JAMES S. PUTNAM

Corporate Board Profile

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LPL Financial Holdings Inc.

Filing Date Source Excerpt
2016-03-29 “Mr. Putnam ... has been chief executive officer ... of Global Portfolio Advisors ... Prior to his tenure with GPA, Mr. Putnam was employed by LPL Financial...”
2017-04-11 "Mr. Putnam has been the chief executive officer of Global Portfolio Advisors... Prior to his tenure with GPA, Mr. Putnam was employed by LPL Financial..."
2018-03-29 "Mr. Putnam has been the chief executive officer of Global Portfolio Advisors... Prior to his tenure with GPA, Mr. Putnam was employed by LPL Financial..."
2019-03-29 "Mr. Putnam has been the chief executive officer of Global Portfolio Advisors... Prior to his tenure with GPA, Mr. Putnam was employed by LPL Financial..."
2020-03-23 "He began his securities career as a retail representative with Dean Witter Reynolds in 1979."
2021-03-22 "he was employed by LPL Financial from 1983 to 2005 and served as its managing director of national sales"
2022-04-08 "He was employed by LPL Financial from 1983 to 2005 and served as its managing director of national sales..."
2023-03-30 "He began his securities career as a retail representative with Dean Witter Reynolds in 1979."
2024-03-28 "He began his securities career as a retail representative with Dean Witter Reynolds in 1979."
2025-03-25 "He began his securities career as a retail representative with Dean Witter Reynolds in 1979."

Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-04-09