JAMES R. BAIO - Corporate Board Profile

VIRTUS INVESTMENT PARTNERS, INC.

Filing Date	Source Excerpt
2009-04-10	Mr. Baio was Chief Financial Officer and Executive Vice President of Capmark Financial Group, Inc. from 2006 until his retirement in 2007. He served as Chief Financial Officer, Treasurer and Executive Vice President, Chief Administrative Officer, Senior Vice President and Treasurer, Templeton Mutual Funds and Mutual Series Mutual Funds and Senior Vice President and Risk Manager. He is Chair of the Audit Committee and member of the Compensation Committee.
2010-04-06	James R. Baio (56), Class II. Mr. Baio was Chief Financial Officer and Executive Vice President of Capmark Financial Group, Inc., a private equity portfolio company engaged in global real estate finance, from 2006 until his retirement in 2007. ... Mr. Baio brings to our Board substantial experience on financial and accounting matters concerning asset management organizations and overall familiarity with the investment management industry. Furthermore, Mr. Baio's extensive financial, accounting and auditing experience positions him well to serve as Chairman of our Audit Committee. ... The Audit Committee currently consists of Messrs. Baio (Chair), Holt and Swan. ... The Compensation Committee currently consists of Ms. Coffey (Chair) and Messrs. Baio and Treanor. ... The following table provides information concerning the compensation of each of the Company's directors (excluding directors who are named executive officers) in 2009. ... James R. Baio Fees Earned or Paid in Cash: $60,000, Stock Awards: $83,005, Total: $143,005.
2011-03-16	Mr. Baio was Chief Financial Officer and Executive Vice President of Capmark Financial Group, Inc., a private equity portfolio company engaged in global real estate finance, from 2006 until his retirement in 2007. Prior to that time, from 1989 to 2006, he held various positions at Franklin Resources, Inc., a publicly-traded global investment management organization known as Franklin Templeton Investments. He served as Chief Financial Officer, Treasurer and Executive Vice President from 2003 to 2006, Chief Administrative Officer from 2000 to 2003, Senior Vice President and Treasurer, Templeton Mutual Funds and Mutual Series Mutual Funds from 1994 to 2000 and Senior Vice President and Risk Manager from 1989 to 1994. Prior to that, he was Senior Manager, Audit and Tax at Ernst & Young, a professional services organization, from 1977 to 1989. Mr. Baio is licensed as a certified public accountant (inactive since 2008). Mr. Baio brings to our Board substantial experience on financial and accounting matters concerning asset management organizations and overall familiarity with the investment management industry. Furthermore, Mr. Baio's extensive financial, accounting and auditing experience positions him well to serve as Chairman of our Audit Committee.
2012-04-02	The following table provides information concerning the compensation of each of the Companys directors who received compensation for his/her services as a director in 2011. James R. Baio Fees Earned or Paid in Cash: 78,750 Stock Awards: 60,000 Total: 138,750
2013-04-08	Mr. Baio is licensed as a certified public accountant (inactive since 2008). Mr. Baio brings to our Board substantial experience in financial and accounting matters concerning asset management organizations and overall familiarity with the investment management industry. Furthermore, Mr. Baio's extensive financial, accounting and auditing experience positions him well to serve as a member of our Board and Chairman of our Audit Committee.
2014-04-03	Mr. Baio was Chief Financial Officer and Executive Vice President of Capmark Financial Group, Inc. The table shows his total compensation as $173,452.
2015-04-17	James R. Baio (61), Class II. Mr. Baio was Chief Financial Officer and Executive Vice President of Capmark Financial Group, Inc., a private equity portfolio company engaged in global real estate finance, from 2006 until his retirement in 2007. ... Mr. Baio brings to our Board substantial experience in financial and accounting matters concerning asset management organizations and overall familiarity with the investment management industry. Furthermore, Mr. Baio's extensive financial, accounting and auditing experience positions him well to serve as a member of our Board and Chair of our Audit Committee.
2016-04-13	James R. Baio (62), Class II. Mr. Baio was Chief Financial Officer and Executive Vice President of Capmark Financial Group, Inc. ... Mr. Baio brings to our Board substantial experience in financial and accounting matters ... Mr. Baio's extensive financial, accounting and auditing experience positions him well to serve as a member of our Board and Audit Committee. Director Compensation Table shows James R. Baio received $88,750 in cash fees and $92,384 in stock awards for a total of $181,134 in 2015.
2017-04-05	Mr. Baio was Chief Financial Officer and Executive Vice President of Capmark Financial Group, Inc., a private equity portfolio company engaged in global real estate finance, from 2006 until his retirement in 2007. Prior to that time, from 1989 to 2006, he held various positions at Franklin Resources, Inc., a publicly traded global investment management organization known as Franklin Templeton Investments. He served as Chief Financial Officer, Treasurer and Executive Vice President from 2003 to 2006, Chief Administrative Officer from 2000 to 2003, Senior Vice President and Treasurer, Templeton Mutual Funds and Mutual Series Mutual Funds from 1994 to 2000, and Senior Vice President and Risk Manager from 1989 to 1994. Prior to that, he was Senior Manager, Audit and Tax at Ernst & Young, a professional services organization, from 1977 to 1989. Mr. Baio is licensed as a certified public accountant (inactive since 2008). Mr. Baio brings to our Board substantial experience in financial and accounting matters concerning asset management organizations and overall familiarity with the investment management industry. Furthermore, Mr. Baio's extensive financial, accounting and auditing experience positions him well to serve as a member of our Board and Audit Committee.
2018-04-05	James R. Baio (64), Class II, Director since 2009. Mr. Baio was Chief Financial Officer and Executive Vice President of Capmark Financial Group, Inc., a private equity portfolio company engaged in global real estate finance, from 2006 until his retirement in 2007. ... Mr. Baio brings to our Board substantial experience in financial and accounting matters concerning asset management organizations and overall familiarity with the investment management industry. Furthermore, Mr. Baio's extensive financial, accounting and auditing experience positions him well to serve as a member of our Board and Audit Committee. ... The table below shows the value of all compensation paid to non-employee directors in 2017. James R. Baio: Fees Earned or Paid in Cash ($): 100,000; Stock Awards ($): 97,478; Total: 197,478.
2019-04-04	JAMES R. BAIO (65), Class II, Director since 2009. Mr. Baio was Chief Financial Officer and Executive Vice President of Capmark Financial Group, Inc., a private equity portfolio company engaged in global real estate finance, from 2006 until his retirement in 2007. ... Mr. Baio brings to our Board substantial experience in financial and accounting matters concerning asset management organizations and overall familiarity with the investment management industry. Furthermore, Mr. Baio's extensive financial, accounting and auditing experience positions him well to serve as a member of our Board and Audit and Compensation Committees.