Mr. Havel served as the Chief Financial Officer of Major Brands Holdings, a prominent St. Louis-based wholesaler of premium wine and spirits, craft beer and non-alcoholic beverages. As an independent consultant, Mr. Havel has advised public and private companies on acquisitions and strategic planning. Prior to July 2010, Mr. Havel was a partner with Ernst & Young LLP. He brings extensive financial experience in both public and private company environments to the Board. Mr. Havel’s public accounting background also provides him with insight into the broad range of businesses and industries the Company serves.
2020-03-25	In 2019, the Audit Committee consisted of Directors Van Trease (Committee Chairperson), Deutsch, Havel, Kent, and Schmitz. ... Nominating and Governance Committee members for 2019 were Directors Heeter (Committee Chairperson), DeCola, Guest, Havel, and Holmes.
2021-03-17	In 2020, the Audit Committee consisted of Directors Van Trease (Committee Chairperson), Deutsch, Havel, Kent, and Schmitz for the full year...In 2020, the Nominating and Governance Committee consisted of Directors Heeter (Committee Chairperson), DeCola, Guest, Havel, and Holmes for the full year...James M. Havel total annual compensation was $67,250.
2022-03-22	James M. Havel has served as the Executive Vice Present and Chief Financial Officer at Clayco since March 2019. Previously, he served as Executive Vice President and Chief Financial Officer of Express Scripts Holding Company (Nasdaq: ESRX) from October 2017 through January 2019. Mr. Havel currently serves on the board of directors of Carestream Dental. From April 2016 through November 2016, Mr. Havel served as Chief Operating Officer of Vatterott Education Centers, a privately-held post-secondary trade school. From January 2015 through March 2016, Mr. Havel served as a financial executive with Express Scripts Holding Company. From April 2011 through December 2014, Mr. Havel served as the Chief Financial Officer of Major Brands Holdings. Prior to July 2010, Mr. Havel was a partner with Ernst & Young LLP. Mr. Havel has also previously advised public and private companies on acquisitions and strategic planning in connection with independent consulting work. Mr. Havel brings extensive financial experience in both public and private company environments to the Board. Mr. Havel’s public accounting background also provides him with insight into the broad range of businesses and industries the Company serves.
2023-03-29	James M. Havel has served as the Executive Vice Present and Chief Financial Officer at Clayco ... In 2022, the Audit Committee consisted of Directors Van Trease (Chairperson), Havel, Kent, and Schmitz ... The Nominating and Governance Committee consisted of Directors DeCola (Chairperson as of May 2022), Guest, and Holmes for the full year. Director Havel (from January through June 2022) served on the committee for a portion of the year ... The Risk Committee consisted of Directors Guest (Chairperson), Hui and Sanborn for the full year. Directors Havel was appointed to serve on the committee in June 2022 ... Director Compensation table shows James M. Havel total annual compensation as $95,500.
2024-03-19	In 2023, the Audit Committee consisted of Directors Kent (Chairperson), Havel, Rodrigues, Schmitz, and Van Trease. ... In 2023, the Risk Committee consisted of Directors Guest (Committee Chairperson), Havel, Marsh, Rodrigues, and Sanborn. ... The following table sets forth compensation paid to each of the Company’s non-employee directors during 2023. James M. Havel: Total Annual Compensation $137,000.